NEXT Financial Group, Inc quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, NEXT Financial Group, Inc opened 214 positions, added to 340, reduced 42, sold out of 19 and left 94 unchanged. The largest increase in value was AGG (+$4,013,000); the largest decrease was SCHH (-$665,000).
- AGG: Country of operation —; Class CORE US AGGBD ET; Shares 2016-06-30 4,520; Shares 2016-09-30 40,224.
- IVV: Country of operation —; Class CORE S&P500 ETF; Shares 2016-06-30 6,005; Shares 2016-09-30 24,065.
- SPY: Country of operation —; Class TR UNIT; Shares 2016-06-30 25,626; Shares 2016-09-30 42,380.
- LQD: Country of operation —; Class IBOXX INV CP ETF; Shares 2016-06-30 48,223; Shares 2016-09-30 69,189.
Two Form 13F-HR filings compared (SEC CIK 1616654): 2016-06-30 (filed 2016-07-07) and 2016-09-30 (filed 2016-11-01). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| AGG ISHARES TR | CORE US AGGBD ET | 4,520 | 40,224 | +35,704 | $509,000 | $4,522,000 | +$4,013,000 | |
| IVV ISHARES TR | CORE S&P500 ETF | 6,005 | 24,065 | +18,060 | $1,264,000 | $5,236,000 | +$3,972,000 | |
| SPY SPDR S&P 500 ETF TR | TR UNIT | 25,626 | 42,380 | +16,754 | $5,367,000 | $9,167,000 | +$3,800,000 | |
| LQD ISHARES TR | IBOXX INV CP ETF | 48,223 | 69,189 | +20,966 | $5,918,000 | $8,523,000 | +$2,605,000 | |
| VTI VANGUARD INDEX FDS | TOTAL STK MKT | 8,820 | 27,429 | +18,609 | $945,000 | $3,054,000 | +$2,109,000 | |
| IJH ISHARES TR | CORE S&P MCP ETF | 8,376 | 19,123 | +10,747 | $1,251,000 | $2,959,000 | +$1,708,000 | |
| VIG VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 16,057 | 35,909 | +19,852 | $1,336,000 | $3,014,000 | +$1,678,000 | |
| BOND PIMCO ETF TR | TTL RTN ACTV ETF | 1,882 | 15,530 | +13,648 | $202,000 | $1,676,000 | +$1,474,000 | |
| VEA VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 7,464 | 45,766 | +38,302 | $263,000 | $1,712,000 | +$1,449,000 | |
| MGC VANGUARD WORLD FD | MEGA CAP INDEX | 1,354 | 19,924 | +18,570 | $96,000 | $1,469,000 | +$1,373,000 | |
| DVY ISHARES TR | SELECT DIVID ETF | 7,664 | 23,186 | +15,522 | $653,000 | $1,987,000 | +$1,334,000 | |
| POWERSHARES ETF TR II CUSIP 73937B779 | S&P500 LOW VOL | 6,024 | 37,832 | +31,808 | $257,000 | $1,570,000 | +$1,313,000 | |
| VNQ VANGUARD INDEX FDS | REIT ETF | 6,155 | 20,126 | +13,971 | $545,000 | $1,746,000 | +$1,201,000 | |
| BND VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 8,419 | 22,662 | +14,243 | $709,000 | $1,907,000 | +$1,198,000 | |
| ETG EATON VANCE TX ADV GLBL DIV | COM | 6,257 | 82,038 | +75,781 | $90,000 | $1,222,000 | +$1,132,000 | |
| FVD FIRST TR VALUE LINE DIVID IN | SHS | 14,645 | 53,904 | +39,259 | $394,000 | $1,455,000 | +$1,061,000 | |
| EFAV ISHARES TR | MIN VOL EAFE ETF | 5,863 | 21,404 | +15,541 | $389,000 | $1,448,000 | +$1,059,000 | |
| PDI PIMCO DYNAMIC INCOME FD | SHS | 48,873 | 83,111 | +34,238 | $1,347,000 | $2,367,000 | +$1,020,000 | |
| TIP ISHARES TR | TIPS BD ETF | 8,047 | 16,550 | +8,503 | $938,000 | $1,928,000 | +$990,000 | |
| VV VANGUARD INDEX FDS | LARGE CAP ETF | 3,623 | 13,482 | +9,859 | $347,000 | $1,337,000 | +$990,000 | |
| EFA ISHARES TR | MSCI EAFE ETF | 7,908 | 23,233 | +15,325 | $441,000 | $1,374,000 | +$933,000 | |
| TLT ISHARES TR | 20 YR TR BD ETF | 32,835 | 39,883 | +7,048 | $4,560,000 | $5,484,000 | +$924,000 | |
| HDV ISHARES TR | CORE HIGH DV ETF | 17,930 | 27,914 | +9,984 | $1,472,000 | $2,269,000 | +$797,000 | |
| VBR VANGUARD INDEX FDS | SM CP VAL ETF | 2,416 | 9,469 | +7,053 | $254,000 | $1,048,000 | +$794,000 | |
| IWM ISHARES TR | RUSSELL 2000 ETF | 941 | 7,248 | +6,307 | $108,000 | $900,000 | +$792,000 | |
| VB VANGUARD INDEX FDS | SMALL CP ETF | 5,063 | 11,236 | +6,173 | $585,000 | $1,373,000 | +$788,000 | |
| GDX VANECK VECTORS ETF TR | GOLD MINERS ETF | 12,766 | 42,197 | +29,431 | $353,000 | $1,115,000 | +$762,000 | |
| SDY SPDR SERIES TRUST | S&P DIVID ETF | 565 | 9,265 | +8,700 | $47,000 | $782,000 | +$735,000 | |
| EEM ISHARES TR | MSCI EMG MKT ETF | 5,986 | 24,772 | +18,786 | $205,000 | $928,000 | +$723,000 | |
| IVW ISHARES TR | S&P 500 GRWT ETF | 7,422 | 12,773 | +5,351 | $865,000 | $1,554,000 | +$689,000 | |
| IJR ISHARES TR | CORE S&P SCP ETF | 2,131 | 7,431 | +5,300 | $247,000 | $923,000 | +$676,000 | |
| IWD ISHARES TR | RUS 1000 VAL ETF | 520 | 6,815 | +6,295 | $53,000 | $720,000 | +$667,000 | |
| VWO VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 11,882 | 27,592 | +15,710 | $418,000 | $1,038,000 | +$620,000 | |
| VDC VANGUARD WORLD FDS | CONSUM STP ETF | 7,037 | 11,655 | +4,618 | $993,000 | $1,595,000 | +$602,000 | |
| IGSB ISHARES TR | 1-3 YR CR BD ETF | 188 | 5,807 | +5,619 | $19,000 | $614,000 | +$595,000 | |
| VO VANGUARD INDEX FDS | MID CAP ETF | 5,722 | 10,061 | +4,339 | $707,000 | $1,302,000 | +$595,000 | |
| ICF ISHARES TR | COHEN&STEER REIT | 3,896 | 9,566 | +5,670 | $421,000 | $1,003,000 | +$582,000 | |
| EEMV ISHARES | MIN VOL EMRG MKT | 1,738 | 12,319 | +10,581 | $89,000 | $666,000 | +$577,000 | |
| IWR ISHARES TR | RUS MID-CAP ETF | 1,969 | 5,174 | +3,205 | $331,000 | $902,000 | +$571,000 | |
| VEU VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 445 | 12,160 | +11,715 | $19,000 | $552,000 | +$533,000 | |
| VUG VANGUARD INDEX FDS | GROWTH ETF | 647 | 5,286 | +4,639 | $69,000 | $594,000 | +$525,000 | |
| XLV SELECT SECTOR SPDR TR | SBI HEALTHCARE | 5,995 | 13,174 | +7,179 | $429,000 | $950,000 | +$521,000 | |
| XLK SELECT SECTOR SPDR TR | TECHNOLOGY | 8,726 | 18,375 | +9,649 | $378,000 | $878,000 | +$500,000 | |
| IJT ISHARES TR | SP SMCP600GR ETF | 1,015 | 4,491 | +3,476 | $130,000 | $616,000 | +$486,000 | |
| HEDJ WISDOMTREE TR | EUROPE HEDGED EQ | 58,913 | 64,090 | +5,177 | $2,976,000 | $3,444,000 | +$468,000 | |
| ISHARES GOLD TRUST CUSIP 464285105 | ISHARES | 1,216 | 37,098 | +35,882 | $15,000 | $471,000 | +$456,000 | |
| XLF SELECT SECTOR SPDR TR | SBI INT-FINL | 50,383 | 83,277 | +32,894 | $1,151,000 | $1,607,000 | +$456,000 | |
| XLP SELECT SECTOR SPDR TR | SBI CONS STPLS | 32,955 | 42,673 | +9,718 | $1,817,000 | $2,271,000 | +$454,000 | |
| FEX FIRST TR LRGE CP CORE ALPHA | COM SHS | 6,679 | 16,001 | +9,322 | $300,000 | $748,000 | +$448,000 | |
| IYY ISHARES TR | DOW JONES US ETF | 480 | 4,560 | +4,080 | $50,000 | $495,000 | +$445,000 | |
| POWERSHARES ETF TRUST CUSIP 73935X385 | ENERGY SEC POR | 600 | 10,985 | +10,385 | $22,000 | $456,000 | +$434,000 | |
| IWV ISHARES TR | RUSSELL 3000 ETF | 77 | 3,432 | +3,355 | $9,000 | $440,000 | +$431,000 | |
| FEZ SPDR INDEX SHS FDS | EURO STOXX 50 | 18,114 | 30,021 | +11,907 | $564,000 | $983,000 | +$419,000 | |
| IJK ISHARES TR | S&P MC 400GR ETF | 1,184 | 3,523 | +2,339 | $200,000 | $616,000 | +$416,000 | |
| IYR ISHARES TR | U.S. REAL ES ETF | 5,575 | 10,678 | +5,103 | $459,000 | $861,000 | +$402,000 | |
| VOE VANGUARD INDEX FDS | MCAP VL IDXVIP | 2,995 | 7,036 | +4,041 | $266,000 | $658,000 | +$392,000 | |
| IBB ISHARES TR | NASDQ BIOTEC ETF | 1,764 | 2,886 | +1,122 | $453,000 | $835,000 | +$382,000 | |
| XLY SELECT SECTOR SPDR TR | SBI CONS DISCR | 10,524 | 15,015 | +4,491 | $821,000 | $1,202,000 | +$381,000 | |
| FDN FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 1,585 | 6,050 | +4,465 | $114,000 | $493,000 | +$379,000 | |
| XLU SELECT SECTOR SPDR TR | SBI INT-UTILS | 3,026 | 10,907 | +7,881 | $158,000 | $534,000 | +$376,000 | |
| SCZ ISHARES TR | EAFE SML CP ETF | 2,030 | 8,971 | +6,941 | $97,000 | $470,000 | +$373,000 | |
| IVE ISHARES TR | S&P 500 VAL ETF | 9,336 | 13,014 | +3,678 | $867,000 | $1,236,000 | +$369,000 | |
| EVT EATON VANCE TAX ADVT DIV INC | COM | 5,105 | 23,103 | +17,998 | $102,000 | $466,000 | +$364,000 | |
| DON WISDOMTREE TR | MIDCAP DIVI FD | 3,833 | 7,728 | +3,895 | $343,000 | $702,000 | +$359,000 | |
| FV FIRST TR EXCHANGE TRADED FD | DORSEY WRT 5 ETF | 3,528 | 19,018 | +15,490 | $78,000 | $436,000 | +$358,000 | |
| XLE SELECT SECTOR SPDR TR | SBI INT-ENERGY | 14,757 | 19,107 | +4,350 | $1,007,000 | $1,349,000 | +$342,000 | |
| USMV ISHARES TR | MIN VOL USA ETF | 59,903 | 68,228 | +8,325 | $2,768,000 | $3,100,000 | +$332,000 | |
| BSV VANGUARD BD INDEX FD INC | SHORT TRM BOND | 8,798 | 12,762 | +3,964 | $713,000 | $1,032,000 | +$319,000 | |
| TDIV FIRST TR EXCHANGE TRADED FD | NASD TECH DIV | 1,785 | 12,395 | +10,610 | $47,000 | $363,000 | +$316,000 | |
| ITOT ISHARES TR | CORE S&P TTL STK | 164 | 6,556 | +6,392 | $15,000 | $325,000 | +$310,000 | |
| IWF ISHARES TR | RUS 1000 GRW ETF | 306 | 3,222 | +2,916 | $30,000 | $336,000 | +$306,000 | |
| IYW ISHARES TR | U.S. TECH ETF | 744 | 3,212 | +2,468 | $78,000 | $382,000 | +$304,000 | |
| UTF COHEN & STEERS INFRASTRUCTUR | COM | 18,277 | 31,884 | +13,607 | $391,000 | $687,000 | +$296,000 | |
| VDE VANGUARD WORLD FDS | ENERGY ETF | 1,921 | 4,848 | +2,927 | $182,000 | $474,000 | +$292,000 | |
| IGV ISHARES TR | NA TEC-SFTWR ETF | 50 | 2,593 | +2,543 | $5,000 | $294,000 | +$289,000 | |
| RYDEX ETF TRUST CUSIP 78355W106 | GUG S&P500 EQ WT | 5,683 | 8,889 | +3,206 | $456,000 | $743,000 | +$287,000 | |
| BIV VANGUARD BD INDEX FD INC | INTERMED TERM | 2,152 | 5,413 | +3,261 | $189,000 | $475,000 | +$286,000 | |
| FT FRANKLIN UNVL TR | SH BEN INT | 62,950 | 105,120 | +42,170 | $433,000 | $715,000 | +$282,000 | |
| NVG NUVEEN ENHANCED AMT FREE MUN | COM | 18,532 | 35,995 | +17,463 | $301,000 | $578,000 | +$277,000 | |
| GLOBAL X FDS CUSIP 37950E549 | GLB X SUPERDIV | 12,038 | 24,478 | +12,440 | $250,000 | $526,000 | +$276,000 | |
| VTV VANGUARD INDEX FDS | VALUE ETF | 3,971 | 7,032 | +3,061 | $337,000 | $612,000 | +$275,000 | |
| CII BLACKROCK ENH CAP & INC FD I | COM | 7,076 | 26,356 | +19,280 | $95,000 | $363,000 | +$268,000 | |
| DES WISDOMTREE TR | SMALLCAP DIVID | 3,190 | 6,428 | +3,238 | $228,000 | $483,000 | +$255,000 | |
| VOO VANGUARD INDEX FDS | S&P 500 ETF SHS | 642 | 1,897 | +1,255 | $123,000 | $377,000 | +$254,000 | |
| ALPS ETF TR CUSIP 00162Q866 | ALERIAN MLP | 71,957 | 91,794 | +19,837 | $915,000 | $1,165,000 | +$250,000 | |
| XLRE SELECT SECTOR SPDR TR | RL EST SEL SEC | 4,650 | 12,370 | +7,720 | $156,000 | $405,000 | +$249,000 | |
| XLI SELECT SECTOR SPDR TR | SBI INT-INDS | 21,253 | 24,633 | +3,380 | $1,190,000 | $1,438,000 | +$248,000 | |
| IWB ISHARES TR | RUS 1000 ETF | 544 | 2,545 | +2,001 | $63,000 | $307,000 | +$244,000 | |
| RYDEX ETF TRUST CUSIP 78355W205 | GUGGENHM S&P 500 | 45 | 1,623 | +1,578 | $6,000 | $248,000 | +$242,000 | |
| DHS WISDOMTREE TR | HIGH DIV FD | 406 | 4,004 | +3,598 | $27,000 | $266,000 | +$239,000 | |
| FXO FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 4,544 | 14,127 | +9,583 | $105,000 | $343,000 | +$238,000 | |
| POWERSHARES ETF TRUST CUSIP 73935X153 | DWA MOMENTUM PTF | 11,792 | 17,277 | +5,485 | $496,000 | $733,000 | +$237,000 | |
| IHE ISHARES TR | U.S. PHARMA ETF | 99 | 1,638 | +1,539 | $14,000 | $245,000 | +$231,000 | |
| IYH ISHARES TR | US HLTHCARE ETF | 823 | 2,336 | +1,513 | $122,000 | $351,000 | +$229,000 | |
| JFR NUVEEN FLOATING RATE INCOME | COM | 2,098 | 22,707 | +20,609 | $21,000 | $250,000 | +$229,000 | |
| POWERSHARES ETF TRUST CUSIP 73935X708 | DYNM LRG CP VL | 300 | 7,553 | +7,253 | $9,000 | $238,000 | +$229,000 | |
| POWERSHARES ETF TRUST II CUSIP 73936Q769 | SENIOR LN PORT | 1,741 | 11,525 | +9,784 | $39,000 | $267,000 | +$228,000 | |
| DFE WISDOMTREE TR | EUROPE SMCP DV | 282 | 4,176 | +3,894 | $14,000 | $231,000 | +$217,000 | |
| DIV GLOBAL X FDS | GLOBX SUPDV US | 5,608 | 14,408 | +8,800 | $143,000 | $358,000 | +$215,000 | |
| DNP DNP SELECT INCOME FD | COM | 16,834 | 37,805 | +20,971 | $178,000 | $388,000 | +$210,000 |
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