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BB&T SECURITIES, LLC Historic Quarter Change: USA ETF, New

BB&T SECURITIES, LLC historic quarter change: USA ETF, New

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, BB&T SECURITIES, LLC opened 638 positions, added to 1,649, reduced 1,216 and sold out of 500.

  • Q3 2016: Stock EPI; Country of operation —; Class COM; Shares before 0.
  • Q3 2016: Stock GSLC; Country of operation —; Class EQUITY ETF; Shares before 0.
  • Q3 2016: Stock FYT; Country of operation —; Class SML CAP VAL A; Shares before 0.
  • Q3 2016: Stock AAXJ; Country of operation —; Class COM; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1383161), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-09); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-04); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-15); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-20); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-21); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-17); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-22); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-21); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-11); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-27); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-16). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2013-03-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016EPI
WISDOMTREE INDIA EARNINGS FD
COM0362,998+362,998$0$7,848,000+$7,848,0002016-11-09
Q3 2016GSLC
* GOLDMAN SACHS ETF TR
EQUITY ETF0177,025+177,025$0$7,712,000+$7,712,0002016-11-09
Q3 2016FYT
FIRST TR EXCNGE TRD ALPHADEX
SML CAP VAL A0247,418+247,418$0$7,635,000+$7,635,0002016-11-09
Q3 2016AAXJ
ISHARES ALL ASIA EX-JAPAN ETF
COM088,675+88,675$0$5,367,000+$5,367,0002016-11-09
Q3 2016QTEC
* FIRST TR NASDAQ100 TECH I
SHS098,703+98,703$0$5,024,000+$5,024,0002016-11-09
Q3 2016IHDG
* WISDOMTREE TR
ITL HDG QTLY0173,721+173,721$0$4,581,000+$4,581,0002016-11-09
Q3 2016ISHARES TR
CUSIP 46435G862
MSCI UN KNGDO083,875+83,875$0$2,122,000+$2,122,0002016-11-09
Q3 2016SPYM
SPDR SERIES TRUST
United StatesRUSSELL 1000019,472+19,472$0$1,985,000+$1,985,0002016-11-09
Q3 2016XME
* SPDR SERIES TRUST
S&P METALS MN058,460+58,460$0$1,550,000+$1,550,0002016-11-09
Q3 2016SCHG
* SCHWAB STRATEGIC TR
US LCAP GR ET018,634+18,634$0$1,033,000+$1,033,0002016-11-09
Q3 2016RFDA
ALPS ETF TR
RIVERFRNT DYM028,068+28,068$0$729,000+$729,0002016-11-09
Q3 2016RFFC
ALPS ETF TR
RIVERFRNT FLE026,230+26,230$0$678,000+$678,0002016-11-09
Q3 2016IUSG
* ISHARES TR
CORE RUSSELL015,206+15,206$0$647,000+$647,0002016-11-09
Q3 2016RFCI
ALPS ETF TR
RIVERFRONT DY024,842+24,842$0$625,000+$625,0002016-11-09
Q3 2016POWERSHARES ETF TR II
CUSIP 73936T805
S&P INT DEV Q027,168+27,168$0$553,000+$553,0002016-11-09
Q3 2016* SELECT SECTOR SPDR TR
CUSIP 81369Y878
FINL SVCS SEL017,421+17,421$0$530,000+$530,0002016-11-09
Q3 2016* POWERSHARES ETF TRUST
CUSIP 73935X880
RUSSELL MID V014,978+14,978$0$431,000+$431,0002016-11-09
Q3 2016XLRE
* SELECT SECTOR SPDR TR
RL EST SEL SE013,058+13,058$0$427,000+$427,0002016-11-09
Q3 2016NAD
NUVEEN QUALITY MUNCP INCOME
COM027,031+27,031$0$407,000+$407,0002016-11-09
Q3 2016* SPDR SERIES TRUST
CUSIP 78464A813
S&P 600 SML C03,414+3,414$0$380,000+$380,0002016-11-09
Q3 2016ALPS ETF TR
CUSIP 00162Q544
RIVERFRONT UN013,911+13,911$0$360,000+$360,0002016-11-09
Q3 2016RFEU
FIRST TR EXCH TRADED FD III
RIVRFRNT DYN06,452+6,452$0$337,000+$337,0002016-11-09
Q3 2016SRLN
SSGA ACTIVE ETF TR
BLKSTN GSOSRL07,126+7,126$0$336,000+$336,0002016-11-09
Q3 2016VPL
* VANGUARD INTL EQUITY INDE
FTSE PACIFIC05,188+5,188$0$314,000+$314,0002016-11-09
Q3 2016IAT
* ISHARES TR
US REGNL BKS08,435+8,435$0$296,000+$296,0002016-11-09
Q3 2016DVYE
ISHARES
EM MKTS DIV E07,110+7,110$0$255,000+$255,0002016-11-09
Q3 2016KBE
* SPDR SERIES TRUST
S&P BK ETF07,227+7,227$0$241,000+$241,0002016-11-09
Q3 2016DXJ
* WISDOMTREE TR
JAPN HEDGE EQ05,572+5,572$0$239,000+$239,0002016-11-09
Q3 2016IYH
* ISHARES TR
US HLTHCARE E01,532+1,532$0$230,000+$230,0002016-11-09
Q3 2016* POWERSHARES ETF TRUST
CUSIP 73935X427
BASIC MAT SEC03,820+3,820$0$221,000+$221,0002016-11-09
Q3 2016XSD
* SPDR SERIES TRUST
S&P SEMICNDCT04,000+4,000$0$212,000+$212,0002016-11-09
Q3 2016TDIV
* FIRST TR EXCHANGE TRADED
NASD TECH DIV07,152+7,152$0$209,000+$209,0002016-11-09
Q3 2016QLTA
ISHARES TR
A RATE CP BD03,802+3,802$0$204,000+$204,0002016-11-09
Q3 2016IYJ
* ISHARES TR
U.S. INDS ETF01,778+1,778$0$203,000+$203,0002016-11-09
Q3 2016INDA
* ISHARES TR
MSCI INDIA ET06,855+6,855$0$201,000+$201,0002016-11-09

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