WFG Advisors, LP quarter change: USA ETF, Unchanged
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, WFG Advisors, LP opened 37 positions, added to 183, reduced 97, sold out of 19 and left 147 unchanged. The largest increase in value was RVT (+$1,598,000); the largest decrease was TLT (-$1,125,000).
- FDN: Country of operation —; Class DJ INTERNT IDX; Shares 2016-06-30 7,104; Shares 2016-09-30 7,104.
- IWO: Country of operation —; Class RUS 2000 GRW ETF; Shares 2016-06-30 2,194; Shares 2016-09-30 2,194.
- PROSHARES TR: Country of operation —; Class PSHS ULSHT SP500; Shares 2016-06-30 11,000; Shares 2016-09-30 11,000.
- JOF: Country of operation —; Class COM; Shares 2016-06-30 13,834; Shares 2016-09-30 13,834.
Two Form 13F-HR filings compared (SEC CIK 1533892): 2016-06-30 (filed 2016-08-11) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
FDN
FIRST TR EXCHANGE TRADED FD | | DJ INTERNT IDX | 7,104 | 7,104 | 0 | $512,000 | $579,000 | +$67,000 |
|---|
IWO
ISHARES TR | | RUS 2000 GRW ETF | 2,194 | 2,194 | 0 | $301,000 | $327,000 | +$26,000 |
|---|
PROSHARES TR
CUSIP 74347B300 | | PSHS ULSHT SP500 | 11,000 | 11,000 | 0 | $196,000 | $180,000 | -$16,000 |
|---|
JOF
JAPAN SMALLER CAPTLZTN FD IN | | COM | 13,834 | 13,834 | 0 | $135,000 | $146,000 | +$11,000 |
|---|
SMH
VANECK VECTORS ETF TR | | SEMICONDUCTOR ET | 800 | 800 | 0 | $46,000 | $56,000 | +$10,000 |
|---|
IWP
ISHARES TR | | RUS MD CP GR ETF | 2,218 | 2,218 | 0 | $208,000 | $216,000 | +$8,000 |
|---|
AIRR
FIRST TR EXCHANGE TRADED FD | | RBA INDL ETF | 3,750 | 3,750 | 0 | $69,000 | $77,000 | +$8,000 |
|---|
MOAT
VANECK VECTORS ETF TR | | MORNINGSTAR WIDE | 4,635 | 4,635 | 0 | $151,000 | $158,000 | +$7,000 |
|---|
UTG
REAVES UTIL INCOME FD | | COM SH BEN INT | 3,234 | 3,234 | 0 | $105,000 | $99,000 | -$6,000 |
|---|
PAI
WESTERN ASSET INCOME FD | | COM | 4,534 | 4,534 | 0 | $64,000 | $70,000 | +$6,000 |
|---|
ONEQ
FIDELITY COMWLTH TR | | NDQ CP IDX TRK | 252 | 252 | 0 | $48,000 | $53,000 | +$5,000 |
|---|
BBH
VANECK VECTORS ETF TR | | BIOTECH ETF | 286 | 286 | 0 | $29,000 | $33,000 | +$4,000 |
|---|
DSL
DOUBLELINE INCOME SOLUTIONS | | COM | 4,000 | 4,000 | 0 | $73,000 | $77,000 | +$4,000 |
|---|
FIRST TR MLP & ENERGY INCOME
CUSIP 33739B104 | | COM | 4,190 | 4,190 | 0 | $65,000 | $69,000 | +$4,000 |
|---|
QTEC
FIRST TR NASDAQ100 TECH INDE | | SHS | 532 | 532 | 0 | $23,000 | $27,000 | +$4,000 |
|---|
CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383Q879 | | GUGG MSCI GB ETF | 1,551 | 1,551 | 0 | $35,000 | $39,000 | +$4,000 |
|---|
VPL
VANGUARD INTL EQUITY INDEX F | | FTSE PACIFIC ETF | 455 | 455 | 0 | $25,000 | $28,000 | +$3,000 |
|---|
JQC
NUVEEN CR STRATEGIES INCM FD | | COM SHS | 9,963 | 9,963 | 0 | $81,000 | $84,000 | +$3,000 |
|---|
SOXX
ISHARES TR | | PHLX SEMICND ETF | 155 | 155 | 0 | $15,000 | $18,000 | +$3,000 |
|---|
IEF
ISHARES TR | | 7-10 Y TR BD ETF | 2,209 | 2,209 | 0 | $250,000 | $247,000 | -$3,000 |
|---|
FXO
FIRST TR EXCHANGE TRADED FD | | FINLS ALPHADEX | 2,555 | 2,555 | 0 | $59,000 | $62,000 | +$3,000 |
|---|
DFP
FLAHERTY & CRUMRINE DYN PFD | | SHS | 3,050 | 3,050 | 0 | $74,000 | $77,000 | +$3,000 |
|---|
FJP
FIRST TR EXCH TRD ALPHA FD I | | JAPAN ALPHADEX | 561 | 561 | 0 | $25,000 | $28,000 | +$3,000 |
|---|
JOHN HANCOCK EXCHANGE TRADED
CUSIP 47804J404 | | MULTIFACTOR FI | 1,250 | 1,250 | 0 | $30,000 | $33,000 | +$3,000 |
|---|
VFH
VANGUARD WORLD FDS | | FINANCIALS ETF | 1,340 | 1,340 | 0 | $63,000 | $66,000 | +$3,000 |
|---|
FPXI
FIRST TR EXCHANGE TRADED FD | | INTL IPO ETF | 900 | 900 | 0 | $22,000 | $25,000 | +$3,000 |
|---|
IXUS
ISHARES TR | | CORE MSCITOTAL | 926 | 926 | 0 | $45,000 | $48,000 | +$3,000 |
|---|
POWERSHARES ETF TRUST
CUSIP 73935X385 | | ENERGY SEC POR | 400 | 400 | 0 | $15,000 | $17,000 | +$2,000 |
|---|
MGK
VANGUARD WORLD FD | | MEGA GRWTH IND | 441 | 441 | 0 | $37,000 | $39,000 | +$2,000 |
|---|
IYY
ISHARES TR | | DOW JONES US ETF | 459 | 459 | 0 | $48,000 | $50,000 | +$2,000 |
|---|
POWERSHARES ETF TRUST
CUSIP 73935X146 | | NASD INTNT ETF | 150 | 150 | 0 | $11,000 | $13,000 | +$2,000 |
|---|
MORT
VANECK VECTORS ETF TR | | MTG REIT INCOME | 2,000 | 2,000 | 0 | $43,000 | $45,000 | +$2,000 |
|---|
WISDOMTREE TR
CUSIP 97717W596 | | TTL EARNING FD | 553 | 553 | 0 | $39,000 | $41,000 | +$2,000 |
|---|
XPH
SPDR SERIES TRUST | | S&P PHARMAC | 1,050 | 1,050 | 0 | $44,000 | $46,000 | +$2,000 |
|---|
VWOB
VANGUARD WHITEHALL FDS INC | | EMERG MKT BD ETF | 1,500 | 1,500 | 0 | $120,000 | $122,000 | +$2,000 |
|---|
RBLD
FIRST TR ISE GLOBAL ENGR & C | | COM | 600 | 600 | 0 | $27,000 | $29,000 | +$2,000 |
|---|
FDM
FIRST TR DJS MICROCAP INDEX | | COM SHS ANNUAL | 775 | 775 | 0 | $26,000 | $28,000 | +$2,000 |
|---|
VANECK VECTORS ETF TR
CUSIP 92189F775 | | EGYPT INDX ETF | 963 | 963 | 0 | $34,000 | $36,000 | +$2,000 |
|---|
IIM
INVESCO VALUE MUN INCOME TR | | COM | 1,000 | 1,000 | 0 | $18,000 | $16,000 | -$2,000 |
|---|
MOO
VANECK VECTORS ETF TR | | AGRIBUSINESS ETF | 231 | 231 | 0 | $11,000 | $12,000 | +$1,000 |
|---|
FSZ
FIRST TR EXCH TRD ALPHA FD I | | SWITZLND ALPHA | 256 | 256 | 0 | $10,000 | $11,000 | +$1,000 |
|---|
ITA
ISHARES TR | | U.S. AER&DEF ETF | 256 | 256 | 0 | $32,000 | $33,000 | +$1,000 |
|---|
FGM
FIRST TR EXCH TRD ALPHA FD I | | GERMANY ALPHA | 268 | 268 | 0 | $9,000 | $10,000 | +$1,000 |
|---|
VOT
VANGUARD INDEX FDS | | MCAP GR IDXVIP | 313 | 313 | 0 | $32,000 | $33,000 | +$1,000 |
|---|
QABA
FIRST TR NASDAQ ABA CMNTY BK | | UT COM SHS ETF | 318 | 318 | 0 | $12,000 | $13,000 | +$1,000 |
|---|
DLS
WISDOMTREE TR | | INTL SMCAP DIV | 350 | 350 | 0 | $20,000 | $21,000 | +$1,000 |
|---|
VANECK VECTORS ETF TR
CUSIP 92189F403 | United States | RUSSIA ETF | 360 | 360 | 0 | $6,000 | $7,000 | +$1,000 |
|---|
DWX
SPDR INDEX SHS FDS | | S&P INTL ETF | 430 | 430 | 0 | $15,000 | $16,000 | +$1,000 |
|---|
POWERSHARES ETF TR II
CUSIP 73937B886 | | S&P SMCP HC PO | 450 | 450 | 0 | $32,000 | $33,000 | +$1,000 |
|---|
PIM
PUTNAM MASTER INTER INCOME T | | SH BEN INT | 13,324 | 13,324 | 0 | $58,000 | $59,000 | +$1,000 |
|---|
XNTK
SPDR SERIES TRUST | | MORGAN TECH ETF | 140 | 140 | 0 | $7,000 | $8,000 | +$1,000 |
|---|
RYDEX ETF TRUST
CUSIP 78355W809 | | GUG S&P SC600 PG | 170 | 170 | 0 | $14,000 | $15,000 | +$1,000 |
|---|
POWERSHARES ETF TR II
CUSIP 73936T557 | | FDM HG YLD RAFI | 1,900 | 1,900 | 0 | $35,000 | $36,000 | +$1,000 |
|---|
IXC
ISHARES TR | | GLOBAL ENERG ETF | 2,110 | 2,110 | 0 | $68,000 | $69,000 | +$1,000 |
|---|
INKM
SSGA ACTIVE ETF TR | | INCOM ALLO ETF | 2,472 | 2,472 | 0 | $77,000 | $78,000 | +$1,000 |
|---|
VGK
VANGUARD INTL EQUITY INDEX F | | FTSE EUROPE ETF | 32 | 32 | 0 | $1,000 | $2,000 | +$1,000 |
|---|
EWG
ISHARES | | MSCI GERMANY ETF | 60 | 60 | 0 | $1,000 | $2,000 | +$1,000 |
|---|
VV
VANGUARD INDEX FDS | | LARGE CAP ETF | 76 | 76 | 0 | $7,000 | $8,000 | +$1,000 |
|---|
CSQ
CALAMOS STRATEGIC TOTL RETN | | COM SH BEN INT | 3,634 | 3,634 | 0 | $36,000 | $37,000 | +$1,000 |
|---|
POWERSHARES ETF TRUST
CUSIP 73935X203 | | DYNAMIC OTC PT | 100 | 100 | 0 | $7,000 | $8,000 | +$1,000 |
|---|
POWERSHARES ETF TR II
CUSIP 73936T615 | | GBL CLEAN ENER | 500 | 500 | 0 | $5,000 | $6,000 | +$1,000 |
|---|
FIRST TR EXCH TRD ALPHA FD I
CUSIP 33737J166 | | STH KOREA ALPH | 500 | 500 | 0 | $11,000 | $12,000 | +$1,000 |
|---|
FCVT
FIRST TR EXCHANGE TRADED FD | | SSI STRG ETF | 500 | 500 | 0 | $12,000 | $13,000 | +$1,000 |
|---|
POWERSHARES ETF TRUST
CUSIP 73935X807 | | RUSSELL MID GRW | 500 | 500 | 0 | $15,000 | $16,000 | +$1,000 |
|---|
EFG
ISHARES TR | | EAFE GRWTH ETF | 500 | 500 | 0 | $33,000 | $34,000 | +$1,000 |
|---|
SJNK
SPDR SER TR | | SHT TRM HGH YLD | 1,085 | 1,085 | 0 | $29,000 | $30,000 | +$1,000 |
|---|
UTF
COHEN & STEERS INFRASTRUCTUR | | COM | 7,657 | 7,657 | 0 | $164,000 | $165,000 | +$1,000 |
|---|
GLOBAL X FDS
CUSIP 37950E549 | | GLB X SUPERDIV | 1,200 | 1,200 | 0 | $25,000 | $26,000 | +$1,000 |
|---|
WISDOMTREE TR
CUSIP 97717W398 | | BOFA MERLYN NG | 1,400 | 1,400 | 0 | $26,000 | $27,000 | +$1,000 |
|---|
FTDS
FIRST TR EXCHANGE TRADED FD | | ETF | 700 | 700 | 0 | $17,000 | $18,000 | +$1,000 |
|---|
FXR
FIRST TR EXCHANGE TRADED FD | | INDLS PROD DUR | 789 | 789 | 0 | $22,000 | $23,000 | +$1,000 |
|---|
FXZ
FIRST TR EXCHANGE TRADED FD | | MATERIALS ALPH | 824 | 824 | 0 | $27,000 | $28,000 | +$1,000 |
|---|
VYM
VANGUARD WHITEHALL FDS INC | | HIGH DIV YLD | 827 | 827 | 0 | $59,000 | $60,000 | +$1,000 |
|---|
EVV
EATON VANCE LTD DUR INCOME F | | COM | 1,000 | 1,000 | 0 | $13,000 | $14,000 | +$1,000 |
|---|
FTLS
FIRST TR EXCH TRADED FD III | | LNG/SHT EQUITY | 1,000 | 1,000 | 0 | $32,000 | $33,000 | +$1,000 |
|---|
BIV
VANGUARD BD INDEX FD INC | | INTERMED TERM | 199 | 199 | 0 | $18,000 | $17,000 | -$1,000 |
|---|
TDF
TEMPLETON DRAGON FD INC | | COM | 200 | 200 | 0 | $3,000 | $4,000 | +$1,000 |
|---|
ILCG
ISHARES TR | | MRNGSTR LG-CP GR | 209 | 209 | 0 | $24,000 | $25,000 | +$1,000 |
|---|
FAN
FIRST TR ISE GLB WIND ENRG E | | COM SHS | 240 | 240 | 0 | $3,000 | $3,000 | $0 |
|---|
IXP
ISHARES TR | | GLOB TELECOM ETF | 243 | 243 | 0 | $15,000 | $15,000 | $0 |
|---|
ILF
ISHARES TR | | LATN AMER 40 ETF | 300 | 300 | 0 | $8,000 | $8,000 | $0 |
|---|
XHB
SPDR SERIES TRUST | | S&P HOMEBUILD | 300 | 300 | 0 | $10,000 | $10,000 | $0 |
|---|
DTRE
FIRST TR FTSE EPRA/NAREIT DE | | COM | 300 | 300 | 0 | $14,000 | $14,000 | $0 |
|---|
GDXJ
VANECK VECTORS ETF TR | | JR GOLD MINERS E | 303 | 303 | 0 | $13,000 | $13,000 | $0 |
|---|
TBF
PROSHARES TR | | SHRT 20+YR TRE | 400 | 400 | 0 | $8,000 | $8,000 | $0 |
|---|
DOL
WISDOMTREE TR | | INTL LRGCAP DV | 400 | 400 | 0 | $17,000 | $17,000 | $0 |
|---|
FBND
FIDELITY | | TOTAL BD ETF | 400 | 400 | 0 | $20,000 | $20,000 | $0 |
|---|
ALPS ETF TR
CUSIP 00162Q643 | | SPROTT GL MINE | 401 | 401 | 0 | $10,000 | $10,000 | $0 |
|---|
ACWV
ISHARES | | MIN VOL GBL ETF | 444 | 444 | 0 | $34,000 | $34,000 | $0 |
|---|
ELD
WISDOMTREE TR | | EM LCL DEBT FD | 483 | 483 | 0 | $18,000 | $18,000 | $0 |
|---|
VLT
INVESCO HIGH INCOME TR II | | COM | 2 | 2 | 0 | $0 | $0 | $0 |
|---|
SPDR SERIES TRUST
CUSIP 78464A680 | | BRCLYS 1-3MT ETF | 2 | 2 | 0 | $0 | $0 | $0 |
|---|
HYS
PIMCO ETF TR | | 0-5 HIGH YIELD | 4 | 4 | 0 | $0 | $0 | $0 |
|---|
EWN
ISHARES | | MSCI NETHERL ETF | 123 | 123 | 0 | $3,000 | $3,000 | $0 |
|---|
EIDO
ISHARES TR | | MSCI INDONIA ETF | 127 | 127 | 0 | $3,000 | $3,000 | $0 |
|---|
MMU
WESTERN ASST MNGD MUN FD INC | | COM | 17,000 | 17,000 | 0 | $258,000 | $258,000 | $0 |
|---|
FEZ
SPDR INDEX SHS FDS | | EURO STOXX 50 | 150 | 150 | 0 | $5,000 | $5,000 | $0 |
|---|
EWK
ISHARES | | BELGIUM CAPD ETF | 166 | 166 | 0 | $3,000 | $3,000 | $0 |
|---|
VIS
VANGUARD WORLD FDS | | INDUSTRIAL ETF | 8 | 8 | 0 | $1,000 | $1,000 | $0 |
|---|
MIN
MFS INTER INCOME TR | | SH BEN INT | 10 | 10 | 0 | $0 | $0 | $0 |
|---|
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