Regal Investment Advisors LLC quarter change: USA ETF, Sold out
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2026-03-31 to 2026-06-30, Regal Investment Advisors LLC opened 88 positions, added to 165, reduced 110, sold out of 82 and left 20 unchanged. The largest increase in value was IVV (+$38,061,091); the largest decrease was PWB (-$10,931,580).
- PWB: Country of operation —; Class LARGE CAP GROWTH; Shares 2026-03-31 86,807; Shares 2026-06-30 0.
- BUFR: Country of operation —; Class FT VEST LADDERED; Shares 2026-03-31 315,475; Shares 2026-06-30 0.
- BAI: Country of operation —; Class ISHARES A I INNO; Shares 2026-03-31 247,412; Shares 2026-06-30 0.
- THRO: Country of operation —; Class ISHARES US THEMA; Shares 2026-03-31 212,391; Shares 2026-06-30 0.
Two Form 13F-HR filings compared (SEC CIK 1559789): 2026-03-31 (filed 2026-05-14) and 2026-06-30 (filed 2026-08-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2026-03-31 | Shares 2026-06-30 | Share change | Value 2026-03-31 | Value 2026-06-30 | Value change |
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PWB
INVESCO EXCHANGE TRADED FD T | | LARGE CAP GROWTH | 86,807 | 0 | -86,807 | $10,931,580 | $0 | -$10,931,580 |
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BUFR
FIRST TR EXCHNG TRADED FD VI | | FT VEST LADDERED | 315,475 | 0 | -315,475 | $10,653,576 | $0 | -$10,653,576 |
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BAI
BLACKROCK ETF TRUST | | ISHARES A I INNO | 247,412 | 0 | -247,412 | $8,152,218 | $0 | -$8,152,218 |
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THRO
BLACKROCK ETF TRUST | | ISHARES US THEMA | 212,391 | 0 | -212,391 | $7,692,798 | $0 | -$7,692,798 |
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XLK
SELECT SECTOR SPDR TR | | STATE STREET TEC | 57,411 | 0 | -57,411 | $7,629,866 | $0 | -$7,629,866 |
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SPYM
SPDR SERIES TRUST | United States | STATE STREET SPD | 99,038 | 0 | -99,038 | $7,580,386 | $0 | -$7,580,386 |
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XLU
SELECT SECTOR SPDR TR | | STATE STREET UTI | 155,783 | 0 | -155,783 | $7,148,898 | $0 | -$7,148,898 |
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BINC
BLACKROCK ETF TRUST II | | ISHARES FLEXIBLE | 112,480 | 0 | -112,480 | $5,841,087 | $0 | -$5,841,087 |
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XLE
SELECT SECTOR SPDR TR | | STATE STREET ENE | 94,557 | 0 | -94,557 | $5,792,574 | $0 | -$5,792,574 |
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XLF
SELECT SECTOR SPDR TR | | STATE STREET FIN | 116,941 | 0 | -116,941 | $5,773,379 | $0 | -$5,773,379 |
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BLCR
BLACKROCK ETF TRUST | | ISHARES LARGE CA | 135,895 | 0 | -135,895 | $5,579,834 | $0 | -$5,579,834 |
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IAGG
ISHARES TR | | CORE INTL AGGR | 97,909 | 0 | -97,909 | $4,899,394 | $0 | -$4,899,394 |
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FLTR
VANECK ETF TRUST | | IG FLOATING RATE | 191,493 | 0 | -191,493 | $4,879,262 | $0 | -$4,879,262 |
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JNK
SPDR SERIES TRUST | | STATE STREET SPD | 42,582 | 0 | -42,582 | $4,075,924 | $0 | -$4,075,924 |
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BDVL
BLACKROCK ETF TRUST | | DISCIPLINED VOLA | 160,011 | 0 | -160,011 | $3,944,279 | $0 | -$3,944,279 |
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GNR
SPDR INDEX SHS FDS | | STATE STREET SPD | 45,494 | 0 | -45,494 | $3,397,026 | $0 | -$3,397,026 |
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XLP
SELECT SECTOR SPDR TR | | STATE STREET CON | 37,491 | 0 | -37,491 | $3,073,530 | $0 | -$3,073,530 |
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XLI
SELECT SECTOR SPDR TR | | STATE STREET IND | 18,319 | 0 | -18,319 | $2,962,778 | $0 | -$2,962,778 |
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XLV
SELECT SECTOR SPDR TR | | STATE STREET HEA | 20,206 | 0 | -20,206 | $2,962,330 | $0 | -$2,962,330 |
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BIL
SPDR SERIES TRUST | | STATE STREET SPD | 30,752 | 0 | -30,752 | $2,818,156 | $0 | -$2,818,156 |
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XLC
SELECT SECTOR SPDR TR | | STATE STREET COM | 24,116 | 0 | -24,116 | $2,673,453 | $0 | -$2,673,453 |
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USMV
ISHARES TR | | MSCI USA MIN VOL | 27,174 | 0 | -27,174 | $2,520,159 | $0 | -$2,520,159 |
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RLY
SSGA ACTIVE ETF TR | | STATE STREET MUL | 68,012 | 0 | -68,012 | $2,458,619 | $0 | -$2,458,619 |
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SHM
SPDR SERIES TRUST | | STATE STREET SPD | 46,307 | 0 | -46,307 | $2,214,864 | $0 | -$2,214,864 |
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SPYD
SPDR SERIES TRUST | | STATE STREET SPD | 48,361 | 0 | -48,361 | $2,201,380 | $0 | -$2,201,380 |
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GPIQ
GOLDMAN SACHS ETF TR | | NASDAQ-100 PREMI | 40,758 | 0 | -40,758 | $2,017,136 | $0 | -$2,017,136 |
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XLY
SELECT SECTOR SPDR TR | | STATE STREET CON | 18,005 | 0 | -18,005 | $1,962,212 | $0 | -$1,962,212 |
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SPYG
SPDR SERIES TRUST | | STATE STREET SPD | 18,770 | 0 | -18,770 | $1,837,771 | $0 | -$1,837,771 |
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EWX
SPDR INDEX SHS FDS | | STATE STREET SPD | 26,203 | 0 | -26,203 | $1,732,530 | $0 | -$1,732,530 |
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HYMB
SPDR SERIES TRUST | | STATE STREET SPD | 65,966 | 0 | -65,966 | $1,635,957 | $0 | -$1,635,957 |
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DEFR
ETF SER SOLUTIONS | | APTUS DEFERRED I | 59,745 | 0 | -59,745 | $1,589,140 | $0 | -$1,589,140 |
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LCTU
BLACKROCK ETF TRUST | | ISHARES US CARBO | 21,975 | 0 | -21,975 | $1,541,268 | $0 | -$1,541,268 |
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SPSM
SPDR SERIES TRUST | | STATE STREET SPD | 26,670 | 0 | -26,670 | $1,288,675 | $0 | -$1,288,675 |
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DSI
ISHARES TR | | ESG MSCI KLD 400 | 9,164 | 0 | -9,164 | $1,110,528 | $0 | -$1,110,528 |
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IGE
ISHARES TR | | NORTH AMERN NAT | 16,635 | 0 | -16,635 | $1,047,007 | $0 | -$1,047,007 |
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FMDE
FIDELITY COVINGTON TRUST | | ENHANCED MID | 27,925 | 0 | -27,925 | $1,004,176 | $0 | -$1,004,176 |
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XTL
SPDR SERIES TRUST | | STATE STREET SPD | 5,298 | 0 | -5,298 | $996,342 | $0 | -$996,342 |
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SPHY
SPDR SERIES TRUST | | STATE STREET SPD | 34,107 | 0 | -34,107 | $795,368 | $0 | -$795,368 |
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XLB
SELECT SECTOR SPDR TR | | STATE STREET MAT | 15,718 | 0 | -15,718 | $785,405 | $0 | -$785,405 |
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CGGR
CAPITAL GROUP GROWTH ETF | | SHS CREATION UNI | 19,368 | 0 | -19,368 | $778,404 | $0 | -$778,404 |
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SCHQ
SCHWAB STRATEGIC TR | | LONG TERM US | 21,400 | 0 | -21,400 | $672,602 | $0 | -$672,602 |
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RING
ISHARES INC | | MSCI GBL GOLD MN | 8,309 | 0 | -8,309 | $656,245 | $0 | -$656,245 |
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CVSB
MORGAN STANLEY ETF TRUST | | CALVERT ULT SHR | 12,258 | 0 | -12,258 | $620,317 | $0 | -$620,317 |
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SGOV
ISHARES TR | | 0-3 MNTH TREASRY | 5,612 | 0 | -5,612 | $564,904 | $0 | -$564,904 |
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ISPY
PROSHARES TR | | S&P 500 HIGH INC | 12,142 | 0 | -12,142 | $526,356 | $0 | -$526,356 |
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SPYV
SPDR SERIES TRUST | | STATE STREET SPD | 9,231 | 0 | -9,231 | $522,290 | $0 | -$522,290 |
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AOA
ISHARES TR | | CORE 80/20 AGGRE | 5,886 | 0 | -5,886 | $520,843 | $0 | -$520,843 |
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SPDW
SPDR INDEX SHS FDS | | STATE STREET SPD | 11,016 | 0 | -11,016 | $502,877 | $0 | -$502,877 |
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MAGS
LISTED FDS TR | | ROUNDHILL MAGNIF | 8,524 | 0 | -8,524 | $493,883 | $0 | -$493,883 |
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CGGO
CAPITAL GROUP GBL GROWTH EQT | | SHS CREATION UNI | 14,583 | 0 | -14,583 | $486,635 | $0 | -$486,635 |
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SPIB
SPDR SERIES TRUST | | STATE STREET SPD | 13,565 | 0 | -13,565 | $454,971 | $0 | -$454,971 |
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NLR
VANECK ETF TRUST | | URANIUM AND NUCL | 3,280 | 0 | -3,280 | $436,910 | $0 | -$436,910 |
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DFAC
DIMENSIONAL ETF TRUST | | US CORE EQUITY 2 | 10,600 | 0 | -10,600 | $411,916 | $0 | -$411,916 |
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SDY
SPDR SERIES TRUST | | STATE STREET SPD | 2,474 | 0 | -2,474 | $361,024 | $0 | -$361,024 |
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FESM
FIDELITY COVINGTON TRUST | | ENHANCED SMALL | 9,450 | 0 | -9,450 | $359,100 | $0 | -$359,100 |
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AOR
ISHARES TR | | CORE 60/40 BALAN | 5,382 | 0 | -5,382 | $346,332 | $0 | -$346,332 |
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GSST
GOLDMAN SACHS ETF TR | | ULTRA SHORT BOND | 6,821 | 0 | -6,821 | $344,810 | $0 | -$344,810 |
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CGDV
CAPITAL GROUP DIVIDEND VALUE | | SHS CREATION UNI | 7,684 | 0 | -7,684 | $326,878 | $0 | -$326,878 |
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WTV
WISDOMTREE TR | | WISDOMTREE US VA | 3,281 | 0 | -3,281 | $310,819 | $0 | -$310,819 |
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ITA
ISHARES TR | | US AER DEF ETF | 1,384 | 0 | -1,384 | $302,777 | $0 | -$302,777 |
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BUFD
FIRST TR EXCHNG TRADED FD VI | | FT VEST LADDERED | 10,549 | 0 | -10,549 | $295,372 | $0 | -$295,372 |
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EVIM
MORGAN STANLEY ETF TRUST | | EATON VANCE INTE | 5,360 | 0 | -5,360 | $281,642 | $0 | -$281,642 |
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IGF
ISHARES TR | | GLB INFRASTR ETF | 4,123 | 0 | -4,123 | $276,220 | $0 | -$276,220 |
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IEI
ISHARES TR | | 3 7 YR TREAS BD | 2,322 | 0 | -2,322 | $275,343 | $0 | -$275,343 |
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FFLC
FIDELITY COVINGTON TRUST | | FUNDAMENTAL LARG | 5,319 | 0 | -5,319 | $272,804 | $0 | -$272,804 |
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FNDE
SCHWAB STRATEGIC TR | | FUNDAMENTAL EMER | 7,001 | 0 | -7,001 | $267,859 | $0 | -$267,859 |
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FNDA
SCHWAB STRATEGIC TR | | FUNDAMENTAL US S | 8,216 | 0 | -8,216 | $266,435 | $0 | -$266,435 |
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SIVR
ABRDN SILVER ETF TRUST | United States | PHYSCL SILVR SHS | 3,679 | 0 | -3,679 | $263,454 | $0 | -$263,454 |
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TSLY
TIDAL TRUST II | | YIELDMAX TSLA OP | 8,769 | 0 | -8,769 | $262,983 | $0 | -$262,983 |
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ICVT
ISHARES TR | | CONV BD ETF | 2,523 | 0 | -2,523 | $256,855 | $0 | -$256,855 |
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XBI
SPDR SERIES TRUST | | STATE STREET SPD | 1,868 | 0 | -1,868 | $238,541 | $0 | -$238,541 |
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IEV
ISHARES TR | | EUROPE ETF | 3,415 | 0 | -3,415 | $232,016 | $0 | -$232,016 |
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LCTD
BLACKROCK ETF TRUST | | ISHARES WORLD EX | 4,161 | 0 | -4,161 | $230,043 | $0 | -$230,043 |
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SCHA
SCHWAB STRATEGIC TR | | US SML CAP ETF | 7,897 | 0 | -7,897 | $229,644 | $0 | -$229,644 |
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DFEB
FIRST TR EXCHNG TRADED FD VI | | FT VEST US | 4,825 | 0 | -4,825 | $228,561 | $0 | -$228,561 |
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PPLT
ABRDN PLATINUM ETF TRUST | United States | PHYSCL PLATM SHS | 1,281 | 0 | -1,281 | $228,313 | $0 | -$228,313 |
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IBTG
ISHARES TR | | IBONDS 26 TRM TS | 9,730 | 0 | -9,730 | $222,970 | $0 | -$222,970 |
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IVOV
VANGUARD ADMIRAL FDS INC | | MIDCP 400 VAL | 2,178 | 0 | -2,178 | $222,048 | $0 | -$222,048 |
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VIGI
VANGUARD WHITEHALL FDS | | INTL DVD ETF | 2,497 | 0 | -2,497 | $220,885 | $0 | -$220,885 |
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IAK
ISHARES TR | | U.S. INSRNCE ETF | 1,623 | 0 | -1,623 | $208,259 | $0 | -$208,259 |
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OUSM
ALPS ETF TR | | OSHARES US SMLCP | 4,648 | 0 | -4,648 | $203,285 | $0 | -$203,285 |
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VFH
VANGUARD WORLD FD | | FINANCIALS ETF | 1,672 | 0 | -1,672 | $202,045 | $0 | -$202,045 |
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