Carroll Financial Associates, Inc. current holdings: USA Everything Else
Carroll Financial Associates, Inc. reported $0.05 billion in partnership units, exchange-traded notes and anything else (listed in the US), 290 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are GENERAL ELECTRIC CO COM, PARK STERLING CORP COM, DOW CHEM CO COM.
- GENERAL ELECTRIC CO COM: Country of operation United States; Class Stock; Shares 406,293; Value $12,034,000.
- PARK STERLING CORP COM: Country of operation —; Class Stock; Shares 973,225; Value $7,902,000.
- DOW CHEM CO COM: Country of operation United States; Class Stock; Shares 127,982; Value $6,633,000.
- BB&T CORP COM: Country of operation —; Class Stock; Shares 163,147; Value $6,153,000.
Form 13F-HR as filed (SEC CIK 1567784): quarter ended 2016-09-30, filed 2016-10-11. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| GENERAL ELECTRIC CO COM CUSIP 369604103 | United States | Stock | 406,293 | $12,034,000 | 2016-09-30 | 2016-10-11 |
| PARK STERLING CORP COM CUSIP 70086Y105 | Stock | 973,225 | $7,902,000 | 2016-09-30 | 2016-10-11 | |
| DOW CHEM CO COM CUSIP 260543103 | United States | Stock | 127,982 | $6,633,000 | 2016-09-30 | 2016-10-11 |
| BB&T CORP COM CUSIP 054937107 | Stock | 163,147 | $6,153,000 | 2016-09-30 | 2016-10-11 | |
| SPECTRA ENERGY CORP COM CUSIP 847560109 | Stock | 83,485 | $3,569,000 | 2016-09-30 | 2016-10-11 | |
| PIEDMONT NAT GAS INC COM CUSIP 720186105 | Stock | 38,983 | $2,340,000 | 2016-09-30 | 2016-10-11 | |
| FIFTH STREET FINANCE CORP COM CUSIP 31678A103 | CEF | 219,199 | $1,273,000 | 2016-09-30 | 2016-10-11 | |
| SCANA CORP NEW COM CUSIP 80589M102 | Stock | 16,104 | $1,165,000 | 2016-09-30 | 2016-10-11 | |
| UNITED TECHNOLOGIES CORP COM CUSIP 913017109 | United States | Stock | 10,386 | $1,055,000 | 2016-09-30 | 2016-10-11 |
| CAPITALA FIN CORP COM CUSIP 14054R106 | CEF | 73,000 | $957,000 | 2016-09-30 | 2016-10-11 | |
| DU PONT E I DE NEMOURS & CO COM CUSIP 263534109 | Stock | 14,056 | $941,000 | 2016-09-30 | 2016-10-11 | |
| UNION BANKSHARES CORP NEW COM CUSIP 90539J109 | Stock | 34,011 | $910,000 | 2016-09-30 | 2016-10-11 | |
| BNC BANCORP COM CUSIP 05566T101 | Stock | 24,370 | $592,000 | 2016-09-30 | 2016-10-11 | |
| MONSANTO CO NEW COM CUSIP 61166W101 | Stock | 4,336 | $443,000 | 2016-09-30 | 2016-10-11 | |
| FIAT CHRYSLER AUTOMOBILES N V SHS CUSIP N31738102 | Stock | 67,575 | $429,000 | 2016-09-30 | 2016-10-11 | |
| SUNTRUST BKS INC COM CUSIP 867914103 | Stock | 8,864 | $388,000 | 2016-09-30 | 2016-10-11 | |
| COACH INC COM CUSIP 189754104 | Stock | 9,819 | $358,000 | 2016-09-30 | 2016-10-11 | |
| ANADARKO PETE CORP COM CUSIP 032511107 | Stock | 5,353 | $339,000 | 2016-09-30 | 2016-10-11 | |
| CENTURYLINK INC COM CUSIP 156700106 | Stock | 10,490 | $287,000 | 2016-09-30 | 2016-10-11 | |
| KKR & CO L P DEL COM UNITS CUSIP 48248M102 | MLP | 18,495 | $263,000 | 2016-09-30 | 2016-10-11 | |
| BAKER HUGHES INC COM CUSIP 057224107 | Stock | 4,476 | $225,000 | 2016-09-30 | 2016-10-11 | |
| BLACKSTONE GROUP L P COM UNIT LTD CUSIP 09253U108 | United States | MLP | 8,494 | $216,000 | 2016-09-30 | 2016-10-11 |
| EXPRESS SCRIPTS HLDG CO COM CUSIP 30219G108 | Stock | 2,853 | $201,000 | 2016-09-30 | 2016-10-11 | |
| MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP CUSIP 559080106 | MLP | 2,480 | $175,000 | 2016-09-30 | 2016-10-11 | |
| ITC HLDGS CORP COM CUSIP 465685105 | Stock | 3,600 | $167,000 | 2016-09-30 | 2016-10-11 | |
| RAYTHEON CO COM NEW CUSIP 755111507 | Stock | 1,214 | $165,000 | 2016-09-30 | 2016-10-11 | |
| LABORATORY CORP AMER HLDGS COM NEW CUSIP 50540R409 | United States | Stock | 1,150 | $158,000 | 2016-09-30 | 2016-10-11 |
| SOUTHWESTERN ENERGY CO COM CUSIP 845467109 | United States | Stock | 11,350 | $157,000 | 2016-09-30 | 2016-10-11 |
| SPECTRA ENERGY PARTNERS LP COM CUSIP 84756N109 | MLP | 3,501 | $152,000 | 2016-09-30 | 2016-10-11 | |
| ALLERGAN PLC SHS CUSIP G0177J108 | Stock | 555 | $127,000 | 2016-09-30 | 2016-10-11 | |
| VECTREN CORP COM CUSIP 92240G101 | Stock | 2,463 | $123,000 | 2016-09-30 | 2016-10-11 | |
| DR PEPPER SNAPPLE GROUP INC COM CUSIP 26138E109 | Stock | 1,300 | $118,000 | 2016-09-30 | 2016-10-11 | |
| CERNER CORP COM CUSIP 156782104 | Stock | 1,920 | $118,000 | 2016-09-30 | 2016-10-11 | |
| SNYDERS-LANCE INC COM CUSIP 833551104 | Stock | 3,356 | $112,000 | 2016-09-30 | 2016-10-11 | |
| CHICAGO BRIDGE & IRON CO N V COM CUSIP 167250109 | Stock | 3,975 | $111,000 | 2016-09-30 | 2016-10-11 | |
| FLIR SYS INC COM CUSIP 302445101 | Stock | 3,400 | $106,000 | 2016-09-30 | 2016-10-11 | |
| REYNOLDS AMERICAN INC COM CUSIP 761713106 | Stock | 2,223 | $104,000 | 2016-09-30 | 2016-10-11 | |
| BEMIS INC COM CUSIP 081437105 | Stock | 2,000 | $102,000 | 2016-09-30 | 2016-10-11 | |
| AON PLC SHS CL A CUSIP G0408V102 | Stock | 907 | $102,000 | 2016-09-30 | 2016-10-11 | |
| HOLLYFRONTIER CORP COM CUSIP 436106108 | Stock | 4,027 | $98,000 | 2016-09-30 | 2016-10-11 | |
| TIME WARNER INC COM NEW CUSIP 887317303 | Stock | 1,198 | $95,000 | 2016-09-30 | 2016-10-11 | |
| BUCKEYE PARTNERS L P UNIT LTD PARTN CUSIP 118230101 | MLP | 1,250 | $89,000 | 2016-09-30 | 2016-10-11 | |
| PRAXAIR INC COM CUSIP 74005P104 | Stock | 734 | $88,000 | 2016-09-30 | 2016-10-11 | |
| WALGREENS BOOTS ALLIANCE INC COM CUSIP 931427108 | United States | Stock | 1,046 | $84,000 | 2016-09-30 | 2016-10-11 |
| LIFE STORAGE INC COM CUSIP 53223X107 | United States | REIT | 900 | $80,000 | 2016-09-30 | 2016-10-11 |
| QEP RES INC COM CUSIP 74733V100 | Stock | 4,000 | $78,000 | 2016-09-30 | 2016-10-11 | |
| ANNALY CAP MGMT INC COM CUSIP 035710409 | United States | REIT | 7,272 | $76,000 | 2016-09-30 | 2016-10-11 |
| AETNA INC NEW COM CUSIP 00817Y108 | Stock | 630 | $72,000 | 2016-09-30 | 2016-10-11 | |
| HCP INC COM CUSIP 40414L109 | REIT | 1,915 | $72,000 | 2016-09-30 | 2016-10-11 | |
| EATON VANCE CORP COM NON VTG CUSIP 278265103 | Stock | 1,840 | $71,000 | 2016-09-30 | 2016-10-11 | |
| BIOTIME INC CUSIP 09066L105 | Stock | 17,000 | $66,000 | 2016-09-30 | 2016-10-11 | |
| TRIANGLE CAP CORP COM CUSIP 895848109 | CEF | 3,200 | $63,000 | 2016-09-30 | 2016-10-11 | |
| MYLAN N V EUR CUSIP N59465109 | Stock | 1,639 | $62,000 | 2016-09-30 | 2016-10-11 | |
| CELGENE CORP COM CUSIP 151020104 | Stock | 564 | $58,000 | 2016-09-30 | 2016-10-11 | |
| TWENTY FIRST CENTY FOX INC CL B CUSIP 90130A200 | Stock | 2,341 | $57,000 | 2016-09-30 | 2016-10-11 | |
| ROCKWELL COLLINS INC COM CUSIP 774341101 | Stock | 624 | $52,000 | 2016-09-30 | 2016-10-11 | |
| HESS CORP COM CUSIP 42809H107 | United States | Stock | 951 | $50,000 | 2016-09-30 | 2016-10-11 |
| NORDSTROM INC COM CUSIP 655664100 | United States | Stock | 957 | $49,000 | 2016-09-30 | 2016-10-11 |
| NORTHWEST NAT GAS CO COM CUSIP 667655104 | Stock | 800 | $48,000 | 2016-09-30 | 2016-10-11 | |
| ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN CUSIP 29273R109 | MLP | 1,275 | $47,000 | 2016-09-30 | 2016-10-11 | |
| BLACKROCK INC COM CUSIP 09247X101 | United States | Stock | 130 | $47,000 | 2016-09-30 | 2016-10-11 |
| YADKIN FINL CORP COM CUSIP 984305102 | Stock | 1,734 | $45,000 | 2016-09-30 | 2016-10-11 | |
| KNOLL INC COM NEW CUSIP 498904200 | Stock | 2,000 | $45,000 | 2016-09-30 | 2016-10-11 | |
| BGC PARTNERS INC CL A CUSIP 05541T101 | Stock | 4,938 | $43,000 | 2016-09-30 | 2016-10-11 | |
| OAKTREE CAP GROUP LLC UNIT CL A CUSIP 674001201 | MLP | 1,000 | $42,000 | 2016-09-30 | 2016-10-11 | |
| NUVEEN PREFERRED SECURITIES IN COM CUSIP 67072C105 | United States | CEF | 4,382 | $42,000 | 2016-09-30 | 2016-10-11 |
| LIONS GATE ENTMNT CORP COM NEW CUSIP 535919203 | Stock | 2,022 | $40,000 | 2016-09-30 | 2016-10-11 | |
| COMPUTER SCIENCES CORP COM CUSIP 205363104 | Stock | 750 | $39,000 | 2016-09-30 | 2016-10-11 | |
| INGERSOLL-RAND PLC SHS CUSIP G47791101 | Stock | 583 | $39,000 | 2016-09-30 | 2016-10-11 | |
| RITE AID CORP COM CUSIP 767754104 | Stock | 5,065 | $38,000 | 2016-09-30 | 2016-10-11 | |
| CDK GLOBAL INC COM CUSIP 12508E101 | Stock | 677 | $38,000 | 2016-09-30 | 2016-10-11 | |
| DIEBOLD INC COM CUSIP 253651103 | Stock | 1,500 | $37,000 | 2016-09-30 | 2016-10-11 | |
| TABLEAU SOFTWARE INC CL A CUSIP 87336U105 | Stock | 675 | $37,000 | 2016-09-30 | 2016-10-11 | |
| AMTRUST FINL SVCS INC COM CUSIP 032359309 | Stock | 1,368 | $36,000 | 2016-09-30 | 2016-10-11 | |
| DCP MIDSTREAM PARTNERS LP COM UT LTD PTN CUSIP 23311P100 | MLP | 1,000 | $35,000 | 2016-09-30 | 2016-10-11 | |
| LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM CUSIP 531229607 | United States | Stock | 1,030 | $34,000 | 2016-09-30 | 2016-10-11 |
| ZIOPHARM ONCOLOGY INC COM CUSIP 98973P101 | Stock | 6,000 | $33,000 | 2016-09-30 | 2016-10-11 | |
| DELL TECHNOLOGIES INC COM CL V CUSIP 24703L103 | Stock | 677 | $32,000 | 2016-09-30 | 2016-10-11 | |
| BARD C R INC COM CUSIP 067383109 | Stock | 137 | $30,000 | 2016-09-30 | 2016-10-11 | |
| CHICOS FAS INC COM CUSIP 168615102 | United States | Stock | 2,570 | $30,000 | 2016-09-30 | 2016-10-11 |
| INTREXON CORP COM CUSIP 46122T102 | Stock | 1,000 | $28,000 | 2016-09-30 | 2016-10-11 | |
| AGRIUM INC COM CUSIP 008916108 | Stock | 300 | $27,000 | 2016-09-30 | 2016-10-11 | |
| CBS CORP NEW CL B CUSIP 124857202 | Stock | 493 | $27,000 | 2016-09-30 | 2016-10-11 | |
| CITRIX SYS INC COM CUSIP 177376100 | Stock | 309 | $26,000 | 2016-09-30 | 2016-10-11 | |
| POTASH CORP SASK INC COM CUSIP 73755L107 | Stock | 1,618 | $26,000 | 2016-09-30 | 2016-10-11 | |
| DRIL-QUIP INC COM CUSIP 262037104 | United States | Stock | 450 | $25,000 | 2016-09-30 | 2016-10-11 |
| WGL HLDGS INC COM CUSIP 92924F106 | Stock | 400 | $25,000 | 2016-09-30 | 2016-10-11 | |
| VIACOM INC NEW CL B CUSIP 92553P201 | Stock | 651 | $24,000 | 2016-09-30 | 2016-10-11 | |
| MALLINCKRODT PUB LTD CO SHS CUSIP G5785G107 | Stock | 331 | $23,000 | 2016-09-30 | 2016-10-11 | |
| SYMANTEC CORP COM CUSIP 871503108 | Stock | 950 | $23,000 | 2016-09-30 | 2016-10-11 | |
| BROOKFIELD ASSET MGMT INC CL A LTD VT SH CUSIP 112585104 | Stock | 630 | $22,000 | 2016-09-30 | 2016-10-11 | |
| SYKES ENTERPRISES INC COM CUSIP 871237103 | Stock | 800 | $22,000 | 2016-09-30 | 2016-10-11 | |
| BROADCOM LTD SHS CUSIP Y09827109 | Stock | 132 | $22,000 | 2016-09-30 | 2016-10-11 | |
| ALCOA INC COM CUSIP 01381710 | Stock | 2,073 | $21,000 | 2016-09-30 | 2016-10-11 | |
| SANDERSON FARMS INC COM CUSIP 800013104 | Stock | 225 | $21,000 | 2016-09-30 | 2016-10-11 | |
| THOMSON REUTERS CORP COM CUSIP 884903105 | Stock | 523 | $21,000 | 2016-09-30 | 2016-10-11 | |
| JACOBS ENGR GROUP INC DEL COM CUSIP 469814107 | Stock | 400 | $20,000 | 2016-09-30 | 2016-10-11 | |
| DISCOVER FINL SVCS COM CUSIP 254709108 | United States | Stock | 366 | $20,000 | 2016-09-30 | 2016-10-11 |
| ULTIMATE SOFTWARE GROUP INC COM CUSIP 90385D107 | Stock | 95 | $19,000 | 2016-09-30 | 2016-10-11 | |
| CANADIAN PAC RY LTD COM CUSIP 13645T100 | Stock | 125 | $19,000 | 2016-09-30 | 2016-10-11 |
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|---|---|---|
| Not available yet | |||