Carroll Financial Associates, Inc. current holdings: Foreign Stocks
Carroll Financial Associates, Inc. reported $0.00 billion in share positions in stocks (depositary receipts and foreign shares traded over the counter), 49 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are NVS, DEO, BHP.
- NVS: Country of operation —; Class ADR; Shares 4,669; Value $368,000.
- DEO: Country of operation —; Class ADR; Shares 1,564; Value $181,000.
- BHP: Country of operation —; Class ADR; Shares 5,061; Value $175,000.
- BP: Country of operation —; Class ADR; Shares 4,821; Value $169,000.
Form 13F-HR as filed (SEC CIK 1567784): quarter ended 2016-09-30, filed 2016-10-11. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | % of listed | Quarter end | Filed | Performance |
|---|
NVS
NOVARTIS A G SPONSORED ADR | | ADR | 4,669 | $368,000 | 0.17% | 2016-09-30 | 2016-10-11 | +105.95% |
|---|
DEO
DIAGEO P L C SPON ADR NEW | | ADR | 1,564 | $181,000 | 0.09% | 2016-09-30 | 2016-10-11 | -26.46% |
|---|
BHP
BHP BILLITON LTD SPONSORED ADR | | ADR | 5,061 | $175,000 | 0.08% | 2016-09-30 | 2016-10-11 | +174.41% |
|---|
BP
BP PLC SPONSORED ADR | | ADR | 4,821 | $169,000 | 0.08% | 2016-09-30 | 2016-10-11 | +23.78% |
|---|
TEVA
TEVA PHARMACEUTICAL INDS LTD ADR | | ADR | 3,245 | $149,000 | 0.07% | 2016-09-30 | 2016-10-11 | -13.48% |
|---|
RIO
RIO TINTO PLC SPONSORED ADR | | ADR | 2,951 | $98,000 | 0.05% | 2016-09-30 | 2016-10-11 | +181.92% |
|---|
ULXXXX
UNILEVER PLC SPON ADR NEW | | ADR | 1,506 | $71,000 | 0.03% | 2016-09-30 | 2016-10-11 | |
|---|
BUD
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR | | ADR | 475 | $62,000 | 0.03% | 2016-09-30 | 2016-10-11 | -43.47% |
|---|
BIDU
BAIDU INC SPON ADR REP A | | ADR | 331 | $60,000 | 0.03% | 2016-09-30 | 2016-10-11 | -52.38% |
|---|
TSM
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR | | ADR | 1,772 | $54,000 | 0.03% | 2016-09-30 | 2016-10-11 | +1393.76% |
|---|
SAP
SAP SE SPON ADR | | ADR | 557 | $50,000 | 0.02% | 2016-09-30 | 2016-10-11 | +130.66% |
|---|
SNY
SANOFI SPONSORED ADR | | ADR | 1,064 | $40,000 | 0.02% | 2016-09-30 | 2016-10-11 | +6.68% |
|---|
ING
ING GROEP N V SPONSORED ADR | | ADR | 3,007 | $37,000 | 0.02% | 2016-09-30 | 2016-10-11 | +192.38% |
|---|
NVO
NOVO-NORDISK A S ADR | | ADR | 870 | $36,000 | 0.02% | 2016-09-30 | 2016-10-11 | +84.18% |
|---|
BTI
BRITISH AMERN TOB PLC SPONSORED ADR | | ADR | 191 | $24,000 | 0.01% | 2016-09-30 | 2016-10-11 | -14.07% |
|---|
WPP
WPP PLC NEW ADR | | ADR | 182 | $21,000 | 0.01% | 2016-09-30 | 2016-10-11 | -78.54% |
|---|
PUK
PRUDENTIAL PLC ADR | | ADR | 525 | $18,000 | 0.01% | 2016-09-30 | 2016-10-11 | -27.17% |
|---|
NTES
NETEASE INC SPONSORED ADR | | ADR | 78 | $18,000 | 0.01% | 2016-09-30 | 2016-10-11 | +152.95% |
|---|
ITUB
ITAU UNIBANCO HLDG SA SPON ADR REP PFD | | ADR | 1,534 | $16,000 | 0.01% | 2016-09-30 | 2016-10-11 | |
|---|
FMS
FRESENIUS MED CARE AG&CO KGAA SPONSORED ADR | | ADR | 360 | $15,000 | 0.01% | 2016-09-30 | 2016-10-11 | -49.12% |
|---|
TLK
P T TELEKOMUNIKASI INDONESIA SPONSORED ADR | | ADR | 200 | $13,000 | 0.01% | 2016-09-30 | 2016-10-11 | -60.05% |
|---|
VOD
VODAFONE GROUP PLC NEW SPNSR ADR | | ADR | 468 | $13,000 | 0.01% | 2016-09-30 | 2016-10-11 | -43.98% |
|---|
SMFG
SUMITOMO MITSUI FINL GROUP INC SPONSORED ADR | | ADR | 1,832 | $12,000 | 0.01% | 2016-09-30 | 2016-10-11 | +285.48% |
|---|
TM
TOYOTA MOTOR CORP SP ADR REP2COM | | ADR | 100 | $11,000 | 0.01% | 2016-09-30 | 2016-10-11 | +60.87% |
|---|
BMA
BANCO MACRO SA SPON ADR B | | ADR | 151 | $11,000 | 0.01% | 2016-09-30 | 2016-10-11 | — split 2019-08-12, ratio not on file |
|---|
RELX
RELX PLC SPONSORED ADR | | ADR | 579 | $11,000 | 0.01% | 2016-09-30 | 2016-10-11 | +73.49% |
|---|
ABEV
AMBEV SA SPONSORED ADR | | ADR | 1,751 | $10,000 | 0.00% | 2016-09-30 | 2016-10-11 | -52.71% |
|---|
E
ENI S P A SPONSORED ADR | | ADR | 360 | $10,000 | 0.00% | 2016-09-30 | 2016-10-11 | +89.30% |
|---|
KB
KB FINANCIAL GROUP INC SPONSORED ADR | | ADR | 309 | $10,000 | 0.00% | 2016-09-30 | 2016-10-11 | +273.87% |
|---|
SONY
SONY CORP ADR NEW | | ADR | 290 | $9,000 | 0.00% | 2016-09-30 | 2016-10-11 | +251.85% |
|---|
HSBC
HSBC HLDGS PLC SPON ADR NEW | | ADR | 257 | $9,000 | 0.00% | 2016-09-30 | 2016-10-11 | +167.80% |
|---|
NTTYY
NIPPON TELEG & TEL CORP SPONSORED ADR | Japan | ADR | 200 | $9,000 | 0.00% | 2016-09-30 | 2016-10-11 | +18.38% |
|---|
SHG
SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | | ADR | 249 | $9,000 | 0.00% | 2016-09-30 | 2016-10-11 | +124.45% |
|---|
YPF
YPF SOCIEDAD ANONIMA SPON ADR CL D | | ADR | 511 | $9,000 | 0.00% | 2016-09-30 | 2016-10-11 | +176.13% |
|---|
RYAAY
RYANAIR HLDGS PLC SPONSORED ADR NE | | ADR | 106 | $7,000 | 0.00% | 2016-09-30 | 2016-10-11 | +84.84% |
|---|
TS
TENARIS S A SPONSORED ADR | | ADR | 249 | $7,000 | 0.00% | 2016-09-30 | 2016-10-11 | +93.84% |
|---|
SAN
BANCO SANTANDER SA ADR | | ADR | 1,361 | $6,000 | 0.00% | 2016-09-30 | 2016-10-11 | +221.77% |
|---|
SSL
SASOL LTD SPONSORED ADR | | ADR | 219 | $5,000 | 0.00% | 2016-09-30 | 2016-10-11 | — split 2020-03-09, ratio not on file |
|---|
PHI
PLDT INC SPONSORED ADR | | ADR | 162 | $5,000 | 0.00% | 2016-09-30 | 2016-10-11 | -52.48% |
|---|
BBVA
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | | ADR | 991 | $5,000 | 0.00% | 2016-09-30 | 2016-10-11 | +380.54% |
|---|
TV
GRUPO TELEVISA SA SPON ADR REP ORD | | ADR | 227 | $5,000 | 0.00% | 2016-09-30 | 2016-10-11 | -90.85% |
|---|
GRFS
GRIFOLS S A SP ADR REP B NVT | | ADR | 366 | $5,000 | 0.00% | 2016-09-30 | 2016-10-11 | -54.29% |
|---|
TKC
TURKCELL ILETISIM HIZMETLERI SPON ADR NEW | | ADR | 578 | $4,000 | 0.00% | 2016-09-30 | 2016-10-11 | -36.97% |
|---|
LYG
LLOYDS BANKING GROUP PLC SPONSORED ADR | | ADR | 1,067 | $3,000 | 0.00% | 2016-09-30 | 2016-10-11 | +98.26% |
|---|
NOK
NOKIA CORP SPONSORED ADR | | ADR | 437 | $2,000 | 0.00% | 2016-09-30 | 2016-10-11 | +78.93% |
|---|
PBRA
PETROLEO BRASILEIRO SA PETROBR SP ADR NON VTG | | ADR | 330 | $2,000 | 0.00% | 2016-09-30 | 2016-10-11 | |
|---|
IEP
ICAHN ENTERPRISES LP DEPOSITARY UNIT | United States | MLP | 8 | $0 | 0.00% | 2016-09-30 | 2016-10-11 | -86.43% |
|---|
ERIC
ERICSSON ADR B SEK 10 | | ADR | 40 | $0 | 0.00% | 2016-09-30 | 2016-10-11 | +29.26% |
|---|
VALE
VALE S A ADR | | ADR | 26 | $0 | 0.00% | 2016-09-30 | 2016-10-11 | +141.82% |
|---|
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