LADENBURG THALMANN FINANCIAL SERVICES INC. current holdings: USA Warrants
LADENBURG THALMANN FINANCIAL SERVICES INC. reported $0.00 billion in warrants (listed in the US), 13 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are GENERAL MTRS CO, BANK AMER CORP, AMERICAN INTL GROUP INC.
- GENERAL MTRS CO: Country of operation —; Class *W EXP 07/10/201; Shares 5,308; Value $73,000.
- BANK AMER CORP: Country of operation —; Class *W EXP 01/16/201; Shares 14,000; Value $65,000.
- AMERICAN INTL GROUP INC: Country of operation —; Class *W EXP 01/19/202; Shares 3,048; Value $65,000.
- HARTFORD FINL SVCS GROUP INC: Country of operation —; Class *W EXP 06/26/201; Shares 600; Value $22,000.
Form 13F-HR as filed (SEC CIK 1029730): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|
GENERAL MTRS CO
CUSIP 37045V126 | | *W EXP 07/10/201 | 5,308 | $73,000 | 2016-09-30 | 2016-11-14 |
|---|
BANK AMER CORP
CUSIP 060505146 | | *W EXP 01/16/201 | 14,000 | $65,000 | 2016-09-30 | 2016-11-14 |
|---|
AMERICAN INTL GROUP INC
CUSIP 026874156 | | *W EXP 01/19/202 | 3,048 | $65,000 | 2016-09-30 | 2016-11-14 |
|---|
HARTFORD FINL SVCS GROUP INC
CUSIP 416515120 | | *W EXP 06/26/201 | 600 | $22,000 | 2016-09-30 | 2016-11-14 |
|---|
BANK AMER CORP
CUSIP 060505153 | | *W EXP 10/28/201 | 120,000 | $12,000 | 2016-09-30 | 2016-11-14 |
|---|
BIOTIME INC
CUSIP 09066L162 | | *W EXP 10/01/201 | 1,499 | $1,000 | 2016-09-30 | 2016-11-14 |
|---|
AMBAC FINL GROUP INC
CUSIP 023139116 | | *W EXP 04/30/202 | 125 | $1,000 | 2016-09-30 | 2016-11-14 |
|---|
SEARS HLDGS CORP
CUSIP 812350155 | | *W EXP 12/15/201 | 158 | $1,000 | 2016-09-30 | 2016-11-14 |
|---|
ASTERIAS BIOTHERAPEUTICS INC
CUSIP 04624N115 | | *W EXP 02/15/201 | 134 | $0 | 2016-09-30 | 2016-11-14 |
|---|
DYNEGY INC NEW DEL
CUSIP 26817R116 | | *W EXP 10/02/201 | 68 | $0 | 2016-09-30 | 2016-11-14 |
|---|
EASTMAN KODAK CO
CUSIP 277461133 | | *W EXP 09/03/201 | 5 | $0 | 2016-09-30 | 2016-11-14 |
|---|
EASTMAN KODAK CO
CUSIP 277461141 | | *W EXP 09/03/201 | 5 | $0 | 2016-09-30 | 2016-11-14 |
|---|
KINDER MORGAN INC DEL
CUSIP 49456B119 | | *W EXP 05/25/201 | 7,275 | $0 | 2016-09-30 | 2016-11-14 |
|---|
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