Carroll Financial Associates, Inc. current holdings: USA ETF
Carroll Financial Associates, Inc. reported $0.40 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 349 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are POWERSHARES FTSE RAFI US 1000 PORTFOLIO, USMV, GAVEKAL KNOWLEDGE LEADERS DEVELOPED WORLD ETF.
- ETY: Country of operation —; Class CEF; Shares 440; Value $4,000.
- SHM: Country of operation —; Class ETF; Shares 90; Value $4,000.
- DEW: Country of operation —; Class ETF; Shares 100; Value $4,000.
- IGOV: Country of operation —; Class ETF; Shares 47; Value $4,000.
Form 13F-HR as filed (SEC CIK 1567784): quarter ended 2016-09-30, filed 2016-10-11. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|
ETY
EATON VANCE TX MGD DIV EQ INCM COM | | CEF | 440 | $4,000 | 2016-09-30 | 2016-10-11 | |
|---|
SHM
SPDR NUVEEN BARCLAYS SHORT TERM MUNICIPAL BOND ETF | | ETF | 90 | $4,000 | 2016-09-30 | 2016-10-11 | |
|---|
DEW
WISDOMTREE GLOBAL HIGH DIVIDEND FUND | | ETF | 100 | $4,000 | 2016-09-30 | 2016-10-11 | |
|---|
IGOV
ISHARES S&P/CITIGROUP INTERNATIONAL TREASURY BOND FUND EX-US | | ETF | 47 | $4,000 | 2016-09-30 | 2016-10-11 | |
|---|
OPPENHEIMER LARGE CAP REVENUE ETF
CUSIP 68386C104 | | ETF | 100 | $4,000 | 2016-09-30 | 2016-10-11 | |
|---|
VCIT
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | | ETF | 47 | $4,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES LISTED PRIVATE EQUITY PORTFOLIO
CUSIP 73935X195 | | ETF | 349 | $3,000 | 2016-09-30 | 2016-10-11 | |
|---|
ERH
WELLS FARGO UTILITIES AND HIGH WF UTILITIES INC | | CEF | 300 | $3,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES DB COMMODITY INDEX TRACKING FUND
CUSIP 73935S105 | | ETF | 213 | $3,000 | 2016-09-30 | 2016-10-11 | |
|---|
DIA
SPDR DOW JONES INDUSTRIAL AVERAGE ETF | | ETF | 20 | $3,000 | 2016-09-30 | 2016-10-11 | |
|---|
EOD
WELLS FARGO GLOBAL DIVIDEND OP WF GLOBAL OPPTY | | CEF | 650 | $3,000 | 2016-09-30 | 2016-10-11 | |
|---|
AOM
ISHARES MODERATE ALLOCATION FUND | | ETF | 96 | $3,000 | 2016-09-30 | 2016-10-11 | |
|---|
ACWV
ISHARES EDGE MSCI MIN VOL GLOBAL ETF | | ETF | 37 | $2,000 | 2016-09-30 | 2016-10-11 | |
|---|
INDA
ISHARES MSCI INDIA INDEX FUND | | ETF | 100 | $2,000 | 2016-09-30 | 2016-10-11 | |
|---|
GUGGENHEIM S&P 500 EQUAL WEIGHT HEALTH CARE ETF
CUSIP 78355W841 | | ETF | 18 | $2,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES GLOBAL AGRICULTURE PORTFOLIO
CUSIP 73936Q702 | | ETF | 100 | $2,000 | 2016-09-30 | 2016-10-11 | |
|---|
FEX
FIRST TRUST LARGE CAP CORE ALPHADEX FUND | | ETF | 56 | $2,000 | 2016-09-30 | 2016-10-11 | |
|---|
SCHG
SCHWAB U.S. LARGE-CAP GROWTH ETF | | ETF | 38 | $2,000 | 2016-09-30 | 2016-10-11 | |
|---|
UWM
PROSHARES ULTRA RUSSELL 2000 | | ETF | 28 | $2,000 | 2016-09-30 | 2016-10-11 | |
|---|
MVV
PROSHARES ULTRA MIDCAP 400 | | ETF | 24 | $1,000 | 2016-09-30 | 2016-10-11 | |
|---|
HYT
BLACKROCK CORPOR HI YLD FD INC COM | | CEF | 122 | $1,000 | 2016-09-30 | 2016-10-11 | |
|---|
IHF
ISHARES U.S. HEALTHCARE PROVIDERS ETF | | ETF | 11 | $1,000 | 2016-09-30 | 2016-10-11 | |
|---|
GUGGENHEIM S&P 500 TOP 50 ETF
CUSIP 78355W205 | | ETF | 9 | $1,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES DYNAMIC LARGE CAP VALUE PORTFOLIO
CUSIP 73935X708 | | ETF | 46 | $1,000 | 2016-09-30 | 2016-10-11 | |
|---|
AOA
ISHARES S&P AGGRESSIVE ALLOCATION FUND | | ETF | 30 | $1,000 | 2016-09-30 | 2016-10-11 | |
|---|
DIREXION DAILY FINANCIAL BEAR 3X SHARES
CUSIP 25490K539 | | ETF | 37 | $1,000 | 2016-09-30 | 2016-10-11 | |
|---|
FNDA
SCHWAB FUNDAMENTAL U.S. SMALL COMPANY INDEX ETF | | ETF | 23 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
FNDC
SCHWAB FUNDAMENTAL INTERNATIONAL SMALL COMPANY INDEX ETF | | ETF | 18 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
FNDE
SCHWAB FUNDAMENTAL EMERGING MARKETS LARGE COMPANY INDEX ETF | | ETF | 29 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
FNDF
SCHWAB FUNDAMENTAL INTERNATIONAL LARGE COMPANY INDEX ETF | | ETF | 29 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
RGT
ROYCE GLOBAL VALUE TR INC COM | | CEF | 62 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
SHYG
ISHARES TR 0-5YR HI YL CP | | ETF | 16 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
PHK
PIMCO HIGH INCOME FD COM SHS | | CEF | 7 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
PIM
PUTNAM MASTER INTER INCOME TR SH BEN INT | | CEF | 60 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
VNQI
VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX | | ETF | 4 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
SCHH
SCHWAB U.S. REIT ETF | | ETF | 8 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
USA
LIBERTY ALL STAR EQUITY FD SH BEN INT | | CEF | 96 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
EOI
EATON VANCE ENHANCED EQ INC FD COM | | CEF | 9 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
ETRACS ALERIAN MLP INDEX ETN
CUSIP 90267B682 | | ETF | 48 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
CWI
SPDR MSCI ACWI EX-US ETF | | ETF | 19 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES S&P SMALLCAP LOW VOLATILITY PORTFOLIO
CUSIP 73937B639 | | ETF | 15 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
QAI
IQ HEDGE MULTI-STRATEGY TRACKER ETF | | ETF | 25 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
SHY
ISHARES 1-3 YEAR TREASURY BOND ETF | | ETF | 8 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
SCHA
SCHWAB U.S. SMALL-CAP ETF | | ETF | 7 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
SCHF
SCHWAB INTERNATIONAL EQUITY ETF | | ETF | 19 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
SCHX
SCHWAB U.S. LARGE-CAP ETF | | ETF | 16 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
SCHE
SCHWAB EMERGING MARKETS EQUITY ETF | | ETF | 18 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
SCHC
SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF | | ETF | 12 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
ISHARES COMEX GOLD TRUST
CUSIP 464285105 | | ETF | 52 | $0 | 2016-09-30 | 2016-10-11 | |
|---|
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