STIFEL NICOLAUS & CO INC \MO\ current holdings: USA ETF
STIFEL NICOLAUS & CO INC \MO\ reported $1611.75 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 296 positions, in its Form 13F for the quarter ended 2013-09-30; the largest are SPY, LQD, IEFA.
- IBB: Country of operation —; Class Com; Shares 9,737; Value $2,040,782,000.
- DFE: Country of operation —; Class Com; Shares 39,812; Value $2,009,710,000.
- HDV: Country of operation —; Class Com; Shares 30,307; Value $2,008,727,000.
- XLV: Country of operation —; Class Com; Shares 39,204; Value $1,983,310,000.
Form 13F-HR as filed (SEC CIK 948905): quarter ended 2013-09-30, filed 2013-11-13. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2013-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|
IBB
ISHARES NASDAQ | | Com | 9,737 | $2,040,782,000 | 2013-09-30 | 2013-11-13 | |
|---|
DFE
WISDOMTREE EUROPE | | Com | 39,812 | $2,009,710,000 | 2013-09-30 | 2013-11-13 | |
|---|
HDV
ISHARES HIGH DIVIDEND | | Com | 30,307 | $2,008,727,000 | 2013-09-30 | 2013-11-13 | |
|---|
XLV
SECTOR HEALTHCARE | | Com | 39,204 | $1,983,310,000 | 2013-09-30 | 2013-11-13 | |
|---|
SRLN
SSGA ACTIVE | | Com | 39,711 | $1,978,402,000 | 2013-09-30 | 2013-11-13 | |
|---|
IYJ
ISHARES | | Com | 21,853 | $1,978,134,000 | 2013-09-30 | 2013-11-13 | |
|---|
ITA
ISHARES U S | | Com | 21,152 | $1,943,627,000 | 2013-09-30 | 2013-11-13 | |
|---|
ACWI
ISHARES MSCI | | Com | 35,377 | $1,907,528,000 | 2013-09-30 | 2013-11-13 | |
|---|
EMB
ISHARES JPMORGAN USD | | Com | 17,287 | $1,884,785,000 | 2013-09-30 | 2013-11-13 | |
|---|
FIRST TRUST
CUSIP 33734J102 | | Com | 100,134 | $1,873,509,000 | 2013-09-30 | 2013-11-13 | |
|---|
VUG
VANGUARD GROWTH ETF | | Com | 21,938 | $1,856,196,000 | 2013-09-30 | 2013-11-13 | |
|---|
UTG
REAVES UTILITY INCOME | | Com | 71,820 | $1,800,527,000 | 2013-09-30 | 2013-11-13 | |
|---|
ENZL
ISHARES MSCI NEW ZEALAND | | Com | 45,774 | $1,760,468,000 | 2013-09-30 | 2013-11-13 | |
|---|
IYM
ISHARES U S | | Com | 23,503 | $1,738,772,000 | 2013-09-30 | 2013-11-13 | |
|---|
EWC
ISHARES MSCI CANADA | | Com | 61,309 | $1,735,661,000 | 2013-09-30 | 2013-11-13 | |
|---|
EWH
ISHARES MSCI HONG KONG | | Com | 85,332 | $1,709,200,000 | 2013-09-30 | 2013-11-13 | |
|---|
ISHARES MSCI
CUSIP 464286673 | | Com | 127,784 | $1,705,919,000 | 2013-09-30 | 2013-11-13 | |
|---|
XLP
SECTOR CONSUMER STAPLES | | Com | 42,722 | $1,700,316,000 | 2013-09-30 | 2013-11-13 | |
|---|
EWP
ISHARES MSCI SPAIN | | Com | 48,318 | $1,679,051,000 | 2013-09-30 | 2013-11-13 | |
|---|
FXO
FIRST TRUST FINANCIALS | | Com | 82,984 | $1,639,757,000 | 2013-09-30 | 2013-11-13 | |
|---|
FTSL
FIRST TRUST SENIOR LOAN | | Com | 32,644 | $1,609,349,000 | 2013-09-30 | 2013-11-13 | |
|---|
VHT
VANGUARD HEALTH CARE ETF | | Com | 16,947 | $1,578,401,000 | 2013-09-30 | 2013-11-13 | |
|---|
IYZ
ISHARES | | Com | 54,379 | $1,499,765,000 | 2013-09-30 | 2013-11-13 | |
|---|
FIRST TRUST ENERGY
CUSIP 33738C103 | | Com | 69,391 | $1,494,682,000 | 2013-09-30 | 2013-11-13 | |
|---|
IYK
ISHARES U S | | Com | 16,235 | $1,449,749,000 | 2013-09-30 | 2013-11-13 | |
|---|
IWP
ISHARES RUSSELL MID CAP | | Com | 18,450 | $1,442,787,000 | 2013-09-30 | 2013-11-13 | |
|---|
SPSB
SPDR BARCLAYS CAPITAL | | Com | 46,300 | $1,423,262,000 | 2013-09-30 | 2013-11-13 | |
|---|
IYE
ISHARES | | Com | 28,823 | $1,357,572,000 | 2013-09-30 | 2013-11-13 | |
|---|
SDOG
ALPS SECTOR DIVIDEND | | Com | 42,089 | $1,348,946,000 | 2013-09-30 | 2013-11-13 | |
|---|
IEV
ISHARES | | Com | 30,513 | $1,346,234,000 | 2013-09-30 | 2013-11-13 | |
|---|
XLI
SECTOR INDUSTRIAL | | Com | 28,922 | $1,342,125,000 | 2013-09-30 | 2013-11-13 | |
|---|
VGT
VANGUARD INFORMATION | | Com | 16,598 | $1,339,459,000 | 2013-09-30 | 2013-11-13 | |
|---|
ETW
EATON VANCE TAX * | | Com | 118,072 | $1,338,935,000 | 2013-09-30 | 2013-11-13 | |
|---|
IWB
ISHARES RUSSELL 1000 | | Com | 13,791 | $1,298,714,000 | 2013-09-30 | 2013-11-13 | |
|---|
JQC
NUVEEN CREDIT * | | Com | 138,319 | $1,293,281,000 | 2013-09-30 | 2013-11-13 | |
|---|
DTRE
FIRST TRUST FTSE EPRA | | Com | 32,291 | $1,288,734,000 | 2013-09-30 | 2013-11-13 | |
|---|
DIA
SPDR DOW JONES | | Com | 8,275 | $1,249,503,000 | 2013-09-30 | 2013-11-13 | |
|---|
TDIV
FIRST TRUST | | Com | 55,118 | $1,242,350,000 | 2013-09-30 | 2013-11-13 | |
|---|
TDF
TEMPLETON DRAGON | | Com | 47,515 | $1,236,815,000 | 2013-09-30 | 2013-11-13 | |
|---|
IWR
ISHARES RUSSELL MID CAP | | Com | 8,769 | $1,219,492,000 | 2013-09-30 | 2013-11-13 | |
|---|
ICF
ISHARES COHEN & STEERS | | Com | 15,838 | $1,217,593,000 | 2013-09-30 | 2013-11-13 | |
|---|
EVV
EATON VANCE LIMITED | | Com | 77,204 | $1,207,466,000 | 2013-09-30 | 2013-11-13 | |
|---|
SCZ
ISHARES MSCI EAFE | | Com | 24,857 | $1,205,816,000 | 2013-09-30 | 2013-11-13 | |
|---|
IWS
ISHARES RUSSELL MID CAP | | Com | 19,742 | $1,202,457,000 | 2013-09-30 | 2013-11-13 | |
|---|
DNP
DNP SELECT INCOME | | Com | 124,625 | $1,197,646,000 | 2013-09-30 | 2013-11-13 | |
|---|
KRE
SPDR S&P REGIONAL | | Com | 32,954 | $1,174,806,000 | 2013-09-30 | 2013-11-13 | |
|---|
EIM
EATON VANCE MUNICIPAL | | Com | 100,527 | $1,162,088,000 | 2013-09-30 | 2013-11-13 | |
|---|
IYF
ISHARES | | Com | 15,806 | $1,158,287,000 | 2013-09-30 | 2013-11-13 | |
|---|
KYN
KAYNE ANDERSON MLP | | Com | 32,029 | $1,148,233,000 | 2013-09-30 | 2013-11-13 | |
|---|
EFV
ISHARES MSCI EAFE | | Com | 20,995 | $1,142,338,000 | 2013-09-30 | 2013-11-13 | |
|---|
EFG
ISHARES MSCI EAFE | | Com | 16,646 | $1,134,092,000 | 2013-09-30 | 2013-11-13 | |
|---|
VGM
INVESCO TRUST INVT GRADE | | Com | 88,610 | $1,104,972,000 | 2013-09-30 | 2013-11-13 | |
|---|
XHB
SPDR SERIES TRUST | | Com | 36,035 | $1,102,634,000 | 2013-09-30 | 2013-11-13 | |
|---|
DES
WISDOMTREE SMALL CAP | | Com | 17,530 | $1,097,918,000 | 2013-09-30 | 2013-11-13 | |
|---|
TSI
TCW STRATEGIC INCOME | | Com | 203,264 | $1,095,593,000 | 2013-09-30 | 2013-11-13 | |
|---|
VVR
INVESCO SENIOR INCOME TR | | Com | 207,484 | $1,089,291,000 | 2013-09-30 | 2013-11-13 | |
|---|
IYW
ISHARES | | Com | 13,449 | $1,059,781,000 | 2013-09-30 | 2013-11-13 | |
|---|
VIG
VANGUARD DIVIDEND | | Com | 15,116 | $1,052,235,000 | 2013-09-30 | 2013-11-13 | |
|---|
FTF
FRANKLIN TEMPLETON LTD * | | Com | 79,775 | $1,037,075,000 | 2013-09-30 | 2013-11-13 | |
|---|
VNQI
VANGUARD GLOBAL EX U S | | Com | 17,771 | $1,007,971,000 | 2013-09-30 | 2013-11-13 | |
|---|
PROSHARES SHORT
CUSIP 74347R503 | | Com | 35,895 | $1,005,419,000 | 2013-09-30 | 2013-11-13 | |
|---|
IHE
ISHARES | | Com | 9,385 | $998,420,000 | 2013-09-30 | 2013-11-13 | |
|---|
WISDOMTREE
CUSIP 97717W240 | | Com | 54,428 | $986,235,000 | 2013-09-30 | 2013-11-13 | |
|---|
EMLP
FIRST TRUST | | Com | 42,473 | $970,933,000 | 2013-09-30 | 2013-11-13 | |
|---|
BTO
HANCOCK JOHN FINL OPPTYS | | Com | 44,878 | $963,531,000 | 2013-09-30 | 2013-11-13 | |
|---|
XLU
SELECT UTILITIES SELECT | | Com | 25,460 | $951,409,000 | 2013-09-30 | 2013-11-13 | |
|---|
EOS
EATON VANCE ENHANCED * | | Com | 80,860 | $948,490,000 | 2013-09-30 | 2013-11-13 | |
|---|
XLB
SECTOR MATERIALS SELECT | | Com | 22,119 | $929,219,000 | 2013-09-30 | 2013-11-13 | |
|---|
SPDR SERIES TRUST
CUSIP 78464A730 | | Com | 13,961 | $919,332,000 | 2013-09-30 | 2013-11-13 | |
|---|
VEA
VANGUARD FTSE DEVELOPED | | Com | 22,963 | $908,876,000 | 2013-09-30 | 2013-11-13 | |
|---|
ITB
ISHARES U S | | Com | 40,668 | $908,523,000 | 2013-09-30 | 2013-11-13 | |
|---|
IDU
ISHARES | | Com | 9,674 | $908,292,000 | 2013-09-30 | 2013-11-13 | |
|---|
TIPZ
PIMCO BROAD U S TIPS | | Com | 16,015 | $904,527,000 | 2013-09-30 | 2013-11-13 | |
|---|
ISHARES MSCI
CUSIP 464286848 | | Com | 75,857 | $904,216,000 | 2013-09-30 | 2013-11-13 | |
|---|
XME
SPDR SERIES TRUST | | Com | 24,363 | $892,904,000 | 2013-09-30 | 2013-11-13 | |
|---|
EVG
EATON VANCE SHORT * | | Com | 57,518 | $890,954,000 | 2013-09-30 | 2013-11-13 | |
|---|
EWZ
ISHARES MSCI BRAZIL | | Com | 18,442 | $883,554,000 | 2013-09-30 | 2013-11-13 | |
|---|
FPE
FIRST TRUST EXCHANGE | | Com | 47,893 | $863,993,000 | 2013-09-30 | 2013-11-13 | |
|---|
MYI
BLACKROCK MUNIYIELD | | Com | 65,520 | $857,652,000 | 2013-09-30 | 2013-11-13 | |
|---|
TLH
ISHARES | | Com | 6,792 | $850,290,000 | 2013-09-30 | 2013-11-13 | |
|---|
MDY
SPDR S&P MID CAP 400 ETF | | Com | 3,713 | $840,365,000 | 2013-09-30 | 2013-11-13 | |
|---|
AIVL
WISDOMTREE DIVIDEND | | Com | 12,933 | $822,901,000 | 2013-09-30 | 2013-11-13 | |
|---|
FPF
FIRST TRUST INTERMEDIATE | | Com | 37,298 | $796,312,000 | 2013-09-30 | 2013-11-13 | |
|---|
VTV
VANGUARD VALUE ETF | | Com | 10,429 | $727,840,000 | 2013-09-30 | 2013-11-13 | |
|---|
ISCV
ISHARES MORNINGSTAR | | Com | 6,498 | $710,403,000 | 2013-09-30 | 2013-11-13 | |
|---|
EXG
EATON VANCE TAX * | | Com | 75,712 | $710,181,000 | 2013-09-30 | 2013-11-13 | |
|---|
SOCL
GLOBAL X | | Com | 35,968 | $708,929,000 | 2013-09-30 | 2013-11-13 | |
|---|
FYT
FIRST TRUST SMALL CAP | | Com | 24,564 | $706,461,000 | 2013-09-30 | 2013-11-13 | |
|---|
MUNI
PIMCO INTERMEDIATE | | Com | 13,441 | $701,064,000 | 2013-09-30 | 2013-11-13 | |
|---|
MGC
VANGUARD MEGA CAP | | Com | 11,865 | $681,407,000 | 2013-09-30 | 2013-11-13 | |
|---|
EWG
ISHARES MSCI GERMANY | | Com | 24,478 | $680,733,000 | 2013-09-30 | 2013-11-13 | |
|---|
IFGL
ISHARES INTL DEVELOPED | | Com | 20,187 | $676,652,000 | 2013-09-30 | 2013-11-13 | |
|---|
MUC
BLACKROCK MUNIHOLDINGS | | Com | 48,728 | $663,188,000 | 2013-09-30 | 2013-11-13 | |
|---|
XBI
SPDR SERIES TRUST | | Com | 5,052 | $652,453,000 | 2013-09-30 | 2013-11-13 | |
|---|
IAT
ISHARES U S | | Com | 21,649 | $645,562,000 | 2013-09-30 | 2013-11-13 | |
|---|
UTF
COHEN & STEERS | | Com | 32,624 | $643,998,000 | 2013-09-30 | 2013-11-13 | |
|---|
SCJ
ISHARES MSCI JAPAN | | Com | 11,472 | $633,254,000 | 2013-09-30 | 2013-11-13 | |
|---|
IGOV
ISHARES INTL TREASURY | | Com | 6,280 | $632,799,000 | 2013-09-30 | 2013-11-13 | |
|---|
SPDR BARCLAYS 1-3 MONTH
CUSIP 78464A680 | | Com | 13,797 | $631,765,000 | 2013-09-30 | 2013-11-13 | |
|---|
FXU
FIRST TRUST UTILITIES | | Com | 30,867 | $614,247,000 | 2013-09-30 | 2013-11-13 | |
|---|
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