WFG Advisors, LP quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, WFG Advisors, LP opened 37 positions, added to 183, reduced 97, sold out of 19 and left 147 unchanged. The largest increase in value was RVT (+$1,598,000); the largest decrease was TLT (-$1,125,000).
- RVT: Country of operation —; Class COM; Shares 2016-06-30 26,302; Shares 2016-09-30 150,701.
- STEW: Country of operation —; Class COM; Shares 2016-06-30 279,093; Shares 2016-09-30 430,376.
- RYDEX ETF TRUST: Country of operation —; Class GUG S&P500 EQ WT; Shares 2016-06-30 888; Shares 2016-09-30 11,648.
- IWV: Country of operation —; Class RUSSELL 3000 ETF; Shares 2016-06-30 40,654; Shares 2016-09-30 45,726.
Two Form 13F-HR filings compared (SEC CIK 1533892): 2016-06-30 (filed 2016-08-11) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| RVT ROYCE VALUE TR INC | COM | 26,302 | 150,701 | +124,399 | $310,000 | $1,908,000 | +$1,598,000 | |
| STEW BOULDER GROWTH & INCOME FD I | COM | 279,093 | 430,376 | +151,283 | $2,269,000 | $3,607,000 | +$1,338,000 | |
| RYDEX ETF TRUST CUSIP 78355W106 | GUG S&P500 EQ WT | 888 | 11,648 | +10,760 | $71,000 | $974,000 | +$903,000 | |
| IWV ISHARES TR | RUSSELL 3000 ETF | 40,654 | 45,726 | +5,072 | $5,042,000 | $5,862,000 | +$820,000 | |
| VCIT VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 4,624 | 12,955 | +8,331 | $413,000 | $1,161,000 | +$748,000 | |
| VNQ VANGUARD INDEX FDS | REIT ETF | 24,492 | 33,109 | +8,617 | $2,172,000 | $2,872,000 | +$700,000 | |
| EFV ISHARES TR | EAFE VALUE ETF | 3,194 | 11,278 | +8,084 | $137,000 | $521,000 | +$384,000 | |
| EVG EATON VANCE SH TM DR DIVR IN | COM | 59,131 | 81,695 | +22,564 | $798,000 | $1,120,000 | +$322,000 | |
| JPC NUVEEN PFD INCOME OPPRTNY FD | COM | 22,900 | 51,516 | +28,616 | $229,000 | $516,000 | +$287,000 | |
| BGT BLACKROCK FLOATING RATE INCO | COM | 166,115 | 179,629 | +13,514 | $2,155,000 | $2,429,000 | +$274,000 | |
| IWD ISHARES TR | RUS 1000 VAL ETF | 3,076 | 5,308 | +2,232 | $318,000 | $561,000 | +$243,000 | |
| CWB SPDR SERIES TRUST | BRC CNV SECS ETF | 103 | 5,206 | +5,103 | $5,000 | $241,000 | +$236,000 | |
| EMD WESTERN ASSET EMRG MKT DEBT | COM | 195,189 | 198,705 | +3,516 | $3,002,000 | $3,231,000 | +$229,000 | |
| IBB ISHARES TR | NASDQ BIOTEC ETF | 4,527 | 4,800 | +273 | $1,165,000 | $1,389,000 | +$224,000 | |
| IWN ISHARES TR | RUS 2000 VAL ETF | 1,103 | 2,992 | +1,889 | $107,000 | $313,000 | +$206,000 | |
| BND VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 13,319 | 15,677 | +2,358 | $1,123,000 | $1,319,000 | +$196,000 | |
| POWERSHARES ETF TR II CUSIP 73937B654 | PWRSHS SP500 LOW | 3,744 | 7,969 | +4,225 | $143,000 | $310,000 | +$167,000 | |
| FENY FIDELITY | MSCI ENERGY IDX | 29,533 | 37,274 | +7,741 | $573,000 | $739,000 | +$166,000 | |
| XLK SELECT SECTOR SPDR TR | TECHNOLOGY | 10,212 | 12,675 | +2,463 | $443,000 | $606,000 | +$163,000 | |
| IJH ISHARES TR | CORE S&P MCP ETF | 13,321 | 13,897 | +576 | $1,990,000 | $2,150,000 | +$160,000 | |
| SCZ ISHARES TR | EAFE SML CP ETF | 3,937 | 6,583 | +2,646 | $190,000 | $345,000 | +$155,000 | |
| IJR ISHARES TR | CORE S&P SCP ETF | 493 | 1,532 | +1,039 | $57,000 | $190,000 | +$133,000 | |
| PHK PIMCO HIGH INCOME FD | COM SHS | 36,361 | 48,660 | +12,299 | $354,000 | $485,000 | +$131,000 | |
| XLE SELECT SECTOR SPDR TR | SBI INT-ENERGY | 4,396 | 6,046 | +1,650 | $300,000 | $427,000 | +$127,000 | |
| VO VANGUARD INDEX FDS | MID CAP ETF | 8,040 | 8,655 | +615 | $994,000 | $1,120,000 | +$126,000 | |
| XBI SPDR SERIES TRUST | S&P BIOTECH | 225 | 2,045 | +1,820 | $12,000 | $136,000 | +$124,000 | |
| IVW ISHARES TR | S&P 500 GRWT ETF | 806 | 1,791 | +985 | $94,000 | $218,000 | +$124,000 | |
| POWERSHARES ETF TRUST CUSIP 73935X427 | BASIC MAT SECT | 12,692 | 13,345 | +653 | $683,000 | $775,000 | +$92,000 | |
| POWERSHARES ETF TRUST CUSIP 73935X344 | TECH SECT PORT | 16,345 | 17,069 | +724 | $618,000 | $709,000 | +$91,000 | |
| EWY ISHARES | MSCI STH KOR ETF | 53 | 1,553 | +1,500 | $3,000 | $90,000 | +$87,000 | |
| EBND SPDR SERIES TRUST | BRCLY EM LOCL | 5,207 | 8,157 | +2,950 | $145,000 | $231,000 | +$86,000 | |
| ALPS ETF TR CUSIP 00162Q866 | ALERIAN MLP | 100,162 | 107,006 | +6,844 | $1,274,000 | $1,358,000 | +$84,000 | |
| IVE ISHARES TR | S&P 500 VAL ETF | 1,089 | 1,914 | +825 | $101,000 | $182,000 | +$81,000 | |
| VB VANGUARD INDEX FDS | SMALL CP ETF | 7,807 | 8,046 | +239 | $903,000 | $983,000 | +$80,000 | |
| POWERSHARES ETF TR II CUSIP 73937B779 | S&P500 LOW VOL | 76,501 | 77,111 | +610 | $3,273,000 | $3,199,000 | -$74,000 | |
| ISHARES TR CUSIP 46435G755 | IBONDS DEC22 ETF | 2,407 | 5,167 | +2,760 | $64,000 | $136,000 | +$72,000 | |
| SPY SPDR S&P 500 ETF TR | TR UNIT | 5,875 | 6,026 | +151 | $1,231,000 | $1,303,000 | +$72,000 | |
| BIZD VANECK VECTORS ETF TR | BDC INCOME ETF | 11,703 | 14,917 | +3,214 | $195,000 | $266,000 | +$71,000 | |
| VBR VANGUARD INDEX FDS | SM CP VAL ETF | 7,532 | 7,806 | +274 | $793,000 | $864,000 | +$71,000 | |
| DVY ISHARES TR | SELECT DIVID ETF | 12,437 | 13,198 | +761 | $1,061,000 | $1,131,000 | +$70,000 | |
| PCN PIMCO CORPORATE INCOME STRAT | COM | 1,800 | 6,300 | +4,500 | $28,000 | $97,000 | +$69,000 | |
| GNR SPDR INDEX SHS FDS | GLB NAT RESRCE | 9,153 | 10,362 | +1,209 | $340,000 | $405,000 | +$65,000 | |
| SPDR SERIES TRUST CUSIP 78464A417 | BRC HGH YLD BD | 7,739 | 9,294 | +1,555 | $276,000 | $341,000 | +$65,000 | |
| EWX SPDR INDEX SHS FDS | S&P EMKTSC ETF | 530 | 1,898 | +1,368 | $21,000 | $82,000 | +$61,000 | |
| VOE VANGUARD INDEX FDS | MCAP VL IDXVIP | 3,016 | 3,488 | +472 | $269,000 | $326,000 | +$57,000 | |
| FEM FIRST TR EXCH TRD ALPHA FD I | EMERG MKT ALPH | 11,110 | 12,848 | +1,738 | $213,000 | $267,000 | +$54,000 | |
| AGG ISHARES TR | CORE US AGGBD ET | 8,178 | 8,663 | +485 | $921,000 | $974,000 | +$53,000 | |
| IWM ISHARES TR | RUSSELL 2000 ETF | 4,630 | 4,702 | +72 | $532,000 | $584,000 | +$52,000 | |
| POWERSHARES ETF TRUST CUSIP 73935X690 | AERSPC DEF PTF | 3,942 | 4,969 | +1,027 | $148,000 | $193,000 | +$45,000 | |
| FAB FIRST TR MULTI CP VAL ALPHA | COM SHS | 4,308 | 4,989 | +681 | $183,000 | $227,000 | +$44,000 | |
| EFAV ISHARES TR | MIN VOL EAFE ETF | 2,033 | 2,633 | +600 | $135,000 | $178,000 | +$43,000 | |
| FDL FIRST TR MORNINGSTAR DIV LEA | SHS | 21,678 | 22,835 | +1,157 | $582,000 | $623,000 | +$41,000 | |
| VWO VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 7,684 | 8,299 | +615 | $271,000 | $312,000 | +$41,000 | |
| BSV VANGUARD BD INDEX FD INC | SHORT TRM BOND | 534 | 1,032 | +498 | $43,000 | $83,000 | +$40,000 | |
| COMT ISHARES U S ETF TR | COMMOD SEL STG | 357 | 1,608 | +1,251 | $12,000 | $52,000 | +$40,000 | |
| PDT HANCOCK JOHN PREMUIM DIV FD | COM SH BEN INT | 7,752 | 10,342 | +2,590 | $131,000 | $170,000 | +$39,000 | |
| MDY SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 2,744 | 2,770 | +26 | $747,000 | $782,000 | +$35,000 | |
| VCSH VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 400 | 802 | +402 | $32,000 | $65,000 | +$33,000 | |
| FXU FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 5,501 | 6,986 | +1,485 | $149,000 | $181,000 | +$32,000 | |
| IUSB ISHARES TR | CORE TL USD BD | 452 | 1,510 | +1,058 | $47,000 | $79,000 | +$32,000 | |
| REZ ISHARES TR | RESID RL EST CAP | 8 | 469 | +461 | $1,000 | $31,000 | +$30,000 | |
| HIO WESTERN ASSET HIGH INCM OPP | COM | 25,599 | 30,581 | +4,982 | $125,000 | $154,000 | +$29,000 | |
| VOO VANGUARD INDEX FDS | S&P 500 ETF SHS | 2,772 | 2,824 | +52 | $533,000 | $561,000 | +$28,000 | |
| IYW ISHARES TR | U.S. TECH ETF | 1,646 | 1,688 | +42 | $173,000 | $201,000 | +$28,000 | |
| FRI FIRST TR S&P REIT INDEX FD | COM | 3,070 | 4,198 | +1,128 | $76,000 | $102,000 | +$26,000 | |
| FTSL FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 1,750 | 2,250 | +500 | $84,000 | $109,000 | +$25,000 | |
| POWERSHARES ETF TR II CUSIP 73937B647 | S&P400 LOVL PT | 2,015 | 2,660 | +645 | $79,000 | $103,000 | +$24,000 | |
| FEMS FIRST TR EXCH TRD ALPHA FD I | EM SML CP ALPH | 4,352 | 4,667 | +315 | $129,000 | $153,000 | +$24,000 | |
| FDT FIRST TR EXCH TRD ALPHA FD I | DEV MRK EX US | 1,780 | 2,100 | +320 | $80,000 | $103,000 | +$23,000 | |
| HYG ISHARES TR | IBOXX HI YD ETF | 3,728 | 3,889 | +161 | $316,000 | $339,000 | +$23,000 | |
| POWERSHARES ETF TRUST CUSIP 73935X799 | DYN PHRMA PORT | 2,089 | 2,490 | +401 | $132,000 | $154,000 | +$22,000 | |
| EFA ISHARES TR | MSCI EAFE ETF | 6,195 | 6,219 | +24 | $346,000 | $368,000 | +$22,000 | |
| IVV ISHARES TR | CORE S&P500 ETF | 1,451 | 1,502 | +51 | $305,000 | $327,000 | +$22,000 | |
| FAD FIRST TR MULTI CAP VALUE ALP | COM SHS | 3,014 | 3,305 | +291 | $154,000 | $175,000 | +$21,000 | |
| FEMB FIRST TR EXCH TRADED FD III | EME MRK BD ETF | 910 | 1,410 | +500 | $39,000 | $60,000 | +$21,000 | |
| IJJ ISHARES TR | S&P MC 400VL ETF | 569 | 706 | +137 | $73,000 | $94,000 | +$21,000 | |
| FXI ISHARES TR | CHINA LG-CAP ETF | 2,722 | 2,981 | +259 | $93,000 | $113,000 | +$20,000 | |
| FIW FIRST TR ISE WATER INDEX FD | COM | 2,677 | 3,012 | +335 | $94,000 | $114,000 | +$20,000 | |
| VSS VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 350 | 530 | +180 | $33,000 | $53,000 | +$20,000 | |
| ITOT ISHARES TR | CORE S&P TTL STK | 3,880 | 7,880 | +4,000 | $370,000 | $390,000 | +$20,000 | |
| DIREXION SHS ETF TR CUSIP 25490K570 | DAILY GOLD MINER | 351 | 1,255 | +904 | $44,000 | $24,000 | -$20,000 | |
| FXN FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 13,965 | 14,725 | +760 | $208,000 | $227,000 | +$19,000 | |
| MUB ISHARES TR | NATIONAL MUN ETF | 345 | 514 | +169 | $39,000 | $58,000 | +$19,000 | |
| HYLS FIRST TR EXCHANGE TRADED FD | FIRST TR TA HIYL | 1,473 | 1,822 | +349 | $70,000 | $89,000 | +$19,000 | |
| IJS ISHARES TR | SP SMCP600VL ETF | 79 | 223 | +144 | $9,000 | $28,000 | +$19,000 | |
| FFC FLAHERTY&CRMN PFD SEC INCOM | COM | 9,249 | 10,467 | +1,218 | $200,000 | $218,000 | +$18,000 | |
| FXD FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 11,425 | 11,447 | +22 | $385,000 | $403,000 | +$18,000 | |
| IJK ISHARES TR | S&P MC 400GR ETF | 20 | 122 | +102 | $3,000 | $21,000 | +$18,000 | |
| VTI VANGUARD INDEX FDS | TOTAL STK MKT | 3,350 | 3,382 | +32 | $359,000 | $377,000 | +$18,000 | |
| DIA SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 3,037 | 3,068 | +31 | $544,000 | $561,000 | +$17,000 | |
| FPX FIRST TR US IPO INDEX FD | SHS | 4,529 | 4,530 | +1 | $229,000 | $246,000 | +$17,000 | |
| VBK VANGUARD INDEX FDS | SML CP GRW ETF | 1,003 | 1,073 | +70 | $124,000 | $141,000 | +$17,000 | |
| POWERSHARES ETF TR II CUSIP 73937B688 | INTL DEV LOWVL | 1,012 | 1,522 | +510 | $30,000 | $47,000 | +$17,000 | |
| XLP SELECT SECTOR SPDR TR | SBI CONS STPLS | 16,597 | 16,891 | +294 | $915,000 | $899,000 | -$16,000 | |
| VHT VANGUARD WORLD FDS | HEALTH CAR ETF | 2,248 | 2,318 | +70 | $293,000 | $308,000 | +$15,000 | |
| VDC VANGUARD WORLD FDS | CONSUM STP ETF | 3,631 | 3,860 | +229 | $513,000 | $528,000 | +$15,000 | |
| NHS NEUBERGER BERMAN HGH YLD FD | COM | 2,250 | 3,250 | +1,000 | $25,000 | $39,000 | +$14,000 | |
| POWERSHARES ETF TRUST II CUSIP 73936Q769 | SENIOR LN PORT | 175 | 772 | +597 | $4,000 | $18,000 | +$14,000 | |
| IEFA ISHARES TR | CORE MSCI EAFE | 648 | 879 | +231 | $34,000 | $48,000 | +$14,000 | |
| SDY SPDR SERIES TRUST | S&P DIVID ETF | 10,844 | 10,947 | +103 | $910,000 | $923,000 | +$13,000 |
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