LADENBURG THALMANN FINANCIAL SERVICES INC. info
LADENBURG THALMANN FINANCIAL SERVICES INC. (SEC CIK 1029730) first filed with the SEC on 1997-01-08 (Form SB-2) and has filed 1,503 times since, including 33 Form 13F-HR quarterly holdings reports. It is organized in FL and registered at 4400 BISCAYNE BLVD., 12TH FLOOR, MIAMI, FL, 33137.
- Name: Value LADENBURG THALMANN FINANCIAL SERVICES INC..
- SEC CIK: Value 1029730.
- State of organization: Value FL.
- Business address: Value 4400 BISCAYNE BLVD., 12TH FLOOR, MIAMI, FL, 33137.
No Form ADV row is held for this firm, so its adviser registration date, assets under management and employees are left out rather than estimated.
Firm
| Field | Value |
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| Name | LADENBURG THALMANN FINANCIAL SERVICES INC. |
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| SEC CIK | 1029730 |
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| State of organization | FL |
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| Business address | 4400 BISCAYNE BLVD., 12TH FLOOR, MIAMI, FL, 33137 |
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| Mailing address | 4400 BISCAYNE BLVD., 12TH FLOOR, MIAMI, FL, 33137 |
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| Phone | 305-572-4100 |
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| Fiscal year end | December 31 |
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| Former names | LADENBURG THALMANN FINANCIAL SERVICES INC (2001-07-03 to 2016-12-23); THALMANN FINANCIAL SERVICES INC (2001-05-14 to 2001-05-14); GBI CAPITAL MANAGEMENT CORP (1999-09-02 to 2001-05-07); FROST HANNA CAPITAL GROUP INC (1997-10-24 to 1999-07-30) |
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SEC Filing History
| Field | Value |
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| First SEC filing | 1997-01-08 (Form SB-2) |
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| Latest SEC filing | 2020-04-29 (Form 10-K/A) |
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| Filings on EDGAR | 1,503 |
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| First Form 13F-HR | 2012-02-10 (quarter ended 2011-12-31) |
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| Latest Form 13F-HR | 2020-02-14 (quarter ended 2019-12-31) |
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| Form 13F-HR filings | 33 |
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Filings by Year
| Year | Filings | Form 13F-HR |
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| 2020 | 41 | 1 |
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| 2019 | 91 | 4 |
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| 2018 | 115 | 4 |
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| 2017 | 77 | 4 |
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| 2016 | 65 | 4 |
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| 2015 | 87 | 4 |
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| 2014 | 121 | 4 |
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| 2013 | 103 | 4 |
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| 2012 | 119 | 4 |
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| 2011 | 90 | 0 |
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| 2010 | 62 | 0 |
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| 2009 | 81 | 0 |
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| 2008 | 68 | 0 |
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| 2007 | 88 | 0 |
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| 2006 | 57 | 0 |
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| 2005 | 46 | 0 |
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| 2004 | 29 | 0 |
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| 2003 | 19 | 0 |
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| 2002 | 41 | 0 |
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| 2001 | 52 | 0 |
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| 2000 | 11 | 0 |
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| 1999 | 25 | 0 |
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| 1998 | 4 | 0 |
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| 1997 | 11 | 0 |
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