STIFEL NICOLAUS & CO INC \MO\ current holdings: USA ETF
STIFEL NICOLAUS & CO INC \MO\ reported $1611.75 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 296 positions, in its Form 13F for the quarter ended 2013-09-30; the largest are SPY, LQD, IEFA.
- SPY: Country of operation —; Class Com; Shares 1,403,930; Value $235,874,320,000.
- LQD: Country of operation —; Class Com; Shares 797,050; Value $90,481,142,000.
- IEFA: Country of operation —; Class Com; Shares 1,379,239; Value $79,499,336,000.
- SHY: Country of operation —; Class Com; Shares 797,357; Value $67,352,777,000.
Form 13F-HR as filed (SEC CIK 948905): quarter ended 2013-09-30, filed 2013-11-13. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2013-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|
SPY
SPDR S&P 500 ETF | | Com | 1,403,930 | $235,874,320,000 | 2013-09-30 | 2013-11-13 | |
|---|
LQD
ISHARES IBOXX | | Com | 797,050 | $90,481,142,000 | 2013-09-30 | 2013-11-13 | |
|---|
IEFA
ISHARES CORE MSCI | | Com | 1,379,239 | $79,499,336,000 | 2013-09-30 | 2013-11-13 | |
|---|
SHY
ISHARES | | Com | 797,357 | $67,352,777,000 | 2013-09-30 | 2013-11-13 | |
|---|
IVE
ISHARES S&P 500 | | Com | 694,459 | $54,390,021,000 | 2013-09-30 | 2013-11-13 | |
|---|
IVW
ISHARES S&P 500 | | Com | 585,007 | $52,276,202,000 | 2013-09-30 | 2013-11-13 | |
|---|
VWO
VANGUARD FTSE EMERGING | | Com | 1,253,239 | $50,298,733,000 | 2013-09-30 | 2013-11-13 | |
|---|
IWV
ISHARES RUSSELL 3000 | | Com | 428,432 | $43,331,590,000 | 2013-09-30 | 2013-11-13 | |
|---|
IWF
ISHARES RUSSELL 1000 | | Com | 484,723 | $37,905,299,000 | 2013-09-30 | 2013-11-13 | |
|---|
EFA
ISHARES MSCI | | Com | 499,340 | $31,858,394,000 | 2013-09-30 | 2013-11-13 | |
|---|
HYG
ISHARES IBOXX $ | | Com | 332,839 | $30,481,411,000 | 2013-09-30 | 2013-11-13 | |
|---|
IWD
ISHARES RUSSELL 1000 | | Com | 326,021 | $28,103,027,000 | 2013-09-30 | 2013-11-13 | |
|---|
MBB
ISHARES | | Com | 253,131 | $26,811,654,000 | 2013-09-30 | 2013-11-13 | |
|---|
VCIT
VANGUARD INTERMEDIATE | | Com | 319,001 | $26,611,063,000 | 2013-09-30 | 2013-11-13 | |
|---|
AGG
ISHARES CORE TOTAL | | Com | 240,358 | $25,766,330,000 | 2013-09-30 | 2013-11-13 | |
|---|
FLOT
ISHARES FLOATING | | Com | 499,936 | $25,336,757,000 | 2013-09-30 | 2013-11-13 | |
|---|
TLT
ISHARES | | Com | 225,827 | $24,028,016,000 | 2013-09-30 | 2013-11-13 | |
|---|
IEI
ISHARES | | Com | 190,823 | $23,152,591,000 | 2013-09-30 | 2013-11-13 | |
|---|
KBE
SPDR S&P BANK ETF | | Com | 730,149 | $21,926,389,000 | 2013-09-30 | 2013-11-13 | |
|---|
IWM
ISHARES RUSSELL 2000 | | Com | 203,851 | $21,732,543,000 | 2013-09-30 | 2013-11-13 | |
|---|
IYR
ISHARES | | Com | 277,420 | $17,696,603,000 | 2013-09-30 | 2013-11-13 | |
|---|
EEM
ISHARES MSCI EMERGING | | Com | 413,317 | $16,844,743,000 | 2013-09-30 | 2013-11-13 | |
|---|
PFF
ISHARES | | Com | 436,645 | $16,592,508,000 | 2013-09-30 | 2013-11-13 | |
|---|
VNQ
VANGUARD REIT INDEX ETF | | Com | 248,019 | $16,404,002,000 | 2013-09-30 | 2013-11-13 | |
|---|
TIP
ISHARES | | Com | 141,951 | $15,980,823,000 | 2013-09-30 | 2013-11-13 | |
|---|
ALPS ALERIAN MLP ETF
CUSIP 00162Q866 | | Com | 799,938 | $14,070,913,000 | 2013-09-30 | 2013-11-13 | |
|---|
IJT
ISHARES S&P SMALL CAP | | Com | 125,080 | $13,553,702,000 | 2013-09-30 | 2013-11-13 | |
|---|
IEMG
ISHARES CORE MSCI | | Com | 266,149 | $12,948,149,000 | 2013-09-30 | 2013-11-13 | |
|---|
DXJ
WISDOMTREE JAPAN HEDGED | | Com | 268,545 | $12,871,380,000 | 2013-09-30 | 2013-11-13 | |
|---|
SPDR BARCLAYS CAPITAL
CUSIP 78464A417 | | Com | 322,272 | $12,840,938,000 | 2013-09-30 | 2013-11-13 | |
|---|
IJK
ISHARES S&P MID CAP | | Com | 91,013 | $12,660,847,000 | 2013-09-30 | 2013-11-13 | |
|---|
VOT
VANGUARD MID CAP | | Com | 137,632 | $11,727,623,000 | 2013-09-30 | 2013-11-13 | |
|---|
VOE
VANGUARD MID CAP | | Com | 158,123 | $11,579,347,000 | 2013-09-30 | 2013-11-13 | |
|---|
IGSB
ISHARES | | Com | 105,031 | $11,057,654,000 | 2013-09-30 | 2013-11-13 | |
|---|
IJS
ISHARES S&P SMALL CAP | | Com | 100,251 | $10,247,701,000 | 2013-09-30 | 2013-11-13 | |
|---|
ISHARES GOLD TRUST
CUSIP 464285105 | | Com | 687,596 | $8,863,112,000 | 2013-09-30 | 2013-11-13 | |
|---|
SDY
SPDR SERIES TRUST | | Com | 116,255 | $8,014,606,000 | 2013-09-30 | 2013-11-13 | |
|---|
IJJ
ISHARES S&P MID CAP | | Com | 65,271 | $7,050,522,000 | 2013-09-30 | 2013-11-13 | |
|---|
VCSH
VANGUARD SHORT TERM CORP | | Com | 83,721 | $6,664,192,000 | 2013-09-30 | 2013-11-13 | |
|---|
BIV
VANGUARD INTERMEDIATE | | Com | 78,626 | $6,565,271,000 | 2013-09-30 | 2013-11-13 | |
|---|
FXD
FIRST TRUST CONSUMER | | Com | 217,816 | $6,458,258,000 | 2013-09-30 | 2013-11-13 | |
|---|
IJH
ISHARES CORE S&P MID | | Com | 51,962 | $6,450,498,000 | 2013-09-30 | 2013-11-13 | |
|---|
POWERSHARES QQQ ETF
CUSIP 73935A104 | | Com | 79,980 | $6,308,788,000 | 2013-09-30 | 2013-11-13 | |
|---|
VTIP
VANGUARD SHORT TERM | | Com | 127,477 | $6,300,549,000 | 2013-09-30 | 2013-11-13 | |
|---|
FDN
FIRST TRUST DOW JONES | | Com | 116,362 | $6,256,785,000 | 2013-09-30 | 2013-11-13 | |
|---|
MUB
ISHARES NATIONAL | | Com | 56,794 | $5,934,424,000 | 2013-09-30 | 2013-11-13 | |
|---|
FBT
FIRST TRUST NYSE ARCA | | Com | 84,867 | $5,499,382,000 | 2013-09-30 | 2013-11-13 | |
|---|
QQEW
FIRST TRUST | | Com | 156,277 | $5,268,096,000 | 2013-09-30 | 2013-11-13 | |
|---|
MINT
PIMCO ENHANCED SHORT | | Com | 51,642 | $5,236,213,000 | 2013-09-30 | 2013-11-13 | |
|---|
SPDR BARCLAYS CAPITAL
CUSIP 78464A425 | | Com | 213,738 | $5,176,725,000 | 2013-09-30 | 2013-11-13 | |
|---|
IWO
ISHARES RUSSELL 2000 | | Com | 39,727 | $4,999,181,000 | 2013-09-30 | 2013-11-13 | |
|---|
VEU
VANGUARD | | Com | 102,312 | $4,972,346,000 | 2013-09-30 | 2013-11-13 | |
|---|
IWN
ISHARES RUSSELL 2000 | | Com | 53,915 | $4,940,772,000 | 2013-09-30 | 2013-11-13 | |
|---|
DVY
ISHARES SELECT | | Com | 73,205 | $4,856,446,000 | 2013-09-30 | 2013-11-13 | |
|---|
IGIB
ISHARES | | Com | 44,733 | $4,828,053,000 | 2013-09-30 | 2013-11-13 | |
|---|
FXH
FIRST TRUST HEALTHCARE | | Com | 105,755 | $4,581,324,000 | 2013-09-30 | 2013-11-13 | |
|---|
VCLT
VANGUARD LONG TERM | | Com | 52,280 | $4,286,437,000 | 2013-09-30 | 2013-11-13 | |
|---|
FXG
FIRST TRUST CONSUMER | | Com | 125,381 | $4,123,774,000 | 2013-09-30 | 2013-11-13 | |
|---|
VTI
VANGUARD TOTAL STOCK | | Com | 46,215 | $4,050,771,000 | 2013-09-30 | 2013-11-13 | |
|---|
ISHARES MORTGAGE
CUSIP 464288539 | | Com | 327,200 | $3,923,128,000 | 2013-09-30 | 2013-11-13 | |
|---|
VB
VANGUARD SMALL CAP ETF | | Com | 35,965 | $3,686,053,000 | 2013-09-30 | 2013-11-13 | |
|---|
FXL
FIRST TRUST TECHNOLOGY | | Com | 131,155 | $3,567,416,000 | 2013-09-30 | 2013-11-13 | |
|---|
UBT
PROSHARES ULTRA | | Com | 65,161 | $3,549,971,000 | 2013-09-30 | 2013-11-13 | |
|---|
FXZ
FIRST TRUST MATERIALS | | Com | 121,508 | $3,527,377,000 | 2013-09-30 | 2013-11-13 | |
|---|
SUB
ISHARES SHORT TERM | | Com | 32,023 | $3,400,381,000 | 2013-09-30 | 2013-11-13 | |
|---|
FXR
FIRST TRUST INDUSTRIAL | | Com | 135,375 | $3,387,082,000 | 2013-09-30 | 2013-11-13 | |
|---|
XLE
SECTOR ENERGY SELECT | | Com | 39,432 | $3,269,246,000 | 2013-09-30 | 2013-11-13 | |
|---|
RWR
SPDR SERIES TRUST | | Com | 44,750 | $3,263,637,000 | 2013-09-30 | 2013-11-13 | |
|---|
IEF
ISHARES | | Com | 31,776 | $3,244,630,000 | 2013-09-30 | 2013-11-13 | |
|---|
UWM
PROSHARES ULTRA | | Com | 44,372 | $3,234,719,000 | 2013-09-30 | 2013-11-13 | |
|---|
NUV
NUVEEN MUNICIPAL VALUE | | Com | 350,471 | $3,199,798,000 | 2013-09-30 | 2013-11-13 | |
|---|
BOND
PIMCO TOTAL RETURN ETF | | Com | 30,153 | $3,192,314,000 | 2013-09-30 | 2013-11-13 | |
|---|
GLOBAL X
CUSIP 37950E853 | | Com | 239,552 | $3,162,086,000 | 2013-09-30 | 2013-11-13 | |
|---|
FXN
FIRST TRUST ENERGY | | Com | 135,533 | $3,108,991,000 | 2013-09-30 | 2013-11-13 | |
|---|
BWX
SPDR BARCLAYS INTL | | Com | 52,924 | $3,089,174,000 | 2013-09-30 | 2013-11-13 | |
|---|
XLF
SECTOR FINANCIAL SELECT | | Com | 148,951 | $2,964,871,000 | 2013-09-30 | 2013-11-13 | |
|---|
CWB
SPDR BARCLAYS CAPITAL | | Com | 64,743 | $2,926,384,000 | 2013-09-30 | 2013-11-13 | |
|---|
FDL
FIRST TRUST MORNINGSTAR | | Com | 139,419 | $2,905,492,000 | 2013-09-30 | 2013-11-13 | |
|---|
VYM
VANGUARD HIGH DIVIDEND | | Com | 50,371 | $2,895,829,000 | 2013-09-30 | 2013-11-13 | |
|---|
SPDR NUVEEN BARCLAYS
CUSIP 78464A458 | | Com | 123,282 | $2,815,768,000 | 2013-09-30 | 2013-11-13 | |
|---|
XLK
SECTOR TECHNOLOGY | | Com | 86,836 | $2,782,234,000 | 2013-09-30 | 2013-11-13 | |
|---|
IJR
ISHARES CORE S&P | | Com | 27,702 | $2,764,702,000 | 2013-09-30 | 2013-11-13 | |
|---|
FYX
FIRST TRUST SMALL CAP | | Com | 61,749 | $2,705,496,000 | 2013-09-30 | 2013-11-13 | |
|---|
DHS
WISDOMTREE EQUITY INCOME | | Com | 51,098 | $2,654,541,000 | 2013-09-30 | 2013-11-13 | |
|---|
IVV
ISHARES CORE S&P 500 ETF | | Com | 15,485 | $2,615,389,000 | 2013-09-30 | 2013-11-13 | |
|---|
FEX
FIRST TRUST LARGE CAP | | Com | 68,995 | $2,588,005,000 | 2013-09-30 | 2013-11-13 | |
|---|
USMV
ISHARES MSCI USA | | Com | 74,211 | $2,466,180,000 | 2013-09-30 | 2013-11-13 | |
|---|
ETY
EATON VANCE TAX * | | Com | 242,509 | $2,444,487,000 | 2013-09-30 | 2013-11-13 | |
|---|
DON
WISDOMTREE MID CAP | | Com | 35,150 | $2,443,628,000 | 2013-09-30 | 2013-11-13 | |
|---|
EWL
ISHARES MSCI SWITZERLND | | Com | 75,812 | $2,371,387,000 | 2013-09-30 | 2013-11-13 | |
|---|
IDV
ISHARES | | Com | 64,849 | $2,351,425,000 | 2013-09-30 | 2013-11-13 | |
|---|
EWD
ISHARES MSCI SWEDEN | | Com | 67,384 | $2,307,906,000 | 2013-09-30 | 2013-11-13 | |
|---|
HYS
PIMCO 0-5 YR HIGH YIELD | | Com | 21,767 | $2,283,358,000 | 2013-09-30 | 2013-11-13 | |
|---|
EMF
TEMPLETON EMERGING MKTS | | Com | 117,850 | $2,227,365,000 | 2013-09-30 | 2013-11-13 | |
|---|
VBK
VANGUARD SMALL CAP | | Com | 19,250 | $2,203,353,000 | 2013-09-30 | 2013-11-13 | |
|---|
XLY
SECTOR CONSUMER | | Com | 34,707 | $2,104,302,000 | 2013-09-30 | 2013-11-13 | |
|---|
RVT
ROYCE VALUE TRUST INC | | Com | 130,506 | $2,102,446,000 | 2013-09-30 | 2013-11-13 | |
|---|
BSV
VANGUARD SHORT TERM | | Com | 25,755 | $2,069,928,000 | 2013-09-30 | 2013-11-13 | |
|---|
FNX
FIRST TRUST MID CAP | | Com | 45,108 | $2,068,637,000 | 2013-09-30 | 2013-11-13 | |
|---|
BND
VANGUARD TOTAL BOND | | Com | 25,492 | $2,061,793,000 | 2013-09-30 | 2013-11-13 | |
|---|
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