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BB&T SECURITIES, LLC Historic Quarter Change: USA ETF, Reduced

BB&T SECURITIES, LLC historic quarter change: USA ETF, Reduced

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, BB&T SECURITIES, LLC opened 638 positions, added to 1,649, reduced 1,216 and sold out of 500.

  • Q3 2016: Stock TLH; Country of operation —; Class 10-20 YR TRS; Shares before 91,134.
  • Q3 2016: Stock ZROZ; Country of operation —; Class 25YR+ ZERO U; Shares before 80,414.
  • Q3 2016: Stock SPY; Country of operation —; Class TR UNIT; Shares before 264,435.
  • Q3 2016: Stock * ISHARES; Country of operation —; Class MSCI JAPAN ET; Shares before 559,260.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1383161), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-09); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-04); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-15); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-20); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-21); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-17); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-22); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-21); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-11); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-27); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-16). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2013-03-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016TLH
* ISHARES TR
10-20 YR TRS91,1342,356-88,778$13,360,000$341,000-$13,019,0002016-11-09
Q3 2016ZROZ
* PIMCO ETF TR
25YR+ ZERO U80,4148,450-71,964$10,896,000$1,142,000-$9,754,0002016-11-09
Q3 2016SPY
* SPDR S&P 500 ETF TR
TR UNIT264,435221,678-42,757$55,392,000$47,949,000-$7,443,0002016-11-09
Q3 2016* ISHARES
CUSIP 464286848
MSCI JAPAN ET559,26032,537-526,723$6,431,000$408,000-$6,023,0002016-11-09
Q3 2016VCIT
* VANGUARD SCOTTSDALE FDS
INT-TERM CORP366,723301,989-64,734$32,788,000$27,052,000-$5,736,0002016-11-09
Q3 2016SJNK
* SPDR SER TR
SHT TRM HGH Y582,925423,186-159,739$15,733,000$11,718,000-$4,015,0002016-11-09
Q3 2016VOX
* VANGUARD WORLD FDS
TELCOMM ETF62,83926,257-36,582$6,183,000$2,478,000-$3,705,0002016-11-09
Q3 2016IJJ
* ISHARES TR
S&P MC 400VL39,39310,300-29,093$5,044,000$1,369,000-$3,675,0002016-11-09
Q3 2016IJS
* ISHARES TR
SP SMCP600VL34,2012,896-31,305$3,995,000$361,000-$3,634,0002016-11-09
Q3 2016HYS
* PIMCO ETF TR
0-5 HIGH YIEL166,954129,449-37,505$16,167,000$12,880,000-$3,287,0002016-11-09
Q3 2016XLP
* SELECT SECTOR SPDR TR
SBI CONS STPL213,593161,341-52,252$11,779,000$8,584,000-$3,195,0002016-11-09
Q3 2016MUB
* ISHARES TR
NATIONAL MUN210,956185,259-25,697$24,032,000$20,887,000-$3,145,0002016-11-09
Q3 2016FDM
* FIRST TR DJS MICROCAP IND
COM SHS ANNUA111,80727,486-84,321$3,741,000$996,000-$2,745,0002016-11-09
Q3 2016IFV
FIRST TR EXCHANGE TRADED FD
DORSEY WRIGHT291,038120,416-170,622$4,830,000$2,103,000-$2,727,0002016-11-09
Q3 2016IDU
* ISHARES TR
U.S. UTILITS21,7092,220-19,489$2,849,000$272,000-$2,577,0002016-11-09
Q3 2016IYE
* ISHARES TR
U.S. ENERGY E78,28316,939-61,344$3,002,000$660,000-$2,342,0002016-11-09
Q3 2016DLN
* WISDOMTREE TR
LARGECAP DIVI147,906115,971-31,935$11,205,000$8,928,000-$2,277,0002016-11-09
Q3 2016USMV
* ISHARES TR
MIN VOL USA E425,028384,893-40,135$19,640,000$17,485,000-$2,155,0002016-11-09
Q3 2016MDY
* SPDR S&P MIDCAP 400 ETF T
UTSER1 S&PDCR17,8679,680-8,187$4,863,000$2,732,000-$2,131,0002016-11-09
Q3 2016IYK
* ISHARES TR
U.S. CNSM GD58,04240,943-17,099$6,695,000$4,663,000-$2,032,0002016-11-09
Q3 2016FV
* FIRST TR EXCHANGE TRADED
DORSEY WRT 5455,123373,555-81,568$10,176,000$8,554,000-$1,622,0002016-11-09
Q3 2016IEI
* ISHARES TR
3-7 YR TR BD18,2247,065-11,159$2,320,000$893,000-$1,427,0002016-11-09
Q3 2016VYM
* VANGUARD WHITEHALL FDS IN
HIGH DIV YLD151,856131,470-20,386$10,851,000$9,484,000-$1,367,0002016-11-09
Q3 2016XNTK
SPDR SERIES TRUST
MORGAN TECH E201,126198,687-2,439$10,571,000$11,909,000+$1,338,0002016-11-09
Q3 2016VGK
* VANGUARD INTL EQUITY INDE
FTSE EUROPE E76,11447,062-29,052$3,551,000$2,293,000-$1,258,0002016-11-09
Q3 2016PDI
PIMCO DYNAMIC INCOME FD
SHS145,970106,022-39,948$4,024,000$3,019,000-$1,005,0002016-11-09
Q3 2016HEDJ
* WISDOMTREE TR
EUROPE HEDGED205,714175,740-29,974$10,394,000$9,444,000-$950,0002016-11-09
Q3 2016BNDX
* VANGUARD CHARLOTTE FDS
INTL BD IDX E23,7156,817-16,898$1,320,000$382,000-$938,0002016-11-09
Q3 2016SHY
* ISHARES TR
1-3 YR TR BD45,54335,164-10,379$3,885,000$2,990,000-$895,0002016-11-09
Q3 2016* ISHARES TR
CUSIP 46434V548
MSCI UTD KNGD76,07026,916-49,154$1,169,000$426,000-$743,0002016-11-09
Q3 2016MINT
* PIMCO ETF TR
ENHAN SHRT MA15,2098,908-6,301$1,538,000$903,000-$635,0002016-11-09
Q3 2016IVW
* ISHARES TR
S&P 500 GRWT20,75914,805-5,954$2,420,000$1,801,000-$619,0002016-11-09
Q3 2016EFA
* ISHARES TR
MSCI EAFE ETF210,329208,300-2,029$11,740,000$12,316,000+$576,0002016-11-09
Q3 2016* POWERSHARES ETF TR II
CUSIP 73937B779
S&P500 LOW VO89,67679,812-9,864$3,836,000$3,311,000-$525,0002016-11-09
Q3 2016BSV
* VANGUARD BD INDEX FD INC
SHORT TRM BON47,78541,681-6,104$3,873,000$3,369,000-$504,0002016-11-09
Q3 2016FXG
* FIRST TR EXCHANGE TRADED
CONSUMR STAPL165,952162,178-3,774$8,027,000$7,529,000-$498,0002016-11-09
Q3 2016XBI
* SPDR SERIES TRUST
S&P BIOTECH47,15131,376-15,775$2,549,000$2,079,000-$470,0002016-11-09
Q3 2016FEX
* FIRST TR LRGE CP CORE ALP
COM SHS125,072110,520-14,552$5,634,000$5,165,000-$469,0002016-11-09
Q3 2016XLF
* SELECT SECTOR SPDR TR
SBI INT-FINL101,43596,143-5,292$2,318,000$1,855,000-$463,0002016-11-09
Q3 2016VT
* VANGUARD INTL EQUITY INDE
TT WRLD ST ET295,379288,946-6,433$17,152,000$17,582,000+$430,0002016-11-09
Q3 2016FXU
* FIRST TR EXCHANGE TRADED
UTILITIES ALP246,980241,547-5,433$6,675,000$6,263,000-$412,0002016-11-09
Q3 2016FDN
* FIRST TR EXCHANGE TRADED
DJ INTERNT ID53,12551,599-1,526$3,831,000$4,208,000+$377,0002016-11-09
Q3 2016VTI
* VANGUARD INDEX FDS
TOTAL STK MKT105,162104,461-701$11,268,000$11,629,000+$361,0002016-11-09
Q3 2016DBEF
* DBX ETF TR
XTRAK MSCI EA23,8009,257-14,543$594,000$244,000-$350,0002016-11-09
Q3 2016IWV
* ISHARES TR
RUSSELL 30005,9823,149-2,833$741,000$403,000-$338,0002016-11-09
Q3 2016* RYDEX ETF TRUST
CUSIP 78355W106
GUG S&P500 EQ76,71669,882-6,834$6,164,000$5,841,000-$323,0002016-11-09
Q3 2016* POWERSHARES ETF TRUST
CUSIP 73935X716
INTL DIV ACHV68,05843,378-24,680$958,000$638,000-$320,0002016-11-09
Q3 2016XLK
* SELECT SECTOR SPDR TR
TECHNOLOGY28,29419,223-9,071$1,227,000$918,000-$309,0002016-11-09
Q3 2016FYX
FIRST TR SML CP CORE ALPHA F
COM SHS13,8646,720-7,144$638,000$334,000-$304,0002016-11-09
Q3 2016BND
* VANGUARD BD INDEX FD INC
TOTAL BND MRK85,93082,535-3,395$7,243,000$6,944,000-$299,0002016-11-09
Q3 2016DFE
* WISDOMTREE TR
EUROPE SMCP D100,53997,891-2,648$5,130,000$5,415,000+$285,0002016-11-09
Q3 2016FNX
FIRST TR MID CAP CORE ALPHAD
COM SHS156,001154,268-1,733$7,881,000$8,149,000+$268,0002016-11-09
Q3 2016EWA
* ISHARES
MSCI AUST ETF198,308197,234-1,074$3,857,000$4,122,000+$265,0002016-11-09
Q3 2016* POWERSHARES ETF TRUST
CUSIP 73935X153
DWA MOMENTUM240,651233,042-7,609$10,131,000$9,883,000-$248,0002016-11-09
Q3 2016XLY
* SELECT SECTOR SPDR TR
SBI CONS DISC12,8439,917-2,926$1,002,000$793,000-$209,0002016-11-09
Q3 2016IWD
* ISHARES TR
RUS 1000 VAL28,16025,663-2,497$2,906,000$2,710,000-$196,0002016-11-09
Q3 2016IGV
* ISHARES TR
NA TEC-SFTWR3,7341,765-1,969$392,000$200,000-$192,0002016-11-09
Q3 2016QDF
FLEXSHARES TR
QUALT DIVD ID362,453355,534-6,919$13,280,000$13,456,000+$176,0002016-11-09
Q3 2016FPF
FIRST TR INTER DUR PFD & IN
COM72,59466,050-6,544$1,712,000$1,541,000-$171,0002016-11-09
Q3 2016BANX
STONECASTLE FINL CORP
COM66,32256,166-10,156$1,216,000$1,048,000-$168,0002016-11-09
Q3 2016DBEU
* DBX ETF TR
DB XTR MSCI E25,73918,477-7,262$631,000$476,000-$155,0002016-11-09
Q3 2016DSL
* DOUBLELINE INCOME SOLUTIO
COM35,21525,991-9,224$646,000$497,000-$149,0002016-11-09
Q3 2016NUW
NUVEEN AMT-FREE MUN VALUE FD
COM51,40044,400-7,000$977,000$836,000-$141,0002016-11-09
Q3 2016VEA
* VANGUARD TAX MANAGED INTL
FTSE DEV MKT144,878140,692-4,186$5,122,000$5,263,000+$141,0002016-11-09
Q3 2016FTSM
FIRST TR EXCHANGE TRADED FD
FIRST TR ENH7,9805,770-2,210$477,000$345,000-$132,0002016-11-09
Q3 2016XLU
* SELECT SECTOR SPDR TR
SBI INT-UTILS11,0639,240-1,823$580,000$452,000-$128,0002016-11-09
Q3 2016ETW
EATON VANCE TXMGD GL BUYWR O
COM37,08424,834-12,250$385,000$273,000-$112,0002016-11-09
Q3 2016NVG
NUVEEN ENHANCED AMT FREE MUN
COM37,83131,913-5,918$615,000$512,000-$103,0002016-11-09
Q3 2016SDOG
* ALPS ETF TR
SECTR DIV DOG10,8177,944-2,873$431,000$330,000-$101,0002016-11-09
Q3 2016ICF
* ISHARES TR
COHEN&STEER R3,5382,720-818$382,000$285,000-$97,0002016-11-09
Q3 2016FTC
* FIRST TR LRG CP GRWTH ALP
COM SHS13,08911,055-2,034$652,000$558,000-$94,0002016-11-09
Q3 2016EXG
EATON VANCE TAX MNGD GBL DV
COM59,35748,024-11,333$508,000$416,000-$92,0002016-11-09
Q3 2016IYC
* ISHARES TR
U.S. CNSM SV13,58212,674-908$1,948,000$1,864,000-$84,0002016-11-09
Q3 2016VDC
* VANGUARD WORLD FDS
CONSUM STP ET2,6402,114-526$372,000$289,000-$83,0002016-11-09
Q3 2016POWERSHARES ETF TR II
CUSIP 73937B514
EURO CUR HDG264,734259,386-5,348$6,239,000$6,321,000+$82,0002016-11-09
Q3 2016WTV
WISDOMTREE TR
LRGECP VALUE116,226115,392-834$7,257,000$7,334,000+$77,0002016-11-09
Q3 2016FXD
* FIRST TR EXCHANGE TRADED
CONSUMR DISCR94,78588,547-6,238$3,196,000$3,121,000-$75,0002016-11-09
Q3 2016EPP
ISHARES MSCI PACIFIC EX JAPAN
COM15,35012,550-2,800$602,000$531,000-$71,0002016-11-09
Q3 2016VDE
* VANGUARD WORLD FDS
ENERGY ETF3,8083,101-707$362,000$302,000-$60,0002016-11-09
Q3 2016IYW
* ISHARES TR
U.S. TECH ETF7,4537,072-381$784,000$841,000+$57,0002016-11-09
Q3 2016SCHH
* SCHWAB STRATEGIC TR
US REIT ETF54,92254,637-285$2,385,000$2,330,000-$55,0002016-11-09
Q3 2016XLV
* SELECT SECTOR SPDR TR
SBI HEALTHCAR12,32211,527-795$883,000$831,000-$52,0002016-11-09
Q3 2016ITA
ISHARES TR
U.S. AER&DEF46,32244,438-1,884$5,787,000$5,735,000-$52,0002016-11-09
Q3 2016FXN
* FIRST TR EXCHANGE TRADED
ENERGY ALPHAD208,034204,391-3,643$3,099,000$3,151,000+$52,0002016-11-09
Q3 2016IGD
VOYA GLBL EQTY DIV & PREM OP
COM18,43110,516-7,915$127,000$76,000-$51,0002016-11-09
Q3 2016IGM
* ISHARES TR
N AMER TECH E7,1476,777-370$786,000$837,000+$51,0002016-11-09
Q3 2016FIRST TR DYNAMIC EUROPE EQT
CUSIP 33740D107
COM SHS19,80017,050-2,750$316,000$268,000-$48,0002016-11-09
Q3 2016GOF
GUGGENHEIM STRATEGIC OPP FD
COM SBI26,11822,471-3,647$473,000$429,000-$44,0002016-11-09
Q3 2016FIRST TR MLP & ENERGY INCOME
CUSIP 33739B104
COM44,14839,118-5,030$690,000$647,000-$43,0002016-11-09
Q3 2016CII
BLACKROCK ENH CAP & INC FD I
COM22,45418,952-3,502$302,000$261,000-$41,0002016-11-09
Q3 2016AWF
ALLIANCEBERNSTEIN GBL HGH IN
COM15,55011,950-3,600$190,000$150,000-$40,0002016-11-09
Q3 2016* POWERSHARES ETF TRUST
CUSIP 73935X690
AERSPC DEF PT77,82176,147-1,674$2,913,000$2,952,000+$39,0002016-11-09
Q3 2016FDL
* FIRST TR MORNINGSTAR DIV
SHS431,129422,785-8,344$11,567,000$11,529,000-$38,0002016-11-09
Q3 2016FVD
* FIRST TR VALUE LINE DIVID
SHS22,98621,621-1,365$619,000$583,000-$36,0002016-11-09
Q3 2016PTLC
PACER FDS TR
TRENDP 750 ET118,066115,208-2,858$2,638,000$2,671,000+$33,0002016-11-09
Q3 2016* RYDEX ETF TRUST
CUSIP 78355W403
GUG S&P500 PU11,22411,180-44$908,000$941,000+$33,0002016-11-09
Q3 2016DNP
DNP SELECT INCOME FD
COM13,55610,856-2,700$143,000$111,000-$32,0002016-11-09
Q3 2016POWERSHARES ETF TR II
CUSIP 73937B563
EX RTE SEN LO154,980154,843-137$4,258,000$4,289,000+$31,0002016-11-09
Q3 2016DES
* WISDOMTREE TR
SMALLCAP DIVI4,0153,464-551$287,000$260,000-$27,0002016-11-09
Q3 2016FFA
FIRST TR ENHANCED EQTY INC F
COM16,04813,782-2,266$210,000$184,000-$26,0002016-11-09

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