LADENBURG THALMANN FINANCIAL SERVICES INC. current holdings: USA Stocks
LADENBURG THALMANN FINANCIAL SERVICES INC. reported $2.34 billion in share positions in stocks (listed in the US), 1,684 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are AAPL, T, BRKB.
- AAPL: Country of operation United States; Class COM; Shares 1,208,899; Value $136,592,000.
- T: Country of operation United States; Class COM; Shares 1,971,525; Value $80,053,000.
- BRKB: Country of operation —; Class CL B NEW; Shares 502,984; Value $72,685,000.
- XOMXXXX: Country of operation —; Class COM; Shares 780,744; Value $68,132,000.
Form 13F-HR as filed (SEC CIK 1029730): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | % of listed | Quarter end | Filed | Performance |
|---|---|---|---|---|---|---|---|---|
| AAPL * APPLE INC | United States | COM | 1,208,899 | $136,592,000 | 5.69% | 2016-09-30 | 2016-11-14 | |
| T * AT&T INC | United States | COM | 1,971,525 | $80,053,000 | 3.33% | 2016-09-30 | 2016-11-14 | -20.18% |
| BRKB * BERKSHIRE HATHAWAY INC DEL | CL B NEW | 502,984 | $72,685,000 | 3.03% | 2016-09-30 | 2016-11-14 | ||
| XOMXXXX * EXXON MOBIL CORP | COM | 780,744 | $68,132,000 | 2.84% | 2016-09-30 | 2016-11-14 | ||
| PG * PROCTER AND GAMBLE CO | United States | COM | 624,655 | $56,023,000 | 2.33% | 2016-09-30 | 2016-11-14 | +65.26% |
| JNJ * JOHNSON & JOHNSON | United States | COM | 470,839 | $55,639,000 | 2.32% | 2016-09-30 | 2016-11-14 | +126.50% |
| VZ * VERIZON COMMUNICATIONS INC | United States | COM | 1,063,718 | $55,281,000 | 2.30% | 2016-09-30 | 2016-11-14 | -11.54% |
| MSFT * MICROSOFT CORP | United States | COM | 782,679 | $45,076,000 | 1.88% | 2016-09-30 | 2016-11-14 | +783.61% |
| CVX * CHEVRON CORP NEW | United States | COM | 411,571 | $42,339,000 | 1.76% | 2016-09-30 | 2016-11-14 | +98.58% |
| MO * ALTRIA GROUP INC | United States | COM | 653,323 | $41,306,000 | 1.72% | 2016-09-30 | 2016-11-14 | +8.68% |
| META * FACEBOOK INC | United States | CL A | 273,456 | $35,073,000 | 1.46% | 2016-09-30 | 2016-11-14 | +475.96% |
| MMM * 3M CO | United States | COM | 184,216 | $32,455,000 | 1.35% | 2016-09-30 | 2016-11-14 | +14.35% |
| AMZN * AMAZON COM INC | United States | COM | 38,730 | $32,405,000 | 1.35% | 2016-09-30 | 2016-11-14 | +489.13% |
| WFC * WELLS FARGO & CO NEW | United States | COM | 729,625 | $32,322,000 | 1.35% | 2016-09-30 | 2016-11-14 | +81.75% |
| CL * COLGATE PALMOLIVE CO | United States | COM | 344,775 | $25,554,000 | 1.06% | 2016-09-30 | 2016-11-14 | +16.62% |
| PM * PHILIP MORRIS INTL INC | United States | COM | 242,550 | $23,579,000 | 0.98% | 2016-09-30 | 2016-11-14 | +99.44% |
| IBM * INTERNATIONAL BUSINESS MACHS | United States | COM | 146,228 | $23,221,000 | 0.97% | 2016-09-30 | 2016-11-14 | +44.86% |
| KO * COCA COLA CO | United States | COM | 536,023 | $22,677,000 | 0.94% | 2016-09-30 | 2016-11-14 | +105.20% |
| SBUX * STARBUCKS CORP | United States | COM | 415,817 | $22,513,000 | 0.94% | 2016-09-30 | 2016-11-14 | +76.27% |
| GLD * SPDR GOLD TRUST | United States | GOLD SHS | 175,518 | $22,039,000 | 0.92% | 2016-09-30 | 2016-11-14 | +204.75% |
| PFE * PFIZER INC | United States | COM | 645,080 | $21,845,000 | 0.91% | 2016-09-30 | 2016-11-14 | -10.63% |
| INTC * INTEL CORP | United States | COM | 560,224 | $21,142,000 | 0.88% | 2016-09-30 | 2016-11-14 | +207.10% |
| DIS * DISNEY WALT CO | United States | COM DISNEY | 226,919 | $21,071,000 | 0.88% | 2016-09-30 | 2016-11-14 | +13.51% |
| PEP * PEPSICO INC | United States | COM | 187,054 | $20,333,000 | 0.85% | 2016-09-30 | 2016-11-14 | +18.31% |
| UPS * UNITED PARCEL SERVICE INC | United States | CL B | 174,994 | $19,137,000 | 0.80% | 2016-09-30 | 2016-11-14 | -14.11% |
| WM * WASTE MGMT INC DEL | United States | COM | 292,670 | $18,659,000 | 0.78% | 2016-09-30 | 2016-11-14 | +224.80% |
| JPM * JPMORGAN CHASE & CO | United States | COM | 274,254 | $18,267,000 | 0.76% | 2016-09-30 | 2016-11-14 | +403.05% |
| HD * HOME DEPOT INC | United States | COM | 141,288 | $18,186,000 | 0.76% | 2016-09-30 | 2016-11-14 | +123.84% |
| GOOGL * ALPHABET INC | United States | CAP STK CL A | 22,460 | $18,053,000 | 0.75% | 2016-09-30 | 2016-11-14 | +748.06% |
| V * VISA INC | United States | COM CL A | 211,575 | $17,500,000 | 0.73% | 2016-09-30 | 2016-11-14 | +342.42% |
| MRK * MERCK & CO INC | United States | COM | 272,760 | $17,029,000 | 0.71% | 2016-09-30 | 2016-11-14 | +150.68% |
| MCD * MCDONALDS CORP | United States | COM | 141,977 | $16,371,000 | 0.68% | 2016-09-30 | 2016-11-14 | +102.83% |
| WMT * WAL-MART STORES INC | United States | COM | 220,763 | $15,919,000 | 0.66% | 2016-09-30 | 2016-11-14 | +344.26% |
| SO * SOUTHERN CO | United States | COM | 301,680 | $15,465,000 | 0.64% | 2016-09-30 | 2016-11-14 | +62.67% |
| DUK * DUKE ENERGY CORP NEW | United States | COM NEW | 191,124 | $15,283,000 | 0.64% | 2016-09-30 | 2016-11-14 | +42.69% |
| KMB * KIMBERLY CLARK CORP | United States | COM | 118,500 | $14,934,000 | 0.62% | 2016-09-30 | 2016-11-14 | -21.52% |
| CSCO * CISCO SYS INC | United States | COM | 458,481 | $14,534,000 | 0.61% | 2016-09-30 | 2016-11-14 | +237.14% |
| GOOG * ALPHABET INC | United States | CAP STK CL C | 18,647 | $14,491,000 | 0.60% | 2016-09-30 | 2016-11-14 | +768.04% |
| BMY * BRISTOL MYERS SQUIBB CO | United States | COM | 267,739 | $14,442,000 | 0.60% | 2016-09-30 | 2016-11-14 | +16.58% |
| BA * BOEING CO | United States | COM | 108,035 | $14,235,000 | 0.59% | 2016-09-30 | 2016-11-14 | +42.46% |
| LMT * LOCKHEED MARTIN CORP | United States | COM | 58,618 | $14,053,000 | 0.59% | 2016-09-30 | 2016-11-14 | +113.67% |
| O * REALTY INCOME CORP | United States | COM | 203,008 | $13,581,000 | 0.57% | 2016-09-30 | 2016-11-14 | -14.97% |
| ABBV * ABBVIE INC | United States | COM | 215,276 | $13,580,000 | 0.57% | 2016-09-30 | 2016-11-14 | +317.46% |
| NKE * NIKE INC | United States | CL B | 241,063 | $12,692,000 | 0.53% | 2016-09-30 | 2016-11-14 | -31.93% |
| GILD * GILEAD SCIENCES INC | United States | COM | 158,936 | $12,556,000 | 0.52% | 2016-09-30 | 2016-11-14 | +91.20% |
| COST * COSTCO WHSL CORP NEW | United States | COM | 82,087 | $12,514,000 | 0.52% | 2016-09-30 | 2016-11-14 | +506.25% |
| KHC * KRAFT HEINZ CO | United States | COM | 136,936 | $12,253,000 | 0.51% | 2016-09-30 | 2016-11-14 | -73.80% |
| BAC * BANK AMER CORP | United States | COM | 745,564 | $11,687,000 | 0.49% | 2016-09-30 | 2016-11-14 | +251.18% |
| AMGN * AMGEN INC | United States | COM | 69,542 | $11,603,000 | 0.48% | 2016-09-30 | 2016-11-14 | +153.97% |
| F * FORD MTR CO DEL | United States | COM PAR $0.01 | 846,711 | $10,234,000 | 0.43% | 2016-09-30 | 2016-11-14 | +1.91% |
| COP * CONOCOPHILLIPS | United States | COM | 228,797 | $9,946,000 | 0.41% | 2016-09-30 | 2016-11-14 | +188.57% |
| LLY * LILLY ELI & CO | United States | COM | 122,209 | $9,812,000 | 0.41% | 2016-09-30 | 2016-11-14 | +1375.99% |
| CAT * CATERPILLAR INC DEL | United States | COM | 106,302 | $9,438,000 | 0.39% | 2016-09-30 | 2016-11-14 | +831.22% |
| UNP * UNION PAC CORP | United States | COM | 94,803 | $9,246,000 | 0.39% | 2016-09-30 | 2016-11-14 | +181.09% |
| DE * DEERE & CO | United States | COM | 107,171 | $9,146,000 | 0.38% | 2016-09-30 | 2016-11-14 | +697.31% |
| CLX * CLOROX CO DEL | United States | COM | 70,437 | $8,814,000 | 0.37% | 2016-09-30 | 2016-11-14 | -34.81% |
| KMI * KINDER MORGAN INC DEL | United States | COM | 382,268 | $8,775,000 | 0.37% | 2016-09-30 | 2016-11-14 | +31.65% |
| EPD * ENTERPRISE PRODS PARTNERS L | United States | COM | 311,353 | $8,602,000 | 0.36% | 2016-09-30 | 2016-11-14 | +30.37% |
| MSM * MSC INDL DIRECT INC | United States | CL A | 116,184 | $8,529,000 | 0.36% | 2016-09-30 | 2016-11-14 | +69.66% |
| CNP * CENTERPOINT ENERGY INC | United States | COM | 364,140 | $8,455,000 | 0.35% | 2016-09-30 | 2016-11-14 | +59.02% |
| ED * CONSOLIDATED EDISON INC | United States | COM | 109,946 | $8,275,000 | 0.34% | 2016-09-30 | 2016-11-14 | +37.22% |
| ABT * ABBOTT LABS | United States | COM | 188,512 | $7,977,000 | 0.33% | 2016-09-30 | 2016-11-14 | +138.71% |
| AEP * AMERICAN ELEC PWR INC | United States | COM | 122,600 | $7,869,000 | 0.33% | 2016-09-30 | 2016-11-14 | +85.80% |
| NFLX * NETFLIX INC | United States | COM | 79,070 | $7,800,000 | 0.32% | 2016-09-30 | 2016-11-14 | +612.98% |
| D * DOMINION RES INC VA NEW | United States | COM | 104,797 | $7,776,000 | 0.32% | 2016-09-30 | 2016-11-14 | -18.35% |
| GIS * GENERAL MLS INC | United States | COM | 121,551 | $7,763,000 | 0.32% | 2016-09-30 | 2016-11-14 | -47.06% |
| USB * US BANCORP DEL | United States | COM NEW | 180,833 | $7,757,000 | 0.32% | 2016-09-30 | 2016-11-14 | +35.56% |
| WELL * WELLTOWER INC | United States | COM | 101,607 | $7,621,000 | 0.32% | 2016-09-30 | 2016-11-14 | +211.49% |
| SLV * ISHARES SILVER TRUST | United States | ISHARES | 419,614 | $7,612,000 | 0.32% | 2016-09-30 | 2016-11-14 | +204.84% |
| AMT * AMERICAN TOWER CORP NEW | United States | COM | 61,938 | $7,015,000 | 0.29% | 2016-09-30 | 2016-11-14 | +47.67% |
| UNH * UNITEDHEALTH GROUP INC | United States | COM | 48,364 | $6,763,000 | 0.28% | 2016-09-30 | 2016-11-14 | +167.81% |
| CVS * CVS HEALTH CORP | United States | COM | 74,519 | $6,616,000 | 0.28% | 2016-09-30 | 2016-11-14 | -2.12% |
| CPRT * COPART INC | United States | COM | 123,151 | $6,596,000 | 0.27% | 2016-09-30 | 2016-11-14 | +305.07% |
| WPC * W P CAREY INC | United States | COM | 100,169 | $6,461,000 | 0.27% | 2016-09-30 | 2016-11-14 | +4.39% |
| HONZZZZ * HONEYWELL INTL INC | COM | 54,683 | $6,369,000 | 0.27% | 2016-09-30 | 2016-11-14 | ||
| PSX * PHILLIPS 66 | United States | COM | 76,092 | $6,128,000 | 0.26% | 2016-09-30 | 2016-11-14 | +213.16% |
| QCOM * QUALCOMM INC | United States | COM | 89,359 | $6,099,000 | 0.25% | 2016-09-30 | 2016-11-14 | +168.76% |
| CMCSA * COMCAST CORP NEW | United States | CL A | 91,938 | $6,096,000 | 0.25% | 2016-09-30 | 2016-11-14 | -30.52% |
| OPK * OPKO HEALTH INC | United States | COM | 572,989 | $6,068,000 | 0.25% | 2016-09-30 | 2016-11-14 | -84.70% |
| WBS * WEBSTER FINL CORP CONN | United States | COM | 159,154 | $6,050,000 | 0.25% | 2016-09-30 | 2016-11-14 | |
| LOW * LOWES COS INC | United States | COM | 82,295 | $5,944,000 | 0.25% | 2016-09-30 | 2016-11-14 | +159.33% |
| NEE * NEXTERA ENERGY INC | United States | COM | 46,764 | $5,712,000 | 0.24% | 2016-09-30 | 2016-11-14 | +148.17% |
| ORCL * ORACLE CORP | United States | COM | 144,946 | $5,689,000 | 0.24% | 2016-09-30 | 2016-11-14 | +250.79% |
| VTR * VENTAS INC | United States | COM | 78,225 | $5,523,000 | 0.23% | 2016-09-30 | 2016-11-14 | +23.05% |
| MA * MASTERCARD INCORPORATED | United States | CL A | 53,853 | $5,481,000 | 0.23% | 2016-09-30 | 2016-11-14 | +453.78% |
| BIP * BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 155,782 | $5,396,000 | 0.22% | 2016-09-30 | 2016-11-14 | ||
| MDT * MEDTRONIC PLC | Ireland | SHS | 61,284 | $5,295,000 | 0.22% | 2016-09-30 | 2016-11-14 | +0.80% |
| SLB * SCHLUMBERGER LTD | COM | 66,488 | $5,232,000 | 0.22% | 2016-09-30 | 2016-11-14 | -36.58% | |
| EXC * EXELON CORP | United States | COM | 153,395 | $5,103,000 | 0.21% | 2016-09-30 | 2016-11-14 | +71.23% |
| MDLZ * MONDELEZ INTL INC | United States | CL A | 112,399 | $4,933,000 | 0.21% | 2016-09-30 | 2016-11-14 | +35.13% |
| FDX * FEDEX CORP | United States | COM | 27,827 | $4,860,000 | 0.20% | 2016-09-30 | 2016-11-14 | +104.23% |
| SRE * SEMPRA ENERGY | United States | COM | 45,028 | $4,825,000 | 0.20% | 2016-09-30 | 2016-11-14 | +45.87% |
| PNC * PNC FINL SVCS GROUP INC | United States | COM | 52,033 | $4,685,000 | 0.20% | 2016-09-30 | 2016-11-14 | +146.03% |
| EMR * EMERSON ELEC CO | United States | COM | 84,875 | $4,610,000 | 0.19% | 2016-09-30 | 2016-11-14 | +188.46% |
| HSY * HERSHEY CO | United States | COM | 47,829 | $4,571,000 | 0.19% | 2016-09-30 | 2016-11-14 | +68.84% |
| TJX * TJX COS INC NEW | United States | COM | 61,077 | $4,566,000 | 0.19% | 2016-09-30 | 2016-11-14 | +257.85% |
| FBIN * FORTUNE BRANDS HOME & SEC IN | United States | COM | 78,456 | $4,555,000 | 0.19% | 2016-09-30 | 2016-11-14 | -22.65% |
| BXMX NUVEEN S&P 500 BUY-WRITE INC | United States | COM | 331,984 | $4,395,000 | 0.18% | 2016-09-30 | 2016-11-14 | |
| AJG * GALLAGHER ARTHUR J & CO | United States | COM | 85,325 | $4,340,000 | 0.18% | 2016-09-30 | 2016-11-14 | +347.71% |
| BOH * BANK HAWAII CORP | United States | COM | 59,562 | $4,325,000 | 0.18% | 2016-09-30 | 2016-11-14 | -4.75% |
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