Carroll Financial Associates, Inc. current holdings: USA ETF
Carroll Financial Associates, Inc. reported $0.40 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 349 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are POWERSHARES FTSE RAFI US 1000 PORTFOLIO, USMV, GAVEKAL KNOWLEDGE LEADERS DEVELOPED WORLD ETF.
- POWERSHARES FTSE RAFI US 1000 PORTFOLIO: Country of operation —; Class ETF; Shares 981,273; Value $91,847,000.
- USMV: Country of operation —; Class ETF; Shares 1,726,369; Value $78,428,000.
- GAVEKAL KNOWLEDGE LEADERS DEVELOPED WORLD ETF: Country of operation —; Class ETF; Shares 937,203; Value $25,707,000.
- MTUM: Country of operation —; Class ETF; Shares 308,728; Value $23,886,000.
Form 13F-HR as filed (SEC CIK 1567784): quarter ended 2016-09-30, filed 2016-10-11. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|
POWERSHARES FTSE RAFI US 1000 PORTFOLIO
CUSIP 73935X583 | | ETF | 981,273 | $91,847,000 | 2016-09-30 | 2016-10-11 | |
|---|
USMV
ISHARES EDGE MSCI MIN VOL USA ETF | | ETF | 1,726,369 | $78,428,000 | 2016-09-30 | 2016-10-11 | |
|---|
GAVEKAL KNOWLEDGE LEADERS DEVELOPED WORLD ETF
CUSIP 30151E608 | | ETF | 937,203 | $25,707,000 | 2016-09-30 | 2016-10-11 | |
|---|
MTUM
ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF | | ETF | 308,728 | $23,886,000 | 2016-09-30 | 2016-10-11 | |
|---|
GSLC
GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF | | ETF | 274,840 | $11,974,000 | 2016-09-30 | 2016-10-11 | |
|---|
DBEF
DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQUITY ETF | | ETF | 451,249 | $11,903,000 | 2016-09-30 | 2016-10-11 | |
|---|
GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF
CUSIP 37950E226 | | ETF | 765,180 | $11,623,000 | 2016-09-30 | 2016-10-11 | |
|---|
SPY
SPDR S&P 500 ETF | | ETF | 49,054 | $10,610,000 | 2016-09-30 | 2016-10-11 | |
|---|
GLOBAL X SCIENTIFIC BETA US ETF
CUSIP 37954Y103 | | ETF | 387,628 | $10,099,000 | 2016-09-30 | 2016-10-11 | |
|---|
VIG
VANGUARD DIVIDEND APPRECIATION INDEX FUND | | ETF | 118,963 | $9,984,000 | 2016-09-30 | 2016-10-11 | |
|---|
DGRW
WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND | | ETF | 221,239 | $7,143,000 | 2016-09-30 | 2016-10-11 | |
|---|
HSCZ
ISHARES CURRENCY HEDGED MSCI EAFE SMALL-CAP ETF | | ETF | 230,297 | $5,674,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES FTSE RAFI DEVELOPED MARKETS EX-US SMALL-MID PORTFOLIO
CUSIP 73936T771 | | ETF | 189,971 | $5,292,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES FTSE RAFI DEVELOPED MARKETS EX-US PORTFOLIO
CUSIP 73936T789 | | ETF | 137,774 | $5,063,000 | 2016-09-30 | 2016-10-11 | |
|---|
VCSH
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | | ETF | 59,573 | $4,798,000 | 2016-09-30 | 2016-10-11 | |
|---|
IOO
ISHARES GLOBAL 100 ETF | | ETF | 60,593 | $4,542,000 | 2016-09-30 | 2016-10-11 | |
|---|
JPIN
JPMORGAN DIVERSIFIED RETURN INTERNATIONAL EQUITY ETF | | ETF | 85,386 | $4,467,000 | 2016-09-30 | 2016-10-11 | |
|---|
IVV
ISHARES CORE S&P 500 | | ETF | 19,253 | $4,188,000 | 2016-09-30 | 2016-10-11 | |
|---|
FNDX
SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF | | ETF | 115,768 | $3,601,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES BUYBACK ACHIEVERS PORTFOLIO
CUSIP 73935X286 | | ETF | 63,291 | $3,002,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES S&P 500 LOW VOLATILITY ETF
CUSIP 73937B779 | | ETF | 67,098 | $2,783,000 | 2016-09-30 | 2016-10-11 | |
|---|
MNA
IQ ARB MERGER ARBITRAGE ETF | | ETF | 91,963 | $2,685,000 | 2016-09-30 | 2016-10-11 | |
|---|
DBEU
DEUTSCHE X-TRACKERS MSCI EUROPE HEDGED EQUITY ETF | | ETF | 102,486 | $2,643,000 | 2016-09-30 | 2016-10-11 | |
|---|
IJH
ISHARES S&P MIDCAP FUND | | ETF | 14,643 | $2,265,000 | 2016-09-30 | 2016-10-11 | |
|---|
EEMV
ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF | | ETF | 38,011 | $2,054,000 | 2016-09-30 | 2016-10-11 | |
|---|
HDV
ISHARES CORE HIGH DIVIDEND ETF | | ETF | 23,590 | $1,917,000 | 2016-09-30 | 2016-10-11 | |
|---|
IEFA
ISHARES CORE MSCI EAFE ETF | | ETF | 27,963 | $1,541,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES DWA MOMENTUM ETF
CUSIP 73935X153 | | ETF | 35,386 | $1,500,000 | 2016-09-30 | 2016-10-11 | |
|---|
EFAV
ISHARES EDGE MSCI MIN VOL EAFE ETF | | ETF | 19,333 | $1,307,000 | 2016-09-30 | 2016-10-11 | |
|---|
VUG
VANGUARD GROWTH INDEX FUND | | ETF | 11,110 | $1,247,000 | 2016-09-30 | 2016-10-11 | |
|---|
DBAW
DEUTSCHE X-TRACKERS MSCI ALL WORLD EX US HEDGED EQUITY ETF | | ETF | 51,883 | $1,199,000 | 2016-09-30 | 2016-10-11 | |
|---|
VEU
VANGUARD FTSE ALL-WORLD EX US INDEX FUND | | ETF | 25,613 | $1,163,000 | 2016-09-30 | 2016-10-11 | |
|---|
DBJP
DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQUITY ETF | | ETF | 30,810 | $1,013,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES PREFERRED PORTFOLIO
CUSIP 73936T565 | | ETF | 65,632 | $993,000 | 2016-09-30 | 2016-10-11 | |
|---|
GUGGENHEIM BULLETSHARES 2018 HIGH YIELD CORPORATE BOND ETF
CUSIP 18383M381 | | ETF | 39,075 | $988,000 | 2016-09-30 | 2016-10-11 | |
|---|
VXF
VANGUARD EXTENDED MARKET INDEX FUND | | ETF | 10,828 | $988,000 | 2016-09-30 | 2016-10-11 | |
|---|
JPMORGAN ALERIAN MLP INDEX ETN
CUSIP 46625H365 | | ETF | 30,330 | $955,000 | 2016-09-30 | 2016-10-11 | |
|---|
MUB
ISHARES TR NATIONAL MUN ETF | | ETF | 8,368 | $943,000 | 2016-09-30 | 2016-10-11 | |
|---|
IHDG
WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND | | ETF | 35,132 | $926,000 | 2016-09-30 | 2016-10-11 | |
|---|
VTI
VANGUARD TOTAL STOCK MARKET INDEX FUND | | ETF | 8,272 | $920,000 | 2016-09-30 | 2016-10-11 | |
|---|
VTV
VANGUARD VALUE INDEX FUND | | ETF | 10,202 | $887,000 | 2016-09-30 | 2016-10-11 | |
|---|
HDEF
DEUTSCHE X-TRACKERS MSCI EAFE HIGH DIVIDEND YIELD HEDGED EQUITY ETF | | ETF | 36,470 | $860,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES DIVIDEND ACHIEVERS PORTFOLIO
CUSIP 73935X732 | | ETF | 36,714 | $831,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES GLOBAL SHORT TERM HIGH YIELD BOND PORTFOLIO
CUSIP 73936Q710 | | ETF | 33,548 | $816,000 | 2016-09-30 | 2016-10-11 | |
|---|
IJK
ISHARES S&P MID-CAP 400 GROWTH ETF | | ETF | 4,673 | $816,000 | 2016-09-30 | 2016-10-11 | |
|---|
FVD
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND | | ETF | 28,126 | $759,000 | 2016-09-30 | 2016-10-11 | |
|---|
IBB
ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND | | ETF | 2,604 | $753,000 | 2016-09-30 | 2016-10-11 | |
|---|
ENFR
ALERIAN ENERGY INFRASTRUCTURE ETF | | ETF | 28,426 | $659,000 | 2016-09-30 | 2016-10-11 | |
|---|
ETRACS MONTHLY PAY 2XLEVERAGED WELLS FARGO MLP EX-ENERGY ETN
CUSIP 90273A207 | | ETF | 58,800 | $649,000 | 2016-09-30 | 2016-10-11 | |
|---|
DVY
ISHARES SELECT DIVIDEND ETF | | ETF | 6,893 | $590,000 | 2016-09-30 | 2016-10-11 | |
|---|
IWF
ISHARES RUSSELL 1000 GROWTH ETF | | ETF | 5,537 | $576,000 | 2016-09-30 | 2016-10-11 | |
|---|
LQD
ISHARES IBOXX $ INVST GRADE CRP BOND | | ETF | 4,637 | $571,000 | 2016-09-30 | 2016-10-11 | |
|---|
VGT
VANGUARD INFORMATION TECHNOLOGY INDEX FUND | | ETF | 4,263 | $513,000 | 2016-09-30 | 2016-10-11 | |
|---|
XLF
FINANCIAL SELECT SECTOR SPDR FUND | | ETF | 26,112 | $503,000 | 2016-09-30 | 2016-10-11 | |
|---|
VV
VANGUARD LARGE-CAP INDEX FUND | | ETF | 4,979 | $493,000 | 2016-09-30 | 2016-10-11 | |
|---|
IEMG
ISHARES CORE MSCI EMERGING MARKETS ETF | | ETF | 10,735 | $489,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES QQQ TRUST, SERIES 1
CUSIP 73935A104 | | ETF | 4,086 | $485,000 | 2016-09-30 | 2016-10-11 | |
|---|
AGZD
WISDOMTREE BARCLAYS U.S. AGGREGATE BOND ZERO DURATION FUND | | ETF | 10,020 | $478,000 | 2016-09-30 | 2016-10-11 | |
|---|
FXG
FIRST TRUST CNSMR STAPLES ALPHADEX ETF | | ETF | 10,188 | $473,000 | 2016-09-30 | 2016-10-11 | |
|---|
RWO
SPDR DOW JONES GLOBAL REAL ESTATE ETF | | ETF | 9,401 | $468,000 | 2016-09-30 | 2016-10-11 | |
|---|
XLK
TECHNOLOGY SELECT SECTOR SPDR FUND | | ETF | 9,499 | $453,000 | 2016-09-30 | 2016-10-11 | |
|---|
AGG
ISHARES CORE US AGGREGATE BOND | | ETF | 3,870 | $435,000 | 2016-09-30 | 2016-10-11 | |
|---|
XLE
ENERGY SELECT SECTOR SPDR FUND | | ETF | 6,074 | $428,000 | 2016-09-30 | 2016-10-11 | |
|---|
VNQ
VANGUARD REIT ETF | | ETF | 4,692 | $407,000 | 2016-09-30 | 2016-10-11 | |
|---|
SLYV
SPDR S&P 600 SMALL CAP VALUE ETF | | ETF | 3,503 | $375,000 | 2016-09-30 | 2016-10-11 | |
|---|
SDY
SPDR S&P DIVIDEND ETF | | ETF | 4,318 | $364,000 | 2016-09-30 | 2016-10-11 | |
|---|
IVW
ISHARES S&P 500 GROWTH ETF | | ETF | 2,965 | $360,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES FTSE RAFI US 1500 SMALL-MID PORTFOLIO
CUSIP 73935X567 | | ETF | 3,419 | $360,000 | 2016-09-30 | 2016-10-11 | |
|---|
BND
VANGUARD TOTAL BOND MARKET INDEX FUND | | ETF | 4,108 | $345,000 | 2016-09-30 | 2016-10-11 | |
|---|
VEA
VANGUARD FTSE DEVELOPED MARKETS ETF | | ETF | 9,189 | $343,000 | 2016-09-30 | 2016-10-11 | |
|---|
GUGGENHEIM BULLETSHARES 2017 HIGH YIELD CORPORATE BOND ETF
CUSIP 18383M399 | | ETF | 12,795 | $331,000 | 2016-09-30 | 2016-10-11 | |
|---|
IYW
ISHARES U.S. TECHNOLOGY ETF | | ETF | 2,665 | $317,000 | 2016-09-30 | 2016-10-11 | |
|---|
MGK
VANGUARD MEGA CAP GROWTH ETF | | ETF | 3,590 | $314,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES ETF TR II S&P400 LOVL PT
CUSIP 73937B647 | | ETF | 7,670 | $298,000 | 2016-09-30 | 2016-10-11 | |
|---|
IAT
ISHARES U.S. REGIONAL BANKS ETF | | ETF | 8,325 | $292,000 | 2016-09-30 | 2016-10-11 | |
|---|
ACWI
ISHARES MSCI ACWI INDEX FUND | | ETF | 4,898 | $289,000 | 2016-09-30 | 2016-10-11 | |
|---|
GSIE
GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF | | ETF | 11,417 | $286,000 | 2016-09-30 | 2016-10-11 | |
|---|
EFA
ISHARES MSCI EAFE ETF | | ETF | 4,781 | $282,000 | 2016-09-30 | 2016-10-11 | |
|---|
GUGGENHEIM BULLETSHARES 2016 HIGH YIELD CORPORATE BOND ETF
CUSIP 18383M415 | | ETF | 10,258 | $264,000 | 2016-09-30 | 2016-10-11 | |
|---|
EGSHARES BEYOND BRICS ETF
CUSIP 268461639 | | ETF | 16,250 | $262,000 | 2016-09-30 | 2016-10-11 | |
|---|
IWD
ISHARES RUSSELL 1000 VALUE ETF | | ETF | 2,450 | $258,000 | 2016-09-30 | 2016-10-11 | |
|---|
GUGGENHEIM S&P 500 EQUAL WEIGHT ETF
CUSIP 78355W106 | | ETF | 3,078 | $257,000 | 2016-09-30 | 2016-10-11 | |
|---|
CORP
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND | | ETF | 2,342 | $249,000 | 2016-09-30 | 2016-10-11 | |
|---|
VOT
VANGUARD MID-CAP GROWTH INDEX FUND | | ETF | 2,345 | $249,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES SENIOR LOAN PORTFOLIO
CUSIP 73936Q769 | | ETF | 10,356 | $240,000 | 2016-09-30 | 2016-10-11 | |
|---|
ETFS PHYSICAL SWISS GOLD SHARES
CUSIP 26922Y105 | | ETF | 1,750 | $224,000 | 2016-09-30 | 2016-10-11 | |
|---|
VO
VANGUARD MID-CAP INDEX FUND | | ETF | 1,735 | $223,000 | 2016-09-30 | 2016-10-11 | |
|---|
MINT
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND | | ETF | 2,126 | $215,000 | 2016-09-30 | 2016-10-11 | |
|---|
WISDOMTREE INTERNATIONAL HEDGED SMALLCAP DIVIDEND FUND
CUSIP 97717X529 | | ETF | 8,530 | $200,000 | 2016-09-30 | 2016-10-11 | |
|---|
POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO
CUSIP 73936T573 | | ETF | 6,402 | $196,000 | 2016-09-30 | 2016-10-11 | |
|---|
IYE
ISHARES U.S. ENERGY ETF | | ETF | 4,820 | $187,000 | 2016-09-30 | 2016-10-11 | |
|---|
XLV
HEALTH CARE SELECT SECTOR SPDR FUND | | ETF | 2,545 | $183,000 | 2016-09-30 | 2016-10-11 | |
|---|
BIV
VANGUARD INTERMEDIATE-TERM BOND INDEX FUND | | ETF | 2,018 | $176,000 | 2016-09-30 | 2016-10-11 | |
|---|
FEZ
SPDR EURO STOXX 50 ETF | | ETF | 5,400 | $176,000 | 2016-09-30 | 2016-10-11 | |
|---|
VOO
VANGUARD S&P 500 ETF | | ETF | 833 | $165,000 | 2016-09-30 | 2016-10-11 | |
|---|
MGC
VANGUARD MEGA CAP ETF | | ETF | 2,205 | $162,000 | 2016-09-30 | 2016-10-11 | |
|---|
OPPE
WISDOMTREE EUROPE HEDGED SMALLCAP EQUITY FUND | | ETF | 6,600 | $161,000 | 2016-09-30 | 2016-10-11 | |
|---|
IUSG
ISHARES CORE RUSSELL U.S. GROWTH ETF | | ETF | 3,770 | $160,000 | 2016-09-30 | 2016-10-11 | |
|---|
VANECK VECTORS OIL SERVICES ETF
CUSIP 92189F718 | | ETF | 5,375 | $157,000 | 2016-09-30 | 2016-10-11 | |
|---|
IEUR
ISHARES CORE MSCI EUROPE ETF | | ETF | 3,770 | $155,000 | 2016-09-30 | 2016-10-11 | |
|---|
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