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STIFEL NICOLAUS & CO INC \MO\ Current Holdings: USA Warrants

STIFEL NICOLAUS & CO INC \MO\ current holdings: USA Warrants

STIFEL NICOLAUS & CO INC \MO\ reported $0.64 billion in warrants (listed in the US), 2 positions, in its Form 13F for the quarter ended 2013-09-30; the largest are KINDER MORGAN INC WTS, AMERICAN INTL GRP WTS.

  • KINDER MORGAN INC WTS: Country of operation —; Class *W; Shares 65,875; Value $327,399,000.
  • AMERICAN INTL GRP WTS: Country of operation —; Class *W; Shares 16,308; Value $309,042,000.

Form 13F-HR as filed (SEC CIK 948905): quarter ended 2013-09-30, filed 2013-11-13. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

StockCountry of operationClassSharesValueQuarter endFiled
KINDER MORGAN INC WTS
CUSIP 49456B119
*W65,875$327,399,0002013-09-302013-11-13
AMERICAN INTL GRP WTS
CUSIP 026874156
*W16,308$309,042,0002013-09-302013-11-13

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