Carroll Financial Associates, Inc. current holdings: USA ETF
Carroll Financial Associates, Inc. reported $0.40 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 349 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are POWERSHARES FTSE RAFI US 1000 PORTFOLIO, USMV, GAVEKAL KNOWLEDGE LEADERS DEVELOPED WORLD ETF.
- IWB: Country of operation —; Class ETF; Shares 1,252; Value $150,000.
- DON: Country of operation —; Class ETF; Shares 1,637; Value $148,000.
- TIP: Country of operation —; Class ETF; Shares 1,259; Value $146,000.
- EPS: Country of operation —; Class ETF; Shares 2,000; Value $145,000.
Form 13F-HR as filed (SEC CIK 1567784): quarter ended 2016-09-30, filed 2016-10-11. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|---|---|---|---|---|---|---|
| IWB ISHARES RUSSELL 1000 ETF | ETF | 1,252 | $150,000 | 2016-09-30 | 2016-10-11 | ||
| DON WISDOMTREE MIDCAP DIVIDEND FUND | ETF | 1,637 | $148,000 | 2016-09-30 | 2016-10-11 | ||
| TIP ISHARES TIPS BOND ETF | ETF | 1,259 | $146,000 | 2016-09-30 | 2016-10-11 | ||
| EPS WISDOMTREE EARNINGS 500 FUND | ETF | 2,000 | $145,000 | 2016-09-30 | 2016-10-11 | ||
| IWP ISHARES RUSSELL MID-CAP GROWTH ETF | ETF | 1,482 | $144,000 | 2016-09-30 | 2016-10-11 | ||
| IJR ISHARES S&P SMALL-CAP FUND | ETF | 1,150 | $142,000 | 2016-09-30 | 2016-10-11 | ||
| VWO VANGUARD FTSE EMERGING MARKETS ETF | ETF | 3,705 | $139,000 | 2016-09-30 | 2016-10-11 | ||
| POWERSHARES VARIABLE RATE PREFERRED PORTFOLIO CUSIP 73937B597 | ETF | 5,334 | $136,000 | 2016-09-30 | 2016-10-11 | ||
| BSV VANGUARD SHORT-TERM BOND INDEX FUND | ETF | 1,686 | $136,000 | 2016-09-30 | 2016-10-11 | ||
| HEDJ WISDOMTREE EUROPE HEDGED EQUITY FUND | ETF | 2,420 | $130,000 | 2016-09-30 | 2016-10-11 | ||
| GUGGENHEIM DEFENSIVE EQUITY ETF CUSIP 18383M878 | ETF | 3,335 | $130,000 | 2016-09-30 | 2016-10-11 | ||
| ETV EATON VANCE TX MNG BY WRT OPP COM | CEF | 8,325 | $125,000 | 2016-09-30 | 2016-10-11 | ||
| SCHD SCHWAB US DIVIDEND EQUITY ETF | ETF | 2,931 | $124,000 | 2016-09-30 | 2016-10-11 | ||
| VCR VANGUARD CONSUMER DISCRETIONARY INDEX FUND | ETF | 983 | $123,000 | 2016-09-30 | 2016-10-11 | ||
| VDC VANGUARD CONSUMER STAPLES INDEX FUND | ETF | 890 | $121,000 | 2016-09-30 | 2016-10-11 | ||
| DXJ WISDOMTREE JAPAN HEDGED EQUITY FUND | ETF | 2,792 | $119,000 | 2016-09-30 | 2016-10-11 | ||
| HYS PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND | ETF | 1,127 | $112,000 | 2016-09-30 | 2016-10-11 | ||
| EUDG WISDOMTREE EUROPE QUALITY DIVIDEND GROWTH FUND | ETF | 5,000 | $111,000 | 2016-09-30 | 2016-10-11 | ||
| IYH ISHARES U.S. HEALTHCARE ETF | ETF | 718 | $107,000 | 2016-09-30 | 2016-10-11 | ||
| IDV ISHARES INTERNATIONAL SELECT DIVIDEND ETF | ETF | 3,536 | $106,000 | 2016-09-30 | 2016-10-11 | ||
| IGSB ISHARES 1-3 YEAR CREDIT BOND ETF | ETF | 1,010 | $106,000 | 2016-09-30 | 2016-10-11 | ||
| SPXE PROSHARES S&P 500 EX-ENERGY ETF | ETF | 2,380 | $105,000 | 2016-09-30 | 2016-10-11 | ||
| XLU UTILITIES SELECT SECTOR SPDR ETF | ETF | 2,098 | $102,000 | 2016-09-30 | 2016-10-11 | ||
| DGRO ISHARES CORE DIVIDEND GROWTH ETF | ETF | 3,675 | $101,000 | 2016-09-30 | 2016-10-11 | ||
| ISHARES IBONDS SEP17 ETF CUSIP 464289271 | ETF | 3,700 | $101,000 | 2016-09-30 | 2016-10-11 | ||
| AIVL WISDOMTREE DIVIDEND EX-FINANCIALS FUND | ETF | 1,265 | $99,000 | 2016-09-30 | 2016-10-11 | ||
| DGRE WISDOMTREE EMERGING MARKETS QUALITY DIVIDEND GROWTH FUND | ETF | 4,078 | $94,000 | 2016-09-30 | 2016-10-11 | ||
| POWERSHARES DWA TECHNOLOGY MOMENTUM PORTFOLIO CUSIP 73935X344 | ETF | 2,260 | $93,000 | 2016-09-30 | 2016-10-11 | ||
| IYM ISHARES U.S. BASIC MATERIALS ETF | ETF | 1,155 | $91,000 | 2016-09-30 | 2016-10-11 | ||
| VIS VANGUARD INDUSTRIALS INDEX FUND | ETF | 808 | $89,000 | 2016-09-30 | 2016-10-11 | ||
| ETRACS 2XLEVERAGED LONG WELLS FARGO BUSINESS DEVELOPMENT COMPANY INDEX CUSIP 90267B765 | ETF | 4,760 | $89,000 | 2016-09-30 | 2016-10-11 | ||
| POWERSHARES FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND PORTFOLIO CUSIP 73937B761 | ETF | 3,450 | $89,000 | 2016-09-30 | 2016-10-11 | ||
| POWERSHARES FTSE RAFI EMERGING MARKETS PORTFOLIO CUSIP 73936T763 | ETF | 4,900 | $87,000 | 2016-09-30 | 2016-10-11 | ||
| EMIF ISHARES S&P EMERGING MARKETS INFRASTRUCTURE INDEX FUND | ETF | 2,839 | $87,000 | 2016-09-30 | 2016-10-11 | ||
| EEM ISHARES MSCI EMERGING MARKETS ETF | ETF | 2,275 | $85,000 | 2016-09-30 | 2016-10-11 | ||
| IFGL ISHARES FTSE EPRA/NAREIT DEVELOPED REAL ESTATE EX-US INDEX FUND | ETF | 2,800 | $84,000 | 2016-09-30 | 2016-10-11 | ||
| VTIP VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF | ETF | 1,682 | $83,000 | 2016-09-30 | 2016-10-11 | ||
| MBB ISHARES MBS ETF | ETF | 736 | $81,000 | 2016-09-30 | 2016-10-11 | ||
| DLN WISDOMTREE LARGECAP DIVIDEND FUND | ETF | 1,000 | $76,000 | 2016-09-30 | 2016-10-11 | ||
| IYG ISHARES U.S. FINANCIAL SERVICES ETF | ETF | 875 | $76,000 | 2016-09-30 | 2016-10-11 | ||
| ETRACS MONTHLY PAY 2XLEVERAGED CLOSED-END FUND ETN CUSIP 90270L842 | ETF | 4,190 | $75,000 | 2016-09-30 | 2016-10-11 | ||
| POWERSHARES DB US DOLLAR INDEX BULLISH FUND CUSIP 73936D107 | ETF | 3,000 | $74,000 | 2016-09-30 | 2016-10-11 | ||
| XLY CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 922 | $73,000 | 2016-09-30 | 2016-10-11 | ||
| PFF ISHARES U.S. PREFERRED STOCK ETF | ETF | 1,849 | $73,000 | 2016-09-30 | 2016-10-11 | ||
| IBND SPDR BARCLAYS INTERNATIONAL CORPORATE BOND ETF | ETF | 2,206 | $73,000 | 2016-09-30 | 2016-10-11 | ||
| MEAR ISHARES SHORT MATURITY MUNICIPAL BOND ETF | ETF | 1,450 | $72,000 | 2016-09-30 | 2016-10-11 | ||
| VKI INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT | CEF | 5,850 | $71,000 | 2016-09-30 | 2016-10-11 | ||
| IVE ISHARES S&P 500 VALUE ETF | ETF | 740 | $70,000 | 2016-09-30 | 2016-10-11 | ||
| VYM VANGUARD HIGH DIVIDEND YIELD INDEX FUND | ETF | 979 | $70,000 | 2016-09-30 | 2016-10-11 | ||
| EZU ISHARES MSCI EUROZONE ETF | ETF | 2,055 | $70,000 | 2016-09-30 | 2016-10-11 | ||
| FPE FIRST TRUST PREFERRED SECURITIES AND INCOME ETF | ETF | 3,500 | $68,000 | 2016-09-30 | 2016-10-11 | ||
| IWR ISHARES RUSSELL MID-CAP ETF | ETF | 389 | $67,000 | 2016-09-30 | 2016-10-11 | ||
| VANECK VECTORS AMT-FREE INTERMEDIATE MUNICIPAL INDEX ETF CUSIP 92189F544 | ETF | 2,729 | $67,000 | 2016-09-30 | 2016-10-11 | ||
| IWM ISHARES RUSSELL 2000 ETF | ETF | 535 | $66,000 | 2016-09-30 | 2016-10-11 | ||
| VB VANGUARD SMALL-CAP INDEX FUND | ETF | 534 | $65,000 | 2016-09-30 | 2016-10-11 | ||
| FDN FIRST TRUST DOW JONES INTERNET INDEX FUND | ETF | 751 | $61,000 | 2016-09-30 | 2016-10-11 | ||
| RWR SPDR DOW JONES REIT ETF | ETF | 557 | $54,000 | 2016-09-30 | 2016-10-11 | ||
| RDOG COHEN & STEERS GLOBAL REALTY MAJORS ETF | ETF | 1,177 | $52,000 | 2016-09-30 | 2016-10-11 | ||
| POWERSHARES RUSSELL 1000 EQUAL WEIGHT PORTFOLIO CUSIP 73937B571 | ETF | 2,000 | $52,000 | 2016-09-30 | 2016-10-11 | ||
| HYG ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | ETF | 551 | $48,000 | 2016-09-30 | 2016-10-11 | ||
| EUFN ISHARES MSCI EUROPE FINANCIAL SECTOR INDEX FUND | ETF | 2,750 | $47,000 | 2016-09-30 | 2016-10-11 | ||
| HYLS FIRST TRUST TACTICAL HIGH YIELD ETF | ETF | 942 | $45,000 | 2016-09-30 | 2016-10-11 | ||
| WTRE WISDOMTREE GLOBAL EX-US REALESTATE FUND | ETF | 1,567 | $45,000 | 2016-09-30 | 2016-10-11 | ||
| FTC FIRST TRUST LARGE CAP GROWTH OPPORTUNITIES ALPHADEX FUND | ETF | 895 | $45,000 | 2016-09-30 | 2016-10-11 | ||
| QUAL ISHARES EDGE MSCI USA QUALITY FACTOR ETF | ETF | 666 | $44,000 | 2016-09-30 | 2016-10-11 | ||
| ETRACS MONTHLY PAY 2XLEVERAGED MORTGAGE REIT ETN CUSIP 90269A302 | ETF | 2,680 | $42,000 | 2016-09-30 | 2016-10-11 | ||
| POWERSHARES DYNAMIC BUILDING & CONSTRUCTION PORTFOLIO CUSIP 73935X666 | ETF | 1,600 | $41,000 | 2016-09-30 | 2016-10-11 | ||
| EPI WISDOMTREE INDIA EARNINGS FUND | ETF | 1,922 | $41,000 | 2016-09-30 | 2016-10-11 | ||
| DFE WISDOMTREE EUROPE SMALLCAP DIVIDEND FUND | ETF | 700 | $38,000 | 2016-09-30 | 2016-10-11 | ||
| SPDR S&P OIL & GAS EXPLORATION & PRODUCTION ETF CUSIP 78464A730 | ETF | 1,000 | $38,000 | 2016-09-30 | 2016-10-11 | ||
| IXJ ISHARES GLOBAL HEALTHCARE ETF | ETF | 379 | $38,000 | 2016-09-30 | 2016-10-11 | ||
| FXH FIRST TRUST HEALTH CARE ALPHADEX FUND | ETF | 640 | $38,000 | 2016-09-30 | 2016-10-11 | ||
| POWERSHARES DB AGRICULTURE FUND CUSIP 73936B408 | ETF | 1,900 | $37,000 | 2016-09-30 | 2016-10-11 | ||
| VELOCITYSHARES DAILY INVERSE VIX SHORT TERM ETN CUSIP 22542D795 | ETF | 1,000 | $37,000 | 2016-09-30 | 2016-10-11 | ||
| IWO ISHARES RUSSELL 2000 GROWTH ETF | ETF | 242 | $36,000 | 2016-09-30 | 2016-10-11 | ||
| FXL FIRST TRUST TECHNOLOGY ALPHADEX FUND | ETF | 1,000 | $36,000 | 2016-09-30 | 2016-10-11 | ||
| WILSHIRE MICRO-CAP ETF CUSIP 18383M308 | ETF | 1,268 | $35,000 | 2016-09-30 | 2016-10-11 | ||
| VDE VANGUARD ENERGY INDEX FUND | ETF | 361 | $35,000 | 2016-09-30 | 2016-10-11 | ||
| XLRE REAL ESTATE SELECT SECTOR SPDR FUND | ETF | 1,052 | $34,000 | 2016-09-30 | 2016-10-11 | ||
| DHS WISDOMTREE HIGH DIVIDEND FUND | ETF | 510 | $33,000 | 2016-09-30 | 2016-10-11 | ||
| GVI ISHARES INTERMEDIATE GOVERNMENT/CREDIT BOND ETF | ETF | 300 | $33,000 | 2016-09-30 | 2016-10-11 | ||
| IEV ISHARES EUROPE ETF | ETF | 840 | $33,000 | 2016-09-30 | 2016-10-11 | ||
| GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF CUSIP 18383M555 | ETF | 1,526 | $33,000 | 2016-09-30 | 2016-10-11 | ||
| IXN ISHARES GLOBAL TECH ETF | ETF | 305 | $33,000 | 2016-09-30 | 2016-10-11 | ||
| VAW VANGUARD MATERIALS INDEX FUND | ETF | 303 | $32,000 | 2016-09-30 | 2016-10-11 | ||
| JHML JOHN HANCOCK MULTIFACTOR LARGE CAP ETF | ETF | 1,159 | $32,000 | 2016-09-30 | 2016-10-11 | ||
| IXC ISHARES GLOBAL ENERGY ETF | ETF | 950 | $31,000 | 2016-09-30 | 2016-10-11 | ||
| POWERSHARES INTERNATIONAL DIVIDEND ACHIEVERS PORTFOLIO CUSIP 73935X716 | ETF | 2,000 | $29,000 | 2016-09-30 | 2016-10-11 | ||
| IWS ISHARES RUSSELL MID-CAP VALUE ETF | ETF | 372 | $28,000 | 2016-09-30 | 2016-10-11 | ||
| FLOT ISHARES TR FLTG RATE BD ETF | ETF | 552 | $28,000 | 2016-09-30 | 2016-10-11 | ||
| ERC WELLS FARGO MULTI SECTOR INCOM WF MLT SECTR INC | CEF | 2,235 | $28,000 | 2016-09-30 | 2016-10-11 | ||
| UTG REAVES UTIL INCOME FD COM SH BEN INT | CEF | 892 | $27,000 | 2016-09-30 | 2016-10-11 | ||
| UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN CUSIP 902641646 | ETF | 953 | $27,000 | 2016-09-30 | 2016-10-11 | ||
| DIV GLOBAL X SUPER DIVIDEND U.S. ETF | ETF | 1,073 | $26,000 | 2016-09-30 | 2016-10-11 | ||
| VMO INVESCO MUN OPPORTUNITY TR COM | CEF | 1,829 | $26,000 | 2016-09-30 | 2016-10-11 | ||
| EFR EATON VANCE SR FLTNG RTE TR COM | CEF | 1,900 | $26,000 | 2016-09-30 | 2016-10-11 | ||
| FPF FIRST TR INTER DUR PFD & IN FD COM | CEF | 1,100 | $25,000 | 2016-09-30 | 2016-10-11 | ||
| TIPZ PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND | ETF | 425 | $25,000 | 2016-09-30 | 2016-10-11 | ||
| ITOT ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 505 | $25,000 | 2016-09-30 | 2016-10-11 | ||
| GUGGENHEIM BULLETSHARES 2019 CORPORATE BOND ETF CUSIP 18383M522 | ETF | 1,190 | $25,000 | 2016-09-30 | 2016-10-11 |
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