LADENBURG THALMANN FINANCIAL SERVICES INC. current holdings: USA ETF
LADENBURG THALMANN FINANCIAL SERVICES INC. reported $3.50 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 1,222 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are IWF, SPY, IWM.
- IWF: Country of operation —; Class RUS 1000 GRW ETF; Shares 1,096,852; Value $114,226,000.
- SPY: Country of operation —; Class TR UNIT; Shares 479,686; Value $103,735,000.
- IWM: Country of operation —; Class RUSSELL 2000 ETF; Shares 757,320; Value $94,028,000.
- IWD: Country of operation —; Class RUS 1000 VAL ETF; Shares 822,277; Value $86,944,000.
Form 13F-HR as filed (SEC CIK 1029730): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|
IWF
* ISHARES TR | | RUS 1000 GRW ETF | 1,096,852 | $114,226,000 | 2016-09-30 | 2016-11-14 | |
|---|
SPY
* SPDR S&P 500 ETF TR | | TR UNIT | 479,686 | $103,735,000 | 2016-09-30 | 2016-11-14 | |
|---|
IWM
* ISHARES TR | | RUSSELL 2000 ETF | 757,320 | $94,028,000 | 2016-09-30 | 2016-11-14 | |
|---|
IWD
* ISHARES TR | | RUS 1000 VAL ETF | 822,277 | $86,944,000 | 2016-09-30 | 2016-11-14 | |
|---|
VTI
* VANGUARD INDEX FDS | | TOTAL STK MKT | 609,228 | $67,822,000 | 2016-09-30 | 2016-11-14 | |
|---|
VUG
* VANGUARD INDEX FDS | | GROWTH ETF | 602,056 | $67,598,000 | 2016-09-30 | 2016-11-14 | |
|---|
VEA
* VANGUARD TAX MANAGED INTL FD | | FTSE DEV MKT ETF | 1,712,588 | $64,065,000 | 2016-09-30 | 2016-11-14 | |
|---|
BND
* VANGUARD BD INDEX FD INC | | TOTAL BND MRKT | 761,308 | $64,039,000 | 2016-09-30 | 2016-11-14 | |
|---|
HYG
* ISHARES TR | | IBOXX HI YD ETF | 663,108 | $57,831,000 | 2016-09-30 | 2016-11-14 | |
|---|
IVW
* ISHARES TR | | S&P 500 GRWT ETF | 464,403 | $56,482,000 | 2016-09-30 | 2016-11-14 | |
|---|
VIG
* VANGUARD SPECIALIZED PORTFOL | | DIV APP ETF | 648,306 | $54,411,000 | 2016-09-30 | 2016-11-14 | |
|---|
TOTL
SSGA ACTIVE ETF TR | | SPDR TR TACTIC | 1,030,215 | $51,707,000 | 2016-09-30 | 2016-11-14 | |
|---|
GNMA
ISHARES TR | | GNMA BOND ETF | 986,874 | $50,322,000 | 2016-09-30 | 2016-11-14 | |
|---|
BSV
* VANGUARD BD INDEX FD INC | | SHORT TRM BOND | 608,148 | $49,154,000 | 2016-09-30 | 2016-11-14 | |
|---|
VYM
* VANGUARD WHITEHALL FDS INC | | HIGH DIV YLD | 659,151 | $47,551,000 | 2016-09-30 | 2016-11-14 | |
|---|
IVE
* ISHARES TR | | S&P 500 VAL ETF | 478,686 | $45,439,000 | 2016-09-30 | 2016-11-14 | |
|---|
IWP
* ISHARES TR | | RUS MD CP GR ETF | 449,475 | $43,762,000 | 2016-09-30 | 2016-11-14 | |
|---|
IWN
* ISHARES TR | | RUS 2000 VAL ETF | 409,565 | $42,901,000 | 2016-09-30 | 2016-11-14 | |
|---|
VOO
* VANGUARD INDEX FDS | | S&P 500 ETF SHS | 212,948 | $42,310,000 | 2016-09-30 | 2016-11-14 | |
|---|
* POWERSHARES ETF TR II
CUSIP 73937B829 | | S&P500 HGH BET | 1,263,707 | $41,538,000 | 2016-09-30 | 2016-11-14 | |
|---|
IJR
* ISHARES TR | | CORE S&P SCP ETF | 327,130 | $40,589,000 | 2016-09-30 | 2016-11-14 | |
|---|
SDY
* SPDR SERIES TRUST | | S&P DIVID ETF | 477,121 | $40,248,000 | 2016-09-30 | 2016-11-14 | |
|---|
VWO
* VANGUARD INTL EQUITY INDEX F | | FTSE EMR MKT ETF | 1,027,930 | $38,710,000 | 2016-09-30 | 2016-11-14 | |
|---|
* SPDR SERIES TRUST
CUSIP 78464A417 | | BRC HGH YLD BD | 981,319 | $36,026,000 | 2016-09-30 | 2016-11-14 | |
|---|
IWS
* ISHARES TR | | RUS MDCP VAL ETF | 467,782 | $35,886,000 | 2016-09-30 | 2016-11-14 | |
|---|
EMB
* ISHARES TR | | JP MOR EM MK ETF | 297,763 | $34,891,000 | 2016-09-30 | 2016-11-14 | |
|---|
AGG
* ISHARES TR | | CORE US AGGBD ET | 305,503 | $34,331,000 | 2016-09-30 | 2016-11-14 | |
|---|
FBND
FIDELITY | | TOTAL BD ETF | 669,261 | $34,169,000 | 2016-09-30 | 2016-11-14 | |
|---|
IEF
* ISHARES TR | | 7-10 Y TR BD ETF | 290,085 | $32,448,000 | 2016-09-30 | 2016-11-14 | |
|---|
TIP
* ISHARES TR | | TIPS BD ETF | 275,080 | $32,044,000 | 2016-09-30 | 2016-11-14 | |
|---|
IJH
* ISHARES TR | | CORE S&P MCP ETF | 187,808 | $29,042,000 | 2016-09-30 | 2016-11-14 | |
|---|
* RYDEX ETF TRUST
CUSIP 78355W106 | | GUG S&P500 EQ WT | 325,126 | $27,180,000 | 2016-09-30 | 2016-11-14 | |
|---|
VNQ
* VANGUARD INDEX FDS | | REIT ETF | 299,934 | $25,977,000 | 2016-09-30 | 2016-11-14 | |
|---|
VCIT
* VANGUARD SCOTTSDALE FDS | | INT-TERM CORP | 288,453 | $25,839,000 | 2016-09-30 | 2016-11-14 | |
|---|
DVY
* ISHARES TR | | SELECT DIVID ETF | 299,487 | $25,661,000 | 2016-09-30 | 2016-11-14 | |
|---|
JPIN
J P MORGAN EXCHANGE TRADED F | | DIV RTN INT EQ | 469,837 | $24,457,000 | 2016-09-30 | 2016-11-14 | |
|---|
IJK
* ISHARES TR | | S&P MC 400GR ETF | 138,711 | $24,247,000 | 2016-09-30 | 2016-11-14 | |
|---|
IJJ
* ISHARES TR | | S&P MC 400VL ETF | 182,205 | $24,238,000 | 2016-09-30 | 2016-11-14 | |
|---|
DIA
* SPDR DOW JONES INDL AVRG ETF | | UT SER 1 | 125,330 | $22,907,000 | 2016-09-30 | 2016-11-14 | |
|---|
EFAV
* ISHARES TR | | MIN VOL EAFE ETF | 323,333 | $21,868,000 | 2016-09-30 | 2016-11-14 | |
|---|
VXF
* VANGUARD INDEX FDS | | EXTEND MKT ETF | 236,992 | $21,628,000 | 2016-09-30 | 2016-11-14 | |
|---|
XLE
* SELECT SECTOR SPDR TR | | SBI INT-ENERGY | 305,053 | $21,520,000 | 2016-09-30 | 2016-11-14 | |
|---|
VTV
* VANGUARD INDEX FDS | | VALUE ETF | 236,436 | $20,566,000 | 2016-09-30 | 2016-11-14 | |
|---|
VGK
* VANGUARD INTL EQUITY INDEX F | | FTSE EUROPE ETF | 420,418 | $20,486,000 | 2016-09-30 | 2016-11-14 | |
|---|
IVV
* ISHARES TR | | CORE S&P500 ETF | 93,084 | $20,250,000 | 2016-09-30 | 2016-11-14 | |
|---|
ANGL
* VANECK VECTORS ETF TR | | FALLEN ANGEL HG | 659,270 | $19,041,000 | 2016-09-30 | 2016-11-14 | |
|---|
BNDX
* VANGUARD CHARLOTTE FDS | | INTL BD IDX ETF | 339,167 | $19,007,000 | 2016-09-30 | 2016-11-14 | |
|---|
* POWERSHARES ETF TR II
CUSIP 73937B654 | | PWRSHS SP500 LOW | 486,797 | $18,941,000 | 2016-09-30 | 2016-11-14 | |
|---|
XLU
* SELECT SECTOR SPDR TR | | SBI INT-UTILS | 366,537 | $17,957,000 | 2016-09-30 | 2016-11-14 | |
|---|
LQD
* ISHARES TR | | IBOXX INV CP ETF | 145,187 | $17,893,000 | 2016-09-30 | 2016-11-14 | |
|---|
SHY
* ISHARES TR | | 1-3 YR TR BD ETF | 205,403 | $17,465,000 | 2016-09-30 | 2016-11-14 | |
|---|
VBR
* VANGUARD INDEX FDS | | SM CP VAL ETF | 156,237 | $17,285,000 | 2016-09-30 | 2016-11-14 | |
|---|
VB
* VANGUARD INDEX FDS | | SMALL CP ETF | 139,353 | $17,025,000 | 2016-09-30 | 2016-11-14 | |
|---|
ISTB
ISHARES TR | | CORE ST USDB ETF | 332,234 | $16,826,000 | 2016-09-30 | 2016-11-14 | |
|---|
IEI
* ISHARES TR | | 3-7 YR TR BD ETF | 131,567 | $16,649,000 | 2016-09-30 | 2016-11-14 | |
|---|
VO
* VANGUARD INDEX FDS | | MID CAP ETF | 126,807 | $16,409,000 | 2016-09-30 | 2016-11-14 | |
|---|
USMV
* ISHARES TR | | MIN VOL USA ETF | 358,294 | $16,255,000 | 2016-09-30 | 2016-11-14 | |
|---|
VDC
* VANGUARD WORLD FDS | | CONSUM STP ETF | 118,205 | $16,184,000 | 2016-09-30 | 2016-11-14 | |
|---|
IGSB
* ISHARES TR | | 1-3 YR CR BD ETF | 148,874 | $15,747,000 | 2016-09-30 | 2016-11-14 | |
|---|
* ALPS ETF TR
CUSIP 00162Q866 | | ALERIAN MLP | 1,240,319 | $15,711,000 | 2016-09-30 | 2016-11-14 | |
|---|
XLP
* SELECT SECTOR SPDR TR | | SBI CONS STPLS | 289,486 | $15,415,000 | 2016-09-30 | 2016-11-14 | |
|---|
VOE
* VANGUARD INDEX FDS | | MCAP VL IDXVIP | 158,475 | $14,827,000 | 2016-09-30 | 2016-11-14 | |
|---|
XBI
* SPDR SERIES TRUST | | S&P BIOTECH | 222,262 | $14,734,000 | 2016-09-30 | 2016-11-14 | |
|---|
LDUR
PIMCO ETF TR | | LOW DURTN AC ETF | 145,623 | $14,714,000 | 2016-09-30 | 2016-11-14 | |
|---|
VHT
* VANGUARD WORLD FDS | | HEALTH CAR ETF | 107,815 | $14,328,000 | 2016-09-30 | 2016-11-14 | |
|---|
BIV
* VANGUARD BD INDEX FD INC | | INTERMED TERM | 156,288 | $13,695,000 | 2016-09-30 | 2016-11-14 | |
|---|
EFA
* ISHARES TR | | MSCI EAFE ETF | 228,339 | $13,495,000 | 2016-09-30 | 2016-11-14 | |
|---|
VCSH
* VANGUARD SCOTTSDALE FDS | | SHRT TRM CORP BD | 163,755 | $13,192,000 | 2016-09-30 | 2016-11-14 | |
|---|
VGT
* VANGUARD WORLD FDS | | INF TECH ETF | 109,450 | $13,175,000 | 2016-09-30 | 2016-11-14 | |
|---|
IMCB
ISHARES TR | | MRGSTR MD CP ETF | 84,813 | $13,098,000 | 2016-09-30 | 2016-11-14 | |
|---|
SCHV
* SCHWAB STRATEGIC TR | | US LCAP VA ETF | 277,458 | $12,643,000 | 2016-09-30 | 2016-11-14 | |
|---|
* POWERSHARES ETF TR II
CUSIP 73937B779 | | S&P500 LOW VOL | 295,905 | $12,274,000 | 2016-09-30 | 2016-11-14 | |
|---|
IWY
ISHARES | | RUS TP200 GR ETF | 218,537 | $12,207,000 | 2016-09-30 | 2016-11-14 | |
|---|
VV
* VANGUARD INDEX FDS | | LARGE CAP ETF | 118,877 | $11,787,000 | 2016-09-30 | 2016-11-14 | |
|---|
SCHG
* SCHWAB STRATEGIC TR | | US LCAP GR ETF | 207,938 | $11,538,000 | 2016-09-30 | 2016-11-14 | |
|---|
VMBS
VANGUARD SCOTTSDALE FDS | | MORTG-BACK SEC | 203,423 | $10,976,000 | 2016-09-30 | 2016-11-14 | |
|---|
SCHD
* SCHWAB STRATEGIC TR | | US DIVIDEND EQ | 256,326 | $10,844,000 | 2016-09-30 | 2016-11-14 | |
|---|
VDE
* VANGUARD WORLD FDS | | ENERGY ETF | 110,495 | $10,794,000 | 2016-09-30 | 2016-11-14 | |
|---|
FNDA
SCHWAB STRATEGIC TR | | SCHWAB FDT US SC | 330,301 | $10,286,000 | 2016-09-30 | 2016-11-14 | |
|---|
SJNK
* SPDR SER TR | | SHT TRM HGH YLD | 370,325 | $10,253,000 | 2016-09-30 | 2016-11-14 | |
|---|
DBEU
* DBX ETF TR | | DB XTR MSCI EUR | 390,968 | $10,085,000 | 2016-09-30 | 2016-11-14 | |
|---|
HDV
* ISHARES TR | | CORE HIGH DV ETF | 123,324 | $10,023,000 | 2016-09-30 | 2016-11-14 | |
|---|
XLV
* SELECT SECTOR SPDR TR | | SBI HEALTHCARE | 136,466 | $9,841,000 | 2016-09-30 | 2016-11-14 | |
|---|
VOT
* VANGUARD INDEX FDS | | MCAP GR IDXVIP | 91,764 | $9,761,000 | 2016-09-30 | 2016-11-14 | |
|---|
POWERSHARES ETF TR II
CUSIP 73937B647 | | S&P400 LOVL PT | 250,172 | $9,720,000 | 2016-09-30 | 2016-11-14 | |
|---|
MDY
* SPDR S&P MIDCAP 400 ETF TR | | UTSER1 S&PDCRP | 33,423 | $9,453,000 | 2016-09-30 | 2016-11-14 | |
|---|
MBB
* ISHARES TR | | MBS ETF | 84,412 | $9,292,000 | 2016-09-30 | 2016-11-14 | |
|---|
IBB
* ISHARES TR | | NASDQ BIOTEC ETF | 31,881 | $9,227,000 | 2016-09-30 | 2016-11-14 | |
|---|
VEU
* VANGUARD INTL EQUITY INDEX F | | ALLWRLD EX US | 201,960 | $9,175,000 | 2016-09-30 | 2016-11-14 | |
|---|
TLT
* ISHARES TR | | 20 YR TR BD ETF | 63,561 | $8,739,000 | 2016-09-30 | 2016-11-14 | |
|---|
XLK
* SELECT SECTOR SPDR TR | | TECHNOLOGY | 177,255 | $8,467,000 | 2016-09-30 | 2016-11-14 | |
|---|
IYR
* ISHARES TR | | U.S. REAL ES ETF | 103,639 | $8,412,000 | 2016-09-30 | 2016-11-14 | |
|---|
FSTA
FIDELITY | | CONSMR STAPLES | 263,071 | $8,394,000 | 2016-09-30 | 2016-11-14 | |
|---|
FV
* FIRST TR EXCHANGE TRADED FD | | DORSEY WRT 5 ETF | 362,719 | $8,295,000 | 2016-09-30 | 2016-11-14 | |
|---|
MGK
* VANGUARD WORLD FD | | MEGA GRWTH IND | 93,539 | $8,184,000 | 2016-09-30 | 2016-11-14 | |
|---|
FDIS
FIDELITY | | MSCI CONSM DIS | 254,149 | $7,996,000 | 2016-09-30 | 2016-11-14 | |
|---|
ITOT
* ISHARES TR | | CORE S&P TTL STK | 150,936 | $7,468,000 | 2016-09-30 | 2016-11-14 | |
|---|
FTEC
* FIDELITY | | MSCI INFO TECH I | 202,719 | $7,409,000 | 2016-09-30 | 2016-11-14 | |
|---|
FHLC
* FIDELITY | | MSCI HLTH CARE I | 214,951 | $7,405,000 | 2016-09-30 | 2016-11-14 | |
|---|
BLV
* VANGUARD BD INDEX FD INC | | LONG TERM BOND | 74,655 | $7,355,000 | 2016-09-30 | 2016-11-14 | |
|---|
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|
| Not available yet |