Carnick & Kubik, LLC quarter change: USA ETF, New
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2015-12-31 to 2016-03-31, Carnick & Kubik, LLC opened 106 positions, added to 0, reduced 0, sold out of 39 and left 0 unchanged. The largest increase in value was IWD (+$5,719,000); the largest decrease was IWD (-$5,526,000).
- IWD: Country of operation —; Class STOCKS; Shares 2015-12-31 0; Shares 2016-03-31 57,877.
- IVW: Country of operation —; Class STOCKS; Shares 2015-12-31 0; Shares 2016-03-31 39,491.
- IVE: Country of operation —; Class STOCKS; Shares 2015-12-31 0; Shares 2016-03-31 50,529.
- XLF: Country of operation —; Class STOCKS; Shares 2015-12-31 0; Shares 2016-03-31 166,140.
Two Form 13F-HR filings compared (SEC CIK 1555900): 2015-12-31 (filed 2016-02-11) and 2016-03-31 (filed 2016-05-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2015-12-31 | Shares 2016-03-31 | Share change | Value 2015-12-31 | Value 2016-03-31 | Value change |
|---|
IWD
ISHARES RUSS 1000 VALUE | | STOCKS | 0 | 57,877 | +57,877 | $0 | $5,719,000 | +$5,719,000 |
|---|
IVW
ISHARES S&P 500 GROWTH | | STOCKS | 0 | 39,491 | +39,491 | $0 | $4,577,000 | +$4,577,000 |
|---|
IVE
ISHARES S&P 500 VALUE | | STOCKS | 0 | 50,529 | +50,529 | $0 | $4,544,000 | +$4,544,000 |
|---|
XLF
SECTOR SPDR FINCL SELECT | | STOCKS | 0 | 166,140 | +166,140 | $0 | $3,738,000 | +$3,738,000 |
|---|
SPY
S P D R S&P 500 ETF TR | | STOCKS | 0 | 17,473 | +17,473 | $0 | $3,591,000 | +$3,591,000 |
|---|
QDF
FLEXSHARES QUALITY DIVIDEND ETF | | STOCK | 0 | 96,543 | +96,543 | $0 | $3,486,000 | +$3,486,000 |
|---|
XLK
SECTOR SPDR TECH SELECT | | STOCKS | 0 | 75,669 | +75,669 | $0 | $3,357,000 | +$3,357,000 |
|---|
IYW
ISHARES DOW JONES TECHNOLOGY | | STOCKS | 0 | 22,999 | +22,999 | $0 | $2,495,000 | +$2,495,000 |
|---|
XLI
SECTOR SPDR INDL SELECT | | STOCKS | 0 | 43,506 | +43,506 | $0 | $2,413,000 | +$2,413,000 |
|---|
XLP
SECTOR SPDR TR CON STPLS | | STOCKS | 0 | 45,427 | +45,427 | $0 | $2,410,000 | +$2,410,000 |
|---|
SCHD
Sch US Div Equity ETF | | STOCK | 0 | 44,605 | +44,605 | $0 | $1,788,000 | +$1,788,000 |
|---|
SCHM
Sch US MCap ETF | | STOCK | 0 | 41,999 | +41,999 | $0 | $1,705,000 | +$1,705,000 |
|---|
XLU
SECTOR SPDR UTIL SELECT | | STOCKS | 0 | 33,907 | +33,907 | $0 | $1,682,000 | +$1,682,000 |
|---|
VEA
VANGUARD FTSE DEVELOPED MARKETS ETF | | STOCK | 0 | 40,660 | +40,660 | $0 | $1,459,000 | +$1,459,000 |
|---|
VTIP
Vanguard Sh-Term TIP Etf | | FTAX | 0 | 28,848 | +28,848 | $0 | $1,417,000 | +$1,417,000 |
|---|
EEM
Ishares Msci Emrg Mkt Fd | | STOCK | 0 | 40,080 | +40,080 | $0 | $1,373,000 | +$1,373,000 |
|---|
SPYG
SPDR S&P 500 GRWTH ETF | | STOCKS | 0 | 13,289 | +13,289 | $0 | $1,336,000 | +$1,336,000 |
|---|
IWO
ISHARES RUSS 2000 GRWTH | | STOCKS | 0 | 9,943 | +9,943 | $0 | $1,319,000 | +$1,319,000 |
|---|
SPYV
SPDR S&P 500 VALUE ETF | | STOCKS | 0 | 13,414 | +13,414 | $0 | $1,308,000 | +$1,308,000 |
|---|
VBR
Vguard Sml Cap Val ETF | | STOCK | 0 | 12,299 | +12,299 | $0 | $1,253,000 | +$1,253,000 |
|---|
VNQ
VANGUARD REIT | | STOCKS | 0 | 14,062 | +14,062 | $0 | $1,178,000 | +$1,178,000 |
|---|
VDE
VANGUARD ENERGY ETF | | STOCK | 0 | 13,300 | +13,300 | $0 | $1,141,000 | +$1,141,000 |
|---|
SCHX
SCHWAB U.S. LARGE-CAP ETF | | STOCKS | 0 | 21,135 | +21,135 | $0 | $1,032,000 | +$1,032,000 |
|---|
IYG
ISHARES US FINANCIAL SERVICES | | STOCK | 0 | 12,435 | +12,435 | $0 | $1,009,000 | +$1,009,000 |
|---|
IJK
ISHARES MIDCAP 400 GRWTH | | STOCKS | 0 | 5,547 | +5,547 | $0 | $902,000 | +$902,000 |
|---|
IJT
ISHARES SM-CAP 600 GRWTH | | STOCKS | 0 | 7,034 | +7,034 | $0 | $874,000 | +$874,000 |
|---|
BSV
Vguard ST Bond Index | | FTAX | 0 | 10,736 | +10,736 | $0 | $866,000 | +$866,000 |
|---|
VYM
Vanguard HY ETF | | STOCK | 0 | 10,160 | +10,160 | $0 | $701,000 | +$701,000 |
|---|
EMLP
First Tst En MLP ETF | | STOCK | 0 | 24,895 | +24,895 | $0 | $544,000 | +$544,000 |
|---|
SCHB
Schwab US Brd Mkt ETF | | STOCK | 0 | 10,473 | +10,473 | $0 | $516,000 | +$516,000 |
|---|
IVV
ISHARES TRUST S&P | | STOCKS | 0 | 2,424 | +2,424 | $0 | $501,000 | +$501,000 |
|---|
XLV
SPDR HEALTH CARE SELECT | | STOCKS | 0 | 7,238 | +7,238 | $0 | $491,000 | +$491,000 |
|---|
VTI
VANGUARD TOTAL STOCK MKT | | FTAX | 0 | 4,030 | +4,030 | $0 | $422,000 | +$422,000 |
|---|
DES
Wisdomtree Smallcap Div | | STOCK | 0 | 5,955 | +5,955 | $0 | $409,000 | +$409,000 |
|---|
IGM
ISHARES TECHNOLOGY | | STOCKS | 0 | 3,473 | +3,473 | $0 | $384,000 | +$384,000 |
|---|
IWN
ISHARES RUSS 2000 VALUE | | STOCKS | 0 | 3,991 | +3,991 | $0 | $372,000 | +$372,000 |
|---|
Gugg UltraShort Bnd ETF
CUSIP 18383M654 | | FTAX | 0 | 6,150 | +6,150 | $0 | $307,000 | +$307,000 |
|---|
MUNI
Pimco Intd Muni ETF | | FTAX | 0 | 5,600 | +5,600 | $0 | $304,000 | +$304,000 |
|---|
IJS
ISHARES SM-CAP 600 VALUE | | STOCKS | 0 | 2,498 | +2,498 | $0 | $283,000 | +$283,000 |
|---|
QCLN
First FIRST TRUST NASDAQ CLN EDGE GRNE | | STOCK | 0 | 17,380 | +17,380 | $0 | $257,000 | +$257,000 |
|---|
XLY
CONSUMER DISCRET SELECT | | STOCKS | 0 | 3,209 | +3,209 | $0 | $254,000 | +$254,000 |
|---|
IWM
ISHARES RUSS 2000 INDEX | | STOCKS | 0 | 1,889 | +1,889 | $0 | $209,000 | +$209,000 |
|---|
SCHG
Schwab US Large Cap Growth | | STOCK | 0 | 3,736 | +3,736 | $0 | $196,000 | +$196,000 |
|---|
IWF
ISHARES RUSS 1000 GRWTH | | STOCKS | 0 | 1,897 | +1,897 | $0 | $189,000 | +$189,000 |
|---|
First TRUST Energy Infra
CUSIP 33738C103 | | STOCK | 0 | 11,710 | +11,710 | $0 | $181,000 | +$181,000 |
|---|
VIG
Vanguard Div Apprciation | | STOCK | 0 | 2,200 | +2,200 | $0 | $179,000 | +$179,000 |
|---|
FPF
First Trust Intermediate Dur | | FTAX | 0 | 7,486 | +7,486 | $0 | $169,000 | +$169,000 |
|---|
GLOBAL X MLP ETF
CUSIP 37950E473 | | STOCK | 0 | 15,000 | +15,000 | $0 | $146,000 | +$146,000 |
|---|
DHS
WISDOMTREE HI YIELD EQTY | | STOCKS | 0 | 2,100 | +2,100 | $0 | $133,000 | +$133,000 |
|---|
PCN
PIMCO CORP INCOME FUND | | STOCKS | 0 | 9,200 | +9,200 | $0 | $127,000 | +$127,000 |
|---|
SCHA
Sch US Smcap Etf | | STOCK | 0 | 2,373 | +2,373 | $0 | $123,000 | +$123,000 |
|---|
Alps HVPW ETF
CUSIP 00162Q734 | | STOCK | 0 | 5,900 | +5,900 | $0 | $118,000 | +$118,000 |
|---|
MINT
Pimco USht Bnd ETF | | FTAX | 0 | 1,150 | +1,150 | $0 | $116,000 | +$116,000 |
|---|
IEZ
Ishares Oil Equip & Svc | | STOCK | 0 | 2,000 | +2,000 | $0 | $71,000 | +$71,000 |
|---|
VB
Vanguard Small Cap | | STOCK | 0 | 574 | +574 | $0 | $64,000 | +$64,000 |
|---|
DTD
WISDOMTREE TOTAL DIVIDND | | FTAX | 0 | 850 | +850 | $0 | $63,000 | +$63,000 |
|---|
SCHF
Sch Intl Eq Etf | | STOCK | 0 | 2,175 | +2,175 | $0 | $59,000 | +$59,000 |
|---|
BGR
BLACKROCK ENGY & RESEARCH | | STOCKS | 0 | 3,500 | +3,500 | $0 | $46,000 | +$46,000 |
|---|
STPZ
Pimco TIP 1-5 ETF | | FTAX | 0 | 850 | +850 | $0 | $44,000 | +$44,000 |
|---|
DLN
Wisdomtree Largecap Div | | STOCK | 0 | 500 | +500 | $0 | $37,000 | +$37,000 |
|---|
NZF
Nuveen Dividend Adv Muni Fund 3 | | FTAX | 0 | 2,367 | +2,367 | $0 | $35,000 | +$35,000 |
|---|
FTLS
First Tst L/S ETF | | STOCK | 0 | 1,075 | +1,075 | $0 | $34,000 | +$34,000 |
|---|
UTG
Reaves Utility Income Fd | | STOCK | 0 | 1,100 | +1,100 | $0 | $33,000 | +$33,000 |
|---|
CSM
Proshares LC Plus ETF | | STOCK | 0 | 630 | +630 | $0 | $32,000 | +$32,000 |
|---|
VEU
Vanguard Intl Eqty Index | | STOCK | 0 | 720 | +720 | $0 | $31,000 | +$31,000 |
|---|
DGRW
Wisdomtree US Div ETF | | STOCK | 0 | 1,000 | +1,000 | $0 | $31,000 | +$31,000 |
|---|
VO
Vanguard Mid Cap | | STOCK | 0 | 250 | +250 | $0 | $30,000 | +$30,000 |
|---|
ITOT
ISHARES CORE S&P TOTAL US STOCK MKT | | STOCK | 0 | 304 | +304 | $0 | $28,000 | +$28,000 |
|---|
SCHE
Schwab Emg Mkt Eq ETF | | STOCK | 0 | 1,057 | +1,057 | $0 | $22,000 | +$22,000 |
|---|
FUND
Sprott Focus Trust | | STOCK | 0 | 3,484 | +3,484 | $0 | $21,000 | +$21,000 |
|---|
EFA
ISHARES TR MSCI EAFE FD | | STOCKS | 0 | 315 | +315 | $0 | $18,000 | +$18,000 |
|---|
ARKK
ARK Innovation ETF | | STOCK | 0 | 890 | +890 | $0 | $17,000 | +$17,000 |
|---|
DWX
SPDR S&P Intl Dividend | | STOCK | 0 | 450 | +450 | $0 | $16,000 | +$16,000 |
|---|
VWO
VANGUARD EMERGING MARKET | | FTAX | 0 | 435 | +435 | $0 | $15,000 | +$15,000 |
|---|
ETY
Eaton Vance Tax Mgd CE | | STOCK | 0 | 1,300 | +1,300 | $0 | $14,000 | +$14,000 |
|---|
MDIV
1st Tr Exch Traded Fd Vi | | STOCK | 0 | 750 | +750 | $0 | $14,000 | +$14,000 |
|---|
VCIT
Vguard Inter.Corp Bond Etf | | FTAX | 0 | 156 | +156 | $0 | $14,000 | +$14,000 |
|---|
DBEF
Deutsch X Trks MSCI EAFE | | STOCK | 0 | 500 | +500 | $0 | $13,000 | +$13,000 |
|---|
PShares Var Pfd ETF
CUSIP 73937B597 | | FTAX | 0 | 550 | +550 | $0 | $13,000 | +$13,000 |
|---|
QVAL
Valueshares ETF | | STOCK | 0 | 500 | +500 | $0 | $12,000 | +$12,000 |
|---|
EXG
EV TAX MAN GLB DIV EQTY | | FTAX | 0 | 1,300 | +1,300 | $0 | $11,000 | +$11,000 |
|---|
Wtree Australia Div ETF
CUSIP 97717W810 | | STOCK | 0 | 200 | +200 | $0 | $10,000 | +$10,000 |
|---|
HYT
Blkrock Cp High Yield | | FTAX | 0 | 1,026 | +1,026 | $0 | $10,000 | +$10,000 |
|---|
MARKET VECTORS GOLD MINERS ETF
CUSIP 57060U100 | | STOCKS | 0 | 450 | +450 | $0 | $9,000 | +$9,000 |
|---|
PSF
Cohen & Steers Pfd CE | | FTAX | 0 | 350 | +350 | $0 | $9,000 | +$9,000 |
|---|
TBF
Proshs Short TBond ETF | | FTAX | 0 | 400 | +400 | $0 | $9,000 | +$9,000 |
|---|
EWA
ISHARES MSCI AUS IDX FD | | STOCKS | 0 | 420 | +420 | $0 | $8,000 | +$8,000 |
|---|
JQC
Nuveen Multi Strat Incm II | | FTAX | 0 | 1,000 | +1,000 | $0 | $8,000 | +$8,000 |
|---|
SCHC
Sch Intl Smcap Etf | | STOCK | 0 | 273 | +273 | $0 | $8,000 | +$8,000 |
|---|
VGK
Vanguard FTSE Europe ETF | | STOCK | 0 | 165 | +165 | $0 | $8,000 | +$8,000 |
|---|
XLE
SECTOR SPDR ENGY SELECT | | STOCKS | 0 | 120 | +120 | $0 | $7,000 | +$7,000 |
|---|
BLW
Blackrock Ltd Dur CEF | | FTAX | 0 | 500 | +500 | $0 | $7,000 | +$7,000 |
|---|
MARKET VECTORS ETF
CUSIP 57060U589 | | STOCKS | 0 | 200 | +200 | $0 | $6,000 | +$6,000 |
|---|
ISHARES GOLD TRUST
CUSIP 464285105 | | STOCKS | 0 | 500 | +500 | $0 | $6,000 | +$6,000 |
|---|
BND
Vguard Tota Bond Index | | FTAX | 0 | 67 | +67 | $0 | $6,000 | +$6,000 |
|---|
RMT
Royce Micro-Cap TRUST | | STOCK | 0 | 745 | +745 | $0 | $5,000 | +$5,000 |
|---|
SCHV
Schwab US Large Cap Value | | STOCK | 0 | 105 | +105 | $0 | $5,000 | +$5,000 |
|---|
SCHP
Sch US Tips Etf | | FTAX | 0 | 92 | +92 | $0 | $5,000 | +$5,000 |
|---|
SCHZ
Sch US Agg Bnd Etf | | FTAX | 0 | 98 | +98 | $0 | $5,000 | +$5,000 |
|---|
ETV
Eaton Vance Tax Mgd BuyWrite | | STOCK | 0 | 300 | +300 | $0 | $4,000 | +$4,000 |
|---|
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