WFG Advisors, LP historic quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, WFG Advisors, LP opened 659 positions, added to 2,370, reduced 1,671 and sold out of 704.
- Q3 2016: Stock RVT; Country of operation —; Class COM; Shares before 26,302.
- Q3 2016: Stock STEW; Country of operation —; Class COM; Shares before 279,093.
- Q3 2016: Stock RYDEX ETF TRUST; Country of operation —; Class GUG S&P500 EQ WT; Shares before 888.
- Q3 2016: Stock IWV; Country of operation —; Class RUSSELL 3000 ETF; Shares before 40,654.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1533892), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-11); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-10); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-09); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-13); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-12); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-12); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-12); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-24); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-31). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2011-09-30.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | RVT
ROYCE VALUE TR INC | | COM | 26,302 | 150,701 | +124,399 | $310,000 | $1,908,000 | +$1,598,000 | 2016-11-14 |
|---|
| Q3 2016 | STEW
BOULDER GROWTH & INCOME FD I | | COM | 279,093 | 430,376 | +151,283 | $2,269,000 | $3,607,000 | +$1,338,000 | 2016-11-14 |
|---|
| Q3 2016 | RYDEX ETF TRUST
CUSIP 78355W106 | | GUG S&P500 EQ WT | 888 | 11,648 | +10,760 | $71,000 | $974,000 | +$903,000 | 2016-11-14 |
|---|
| Q3 2016 | IWV
ISHARES TR | | RUSSELL 3000 ETF | 40,654 | 45,726 | +5,072 | $5,042,000 | $5,862,000 | +$820,000 | 2016-11-14 |
|---|
| Q3 2016 | VCIT
VANGUARD SCOTTSDALE FDS | | INT-TERM CORP | 4,624 | 12,955 | +8,331 | $413,000 | $1,161,000 | +$748,000 | 2016-11-14 |
|---|
| Q3 2016 | VNQ
VANGUARD INDEX FDS | | REIT ETF | 24,492 | 33,109 | +8,617 | $2,172,000 | $2,872,000 | +$700,000 | 2016-11-14 |
|---|
| Q3 2016 | EFV
ISHARES TR | | EAFE VALUE ETF | 3,194 | 11,278 | +8,084 | $137,000 | $521,000 | +$384,000 | 2016-11-14 |
|---|
| Q3 2016 | EVG
EATON VANCE SH TM DR DIVR IN | | COM | 59,131 | 81,695 | +22,564 | $798,000 | $1,120,000 | +$322,000 | 2016-11-14 |
|---|
| Q3 2016 | JPC
NUVEEN PFD INCOME OPPRTNY FD | | COM | 22,900 | 51,516 | +28,616 | $229,000 | $516,000 | +$287,000 | 2016-11-14 |
|---|
| Q3 2016 | BGT
BLACKROCK FLOATING RATE INCO | | COM | 166,115 | 179,629 | +13,514 | $2,155,000 | $2,429,000 | +$274,000 | 2016-11-14 |
|---|
| Q3 2016 | IWD
ISHARES TR | | RUS 1000 VAL ETF | 3,076 | 5,308 | +2,232 | $318,000 | $561,000 | +$243,000 | 2016-11-14 |
|---|
| Q3 2016 | CWB
SPDR SERIES TRUST | | BRC CNV SECS ETF | 103 | 5,206 | +5,103 | $5,000 | $241,000 | +$236,000 | 2016-11-14 |
|---|
| Q3 2016 | EMD
WESTERN ASSET EMRG MKT DEBT | | COM | 195,189 | 198,705 | +3,516 | $3,002,000 | $3,231,000 | +$229,000 | 2016-11-14 |
|---|
| Q3 2016 | IBB
ISHARES TR | | NASDQ BIOTEC ETF | 4,527 | 4,800 | +273 | $1,165,000 | $1,389,000 | +$224,000 | 2016-11-14 |
|---|
| Q3 2016 | IWN
ISHARES TR | | RUS 2000 VAL ETF | 1,103 | 2,992 | +1,889 | $107,000 | $313,000 | +$206,000 | 2016-11-14 |
|---|
| Q3 2016 | BND
VANGUARD BD INDEX FD INC | | TOTAL BND MRKT | 13,319 | 15,677 | +2,358 | $1,123,000 | $1,319,000 | +$196,000 | 2016-11-14 |
|---|
| Q3 2016 | POWERSHARES ETF TR II
CUSIP 73937B654 | | PWRSHS SP500 LOW | 3,744 | 7,969 | +4,225 | $143,000 | $310,000 | +$167,000 | 2016-11-14 |
|---|
| Q3 2016 | FENY
FIDELITY | | MSCI ENERGY IDX | 29,533 | 37,274 | +7,741 | $573,000 | $739,000 | +$166,000 | 2016-11-14 |
|---|
| Q3 2016 | XLK
SELECT SECTOR SPDR TR | | TECHNOLOGY | 10,212 | 12,675 | +2,463 | $443,000 | $606,000 | +$163,000 | 2016-11-14 |
|---|
| Q3 2016 | IJH
ISHARES TR | | CORE S&P MCP ETF | 13,321 | 13,897 | +576 | $1,990,000 | $2,150,000 | +$160,000 | 2016-11-14 |
|---|
| Q3 2016 | SCZ
ISHARES TR | | EAFE SML CP ETF | 3,937 | 6,583 | +2,646 | $190,000 | $345,000 | +$155,000 | 2016-11-14 |
|---|
| Q3 2016 | IJR
ISHARES TR | | CORE S&P SCP ETF | 493 | 1,532 | +1,039 | $57,000 | $190,000 | +$133,000 | 2016-11-14 |
|---|
| Q3 2016 | PHK
PIMCO HIGH INCOME FD | | COM SHS | 36,361 | 48,660 | +12,299 | $354,000 | $485,000 | +$131,000 | 2016-11-14 |
|---|
| Q3 2016 | XLE
SELECT SECTOR SPDR TR | | SBI INT-ENERGY | 4,396 | 6,046 | +1,650 | $300,000 | $427,000 | +$127,000 | 2016-11-14 |
|---|
| Q3 2016 | VO
VANGUARD INDEX FDS | | MID CAP ETF | 8,040 | 8,655 | +615 | $994,000 | $1,120,000 | +$126,000 | 2016-11-14 |
|---|
| Q3 2016 | XBI
SPDR SERIES TRUST | | S&P BIOTECH | 225 | 2,045 | +1,820 | $12,000 | $136,000 | +$124,000 | 2016-11-14 |
|---|
| Q3 2016 | IVW
ISHARES TR | | S&P 500 GRWT ETF | 806 | 1,791 | +985 | $94,000 | $218,000 | +$124,000 | 2016-11-14 |
|---|
| Q3 2016 | POWERSHARES ETF TRUST
CUSIP 73935X427 | | BASIC MAT SECT | 12,692 | 13,345 | +653 | $683,000 | $775,000 | +$92,000 | 2016-11-14 |
|---|
| Q3 2016 | POWERSHARES ETF TRUST
CUSIP 73935X344 | | TECH SECT PORT | 16,345 | 17,069 | +724 | $618,000 | $709,000 | +$91,000 | 2016-11-14 |
|---|
| Q3 2016 | EWY
ISHARES | | MSCI STH KOR ETF | 53 | 1,553 | +1,500 | $3,000 | $90,000 | +$87,000 | 2016-11-14 |
|---|
| Q3 2016 | EBND
SPDR SERIES TRUST | | BRCLY EM LOCL | 5,207 | 8,157 | +2,950 | $145,000 | $231,000 | +$86,000 | 2016-11-14 |
|---|
| Q3 2016 | ALPS ETF TR
CUSIP 00162Q866 | | ALERIAN MLP | 100,162 | 107,006 | +6,844 | $1,274,000 | $1,358,000 | +$84,000 | 2016-11-14 |
|---|
| Q3 2016 | IVE
ISHARES TR | | S&P 500 VAL ETF | 1,089 | 1,914 | +825 | $101,000 | $182,000 | +$81,000 | 2016-11-14 |
|---|
| Q3 2016 | VB
VANGUARD INDEX FDS | | SMALL CP ETF | 7,807 | 8,046 | +239 | $903,000 | $983,000 | +$80,000 | 2016-11-14 |
|---|
| Q3 2016 | POWERSHARES ETF TR II
CUSIP 73937B779 | | S&P500 LOW VOL | 76,501 | 77,111 | +610 | $3,273,000 | $3,199,000 | -$74,000 | 2016-11-14 |
|---|
| Q3 2016 | ISHARES TR
CUSIP 46435G755 | | IBONDS DEC22 ETF | 2,407 | 5,167 | +2,760 | $64,000 | $136,000 | +$72,000 | 2016-11-14 |
|---|
| Q3 2016 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 5,875 | 6,026 | +151 | $1,231,000 | $1,303,000 | +$72,000 | 2016-11-14 |
|---|
| Q3 2016 | BIZD
VANECK VECTORS ETF TR | | BDC INCOME ETF | 11,703 | 14,917 | +3,214 | $195,000 | $266,000 | +$71,000 | 2016-11-14 |
|---|
| Q3 2016 | VBR
VANGUARD INDEX FDS | | SM CP VAL ETF | 7,532 | 7,806 | +274 | $793,000 | $864,000 | +$71,000 | 2016-11-14 |
|---|
| Q3 2016 | DVY
ISHARES TR | | SELECT DIVID ETF | 12,437 | 13,198 | +761 | $1,061,000 | $1,131,000 | +$70,000 | 2016-11-14 |
|---|
| Q3 2016 | PCN
PIMCO CORPORATE INCOME STRAT | | COM | 1,800 | 6,300 | +4,500 | $28,000 | $97,000 | +$69,000 | 2016-11-14 |
|---|
| Q3 2016 | GNR
SPDR INDEX SHS FDS | | GLB NAT RESRCE | 9,153 | 10,362 | +1,209 | $340,000 | $405,000 | +$65,000 | 2016-11-14 |
|---|
| Q3 2016 | SPDR SERIES TRUST
CUSIP 78464A417 | | BRC HGH YLD BD | 7,739 | 9,294 | +1,555 | $276,000 | $341,000 | +$65,000 | 2016-11-14 |
|---|
| Q3 2016 | EWX
SPDR INDEX SHS FDS | | S&P EMKTSC ETF | 530 | 1,898 | +1,368 | $21,000 | $82,000 | +$61,000 | 2016-11-14 |
|---|
| Q3 2016 | VOE
VANGUARD INDEX FDS | | MCAP VL IDXVIP | 3,016 | 3,488 | +472 | $269,000 | $326,000 | +$57,000 | 2016-11-14 |
|---|
| Q3 2016 | FEM
FIRST TR EXCH TRD ALPHA FD I | | EMERG MKT ALPH | 11,110 | 12,848 | +1,738 | $213,000 | $267,000 | +$54,000 | 2016-11-14 |
|---|
| Q3 2016 | AGG
ISHARES TR | | CORE US AGGBD ET | 8,178 | 8,663 | +485 | $921,000 | $974,000 | +$53,000 | 2016-11-14 |
|---|
| Q3 2016 | IWM
ISHARES TR | | RUSSELL 2000 ETF | 4,630 | 4,702 | +72 | $532,000 | $584,000 | +$52,000 | 2016-11-14 |
|---|
| Q3 2016 | POWERSHARES ETF TRUST
CUSIP 73935X690 | | AERSPC DEF PTF | 3,942 | 4,969 | +1,027 | $148,000 | $193,000 | +$45,000 | 2016-11-14 |
|---|
| Q3 2016 | FAB
FIRST TR MULTI CP VAL ALPHA | | COM SHS | 4,308 | 4,989 | +681 | $183,000 | $227,000 | +$44,000 | 2016-11-14 |
|---|
| Q3 2016 | EFAV
ISHARES TR | | MIN VOL EAFE ETF | 2,033 | 2,633 | +600 | $135,000 | $178,000 | +$43,000 | 2016-11-14 |
|---|
| Q3 2016 | FDL
FIRST TR MORNINGSTAR DIV LEA | | SHS | 21,678 | 22,835 | +1,157 | $582,000 | $623,000 | +$41,000 | 2016-11-14 |
|---|
| Q3 2016 | VWO
VANGUARD INTL EQUITY INDEX F | | FTSE EMR MKT ETF | 7,684 | 8,299 | +615 | $271,000 | $312,000 | +$41,000 | 2016-11-14 |
|---|
| Q3 2016 | BSV
VANGUARD BD INDEX FD INC | | SHORT TRM BOND | 534 | 1,032 | +498 | $43,000 | $83,000 | +$40,000 | 2016-11-14 |
|---|
| Q3 2016 | COMT
ISHARES U S ETF TR | | COMMOD SEL STG | 357 | 1,608 | +1,251 | $12,000 | $52,000 | +$40,000 | 2016-11-14 |
|---|
| Q3 2016 | PDT
HANCOCK JOHN PREMUIM DIV FD | | COM SH BEN INT | 7,752 | 10,342 | +2,590 | $131,000 | $170,000 | +$39,000 | 2016-11-14 |
|---|
| Q3 2016 | MDY
SPDR S&P MIDCAP 400 ETF TR | | UTSER1 S&PDCRP | 2,744 | 2,770 | +26 | $747,000 | $782,000 | +$35,000 | 2016-11-14 |
|---|
| Q3 2016 | VCSH
VANGUARD SCOTTSDALE FDS | | SHRT TRM CORP BD | 400 | 802 | +402 | $32,000 | $65,000 | +$33,000 | 2016-11-14 |
|---|
| Q3 2016 | FXU
FIRST TR EXCHANGE TRADED FD | | UTILITIES ALPH | 5,501 | 6,986 | +1,485 | $149,000 | $181,000 | +$32,000 | 2016-11-14 |
|---|
| Q3 2016 | IUSB
ISHARES TR | | CORE TL USD BD | 452 | 1,510 | +1,058 | $47,000 | $79,000 | +$32,000 | 2016-11-14 |
|---|
| Q3 2016 | REZ
ISHARES TR | | RESID RL EST CAP | 8 | 469 | +461 | $1,000 | $31,000 | +$30,000 | 2016-11-14 |
|---|
| Q3 2016 | HIO
WESTERN ASSET HIGH INCM OPP | | COM | 25,599 | 30,581 | +4,982 | $125,000 | $154,000 | +$29,000 | 2016-11-14 |
|---|
| Q3 2016 | VOO
VANGUARD INDEX FDS | | S&P 500 ETF SHS | 2,772 | 2,824 | +52 | $533,000 | $561,000 | +$28,000 | 2016-11-14 |
|---|
| Q3 2016 | IYW
ISHARES TR | | U.S. TECH ETF | 1,646 | 1,688 | +42 | $173,000 | $201,000 | +$28,000 | 2016-11-14 |
|---|
| Q3 2016 | FRI
FIRST TR S&P REIT INDEX FD | | COM | 3,070 | 4,198 | +1,128 | $76,000 | $102,000 | +$26,000 | 2016-11-14 |
|---|
| Q3 2016 | FTSL
FIRST TR EXCHANGE TRADED FD | | SENIOR LN FD | 1,750 | 2,250 | +500 | $84,000 | $109,000 | +$25,000 | 2016-11-14 |
|---|
| Q3 2016 | POWERSHARES ETF TR II
CUSIP 73937B647 | | S&P400 LOVL PT | 2,015 | 2,660 | +645 | $79,000 | $103,000 | +$24,000 | 2016-11-14 |
|---|
| Q3 2016 | FEMS
FIRST TR EXCH TRD ALPHA FD I | | EM SML CP ALPH | 4,352 | 4,667 | +315 | $129,000 | $153,000 | +$24,000 | 2016-11-14 |
|---|
| Q3 2016 | FDT
FIRST TR EXCH TRD ALPHA FD I | | DEV MRK EX US | 1,780 | 2,100 | +320 | $80,000 | $103,000 | +$23,000 | 2016-11-14 |
|---|
| Q3 2016 | HYG
ISHARES TR | | IBOXX HI YD ETF | 3,728 | 3,889 | +161 | $316,000 | $339,000 | +$23,000 | 2016-11-14 |
|---|
| Q3 2016 | POWERSHARES ETF TRUST
CUSIP 73935X799 | | DYN PHRMA PORT | 2,089 | 2,490 | +401 | $132,000 | $154,000 | +$22,000 | 2016-11-14 |
|---|
| Q3 2016 | EFA
ISHARES TR | | MSCI EAFE ETF | 6,195 | 6,219 | +24 | $346,000 | $368,000 | +$22,000 | 2016-11-14 |
|---|
| Q3 2016 | IVV
ISHARES TR | | CORE S&P500 ETF | 1,451 | 1,502 | +51 | $305,000 | $327,000 | +$22,000 | 2016-11-14 |
|---|
| Q3 2016 | FAD
FIRST TR MULTI CAP VALUE ALP | | COM SHS | 3,014 | 3,305 | +291 | $154,000 | $175,000 | +$21,000 | 2016-11-14 |
|---|
| Q3 2016 | FEMB
FIRST TR EXCH TRADED FD III | | EME MRK BD ETF | 910 | 1,410 | +500 | $39,000 | $60,000 | +$21,000 | 2016-11-14 |
|---|
| Q3 2016 | IJJ
ISHARES TR | | S&P MC 400VL ETF | 569 | 706 | +137 | $73,000 | $94,000 | +$21,000 | 2016-11-14 |
|---|
| Q3 2016 | FXI
ISHARES TR | | CHINA LG-CAP ETF | 2,722 | 2,981 | +259 | $93,000 | $113,000 | +$20,000 | 2016-11-14 |
|---|
| Q3 2016 | FIW
FIRST TR ISE WATER INDEX FD | | COM | 2,677 | 3,012 | +335 | $94,000 | $114,000 | +$20,000 | 2016-11-14 |
|---|
| Q3 2016 | VSS
VANGUARD INTL EQUITY INDEX F | | FTSE SMCAP ETF | 350 | 530 | +180 | $33,000 | $53,000 | +$20,000 | 2016-11-14 |
|---|
| Q3 2016 | ITOT
ISHARES TR | | CORE S&P TTL STK | 3,880 | 7,880 | +4,000 | $370,000 | $390,000 | +$20,000 | 2016-11-14 |
|---|
| Q3 2016 | DIREXION SHS ETF TR
CUSIP 25490K570 | | DAILY GOLD MINER | 351 | 1,255 | +904 | $44,000 | $24,000 | -$20,000 | 2016-11-14 |
|---|
| Q3 2016 | FXN
FIRST TR EXCHANGE TRADED FD | | ENERGY ALPHADX | 13,965 | 14,725 | +760 | $208,000 | $227,000 | +$19,000 | 2016-11-14 |
|---|
| Q3 2016 | MUB
ISHARES TR | | NATIONAL MUN ETF | 345 | 514 | +169 | $39,000 | $58,000 | +$19,000 | 2016-11-14 |
|---|
| Q3 2016 | HYLS
FIRST TR EXCHANGE TRADED FD | | FIRST TR TA HIYL | 1,473 | 1,822 | +349 | $70,000 | $89,000 | +$19,000 | 2016-11-14 |
|---|
| Q3 2016 | IJS
ISHARES TR | | SP SMCP600VL ETF | 79 | 223 | +144 | $9,000 | $28,000 | +$19,000 | 2016-11-14 |
|---|
| Q3 2016 | FFC
FLAHERTY&CRMN PFD SEC INCOM | | COM | 9,249 | 10,467 | +1,218 | $200,000 | $218,000 | +$18,000 | 2016-11-14 |
|---|
| Q3 2016 | FXD
FIRST TR EXCHANGE TRADED FD | | CONSUMR DISCRE | 11,425 | 11,447 | +22 | $385,000 | $403,000 | +$18,000 | 2016-11-14 |
|---|
| Q3 2016 | IJK
ISHARES TR | | S&P MC 400GR ETF | 20 | 122 | +102 | $3,000 | $21,000 | +$18,000 | 2016-11-14 |
|---|
| Q3 2016 | VTI
VANGUARD INDEX FDS | | TOTAL STK MKT | 3,350 | 3,382 | +32 | $359,000 | $377,000 | +$18,000 | 2016-11-14 |
|---|
| Q3 2016 | DIA
SPDR DOW JONES INDL AVRG ETF | | UT SER 1 | 3,037 | 3,068 | +31 | $544,000 | $561,000 | +$17,000 | 2016-11-14 |
|---|
| Q3 2016 | FPX
FIRST TR US IPO INDEX FD | | SHS | 4,529 | 4,530 | +1 | $229,000 | $246,000 | +$17,000 | 2016-11-14 |
|---|
| Q3 2016 | VBK
VANGUARD INDEX FDS | | SML CP GRW ETF | 1,003 | 1,073 | +70 | $124,000 | $141,000 | +$17,000 | 2016-11-14 |
|---|
| Q3 2016 | POWERSHARES ETF TR II
CUSIP 73937B688 | | INTL DEV LOWVL | 1,012 | 1,522 | +510 | $30,000 | $47,000 | +$17,000 | 2016-11-14 |
|---|
| Q3 2016 | XLP
SELECT SECTOR SPDR TR | | SBI CONS STPLS | 16,597 | 16,891 | +294 | $915,000 | $899,000 | -$16,000 | 2016-11-14 |
|---|
| Q3 2016 | VHT
VANGUARD WORLD FDS | | HEALTH CAR ETF | 2,248 | 2,318 | +70 | $293,000 | $308,000 | +$15,000 | 2016-11-14 |
|---|
| Q3 2016 | VDC
VANGUARD WORLD FDS | | CONSUM STP ETF | 3,631 | 3,860 | +229 | $513,000 | $528,000 | +$15,000 | 2016-11-14 |
|---|
| Q3 2016 | NHS
NEUBERGER BERMAN HGH YLD FD | | COM | 2,250 | 3,250 | +1,000 | $25,000 | $39,000 | +$14,000 | 2016-11-14 |
|---|
| Q3 2016 | POWERSHARES ETF TRUST II
CUSIP 73936Q769 | | SENIOR LN PORT | 175 | 772 | +597 | $4,000 | $18,000 | +$14,000 | 2016-11-14 |
|---|
| Q3 2016 | IEFA
ISHARES TR | | CORE MSCI EAFE | 648 | 879 | +231 | $34,000 | $48,000 | +$14,000 | 2016-11-14 |
|---|
| Q3 2016 | SDY
SPDR SERIES TRUST | | S&P DIVID ETF | 10,844 | 10,947 | +103 | $910,000 | $923,000 | +$13,000 | 2016-11-14 |
|---|
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