Barrett Asset Management, LLC current holdings: USA ETF
Barrett Asset Management, LLC reported $0.04 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 90 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are VB, IWB, EFA.
- VB: Country of operation —; Class ETF; Shares 113,048; Value $13,812,000.
- IWB: Country of operation —; Class ETF; Shares 29,692; Value $3,577,000.
- EFA: Country of operation —; Class ETF; Shares 52,440; Value $3,101,000.
- SPY: Country of operation —; Class ETF; Shares 13,983; Value $3,025,000.
Form 13F-HR as filed (SEC CIK 1526411): quarter ended 2016-09-30, filed 2016-11-03. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|
VB
VANGUARD INDEX FDS SMALL CP ET | | ETF | 113,048 | $13,812,000 | 2016-09-30 | 2016-11-03 | |
|---|
IWB
ISHARES TR RUS 1000 ETF | | ETF | 29,692 | $3,577,000 | 2016-09-30 | 2016-11-03 | |
|---|
EFA
ISHARES TR MSCI EAFE ETF | | ETF | 52,440 | $3,101,000 | 2016-09-30 | 2016-11-03 | |
|---|
SPY
SPDR S&P 500 ETF TR TR UNI | | ETF | 13,983 | $3,025,000 | 2016-09-30 | 2016-11-03 | |
|---|
IWP
ISHARES TR RUS MD CP GR ETF | | ETF | 30,725 | $2,992,000 | 2016-09-30 | 2016-11-03 | |
|---|
IJK
ISHARES TR S&P MC 400GR ET | | ETF | 16,182 | $2,827,000 | 2016-09-30 | 2016-11-03 | |
|---|
VOO
VANGUARD INDEX FDS S&P 500 | | ETF | 5,150 | $1,023,000 | 2016-09-30 | 2016-11-03 | |
|---|
VEU
VANGUARD INTL EQUITY INDEX F A | | ETF | 18,180 | $826,000 | 2016-09-30 | 2016-11-03 | |
|---|
DSI
ISHARES TR MSCI KLD400 SOC | | ETF | 5,291 | $426,000 | 2016-09-30 | 2016-11-03 | |
|---|
MBB
ISHARES TR MBS ETF | | ETF | 3,400 | $374,000 | 2016-09-30 | 2016-11-03 | |
|---|
SCHD
SCHWAB STRATEGIC TR US DIVIDEN | | ETF | 7,200 | $305,000 | 2016-09-30 | 2016-11-03 | |
|---|
BND
VANGUARD BD INDEX FD INC TOTAL | | ETF | 3,474 | $292,000 | 2016-09-30 | 2016-11-03 | |
|---|
SCHA
SCHWAB STRATEGIC TR US SML CAP | | ETF | 5,015 | $289,000 | 2016-09-30 | 2016-11-03 | |
|---|
EEM
ISHARES TR MSCI EMG MKT ETF | | ETF | 7,525 | $282,000 | 2016-09-30 | 2016-11-03 | |
|---|
XLF
SELECT SECTOR SPDR TR SBI INT- | | ETF | 14,534 | $281,000 | 2016-09-30 | 2016-11-03 | |
|---|
IJH
ISHARES TR CORE S&P MCP ET | | ETF | 1,700 | $263,000 | 2016-09-30 | 2016-11-03 | |
|---|
SCHX
SCHWAB STRATEGIC TR US LRG CAP | | ETF | 4,625 | $239,000 | 2016-09-30 | 2016-11-03 | |
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DVY
ISHARES TR SELECT DIVID ETF | | ETF | 2,125 | $182,000 | 2016-09-30 | 2016-11-03 | |
|---|
VWO
VANGUARD INTL EQUITY INDEX F F | | ETF | 4,715 | $177,000 | 2016-09-30 | 2016-11-03 | |
|---|
IBB
ISHARES TR NASDQ BIOTEC ETF | | ETF | 560 | $162,000 | 2016-09-30 | 2016-11-03 | |
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XLU
SELECT SECTOR SPDR TR SBI INT- | | ETF | 3,300 | $162,000 | 2016-09-30 | 2016-11-03 | |
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IWR
ISHARES TR RUS MID-CAP ETF | | ETF | 925 | $161,000 | 2016-09-30 | 2016-11-03 | |
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PFF
ISHARES TR U.S. PFD STK ETF | | ETF | 4,050 | $160,000 | 2016-09-30 | 2016-11-03 | |
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IWO
ISHARES TR RUS 2000 GRW ETF | | ETF | 1,033 | $154,000 | 2016-09-30 | 2016-11-03 | |
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IGSB
ISHARES TR 1-3 YR CR BD ETF | | ETF | 1,430 | $151,000 | 2016-09-30 | 2016-11-03 | |
|---|
SCHE
SCHWAB STRATEGIC TR EMRG MKTEQ | | ETF | 6,330 | $146,000 | 2016-09-30 | 2016-11-03 | |
|---|
IWM
ISHARES TR RUSSELL 2000 ETF | | ETF | 1,145 | $142,000 | 2016-09-30 | 2016-11-03 | |
|---|
POWERSHARES ETF TRUST WNDRHLL
CUSIP 73935X500 | | ETF | 36,600 | $142,000 | 2016-09-30 | 2016-11-03 | |
|---|
SCHF
SCHWAB STRATEGIC TR INTL EQTY | | COM | 4,705 | $135,000 | 2016-09-30 | 2016-11-03 | |
|---|
POWERSHARES ETF TR II INSUR NA
CUSIP 73936T474 | | ETF | 5,000 | $130,000 | 2016-09-30 | 2016-11-03 | |
|---|
VT
VANGUARD INTL EQUITY INDEX F T | | ETF | 2,050 | $125,000 | 2016-09-30 | 2016-11-03 | |
|---|
ISTB
ISHARES TR CORE ST USDB ETF | | ETF | 2,410 | $122,000 | 2016-09-30 | 2016-11-03 | |
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IWS
ISHARES TR RUS MDCP VAL ETF | | ETF | 1,567 | $120,000 | 2016-09-30 | 2016-11-03 | |
|---|
VKQ
INVESCO MUN TR COM | | ETF | 7,555 | $104,000 | 2016-09-30 | 2016-11-03 | |
|---|
IJR
ISHARES TR CORE S&P SCP ET | | ETF | 748 | $93,000 | 2016-09-30 | 2016-11-03 | |
|---|
VSS
VANGUARD INTL EQUITY INDEX F F | | ETF | 900 | $90,000 | 2016-09-30 | 2016-11-03 | |
|---|
IWF
ISHARES TR RUS 1000 GRW ETF | | ETF | 807 | $84,000 | 2016-09-30 | 2016-11-03 | |
|---|
IVW
ISHARES TR S&P 500 GRWT ET | | ETF | 667 | $81,000 | 2016-09-30 | 2016-11-03 | |
|---|
LQD
ISHARES TR IBOXX INV CP ETF | | ETF | 649 | $80,000 | 2016-09-30 | 2016-11-03 | |
|---|
POWERSHARES ETF TR II PFD PORT
CUSIP 73936T565 | | ETF | 5,300 | $80,000 | 2016-09-30 | 2016-11-03 | |
|---|
SUSA
ISHARES TR USA ESG SLCT ETF | | ETF | 850 | $77,000 | 2016-09-30 | 2016-11-03 | |
|---|
PDT
HANCOCK JOHN PREMUIM DIV FD CO | | ETF | 4,500 | $74,000 | 2016-09-30 | 2016-11-03 | |
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VIG
VANGUARD SPECIALIZED PORTFOL D | | ETF | 800 | $67,000 | 2016-09-30 | 2016-11-03 | |
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XLRE
SELECT SECTOR SPDR TR RL EST S | | COM | 2,021 | $66,000 | 2016-09-30 | 2016-11-03 | |
|---|
SCHH
SCHWAB STRATEGIC TR US REIT ET | | ETF | 1,450 | $62,000 | 2016-09-30 | 2016-11-03 | |
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VO
VANGUARD INDEX FDS MID CAP ETF | | ETF | 450 | $58,000 | 2016-09-30 | 2016-11-03 | |
|---|
IWD
ISHARES TR RUS 1000 VAL ETF | | ETF | 514 | $54,000 | 2016-09-30 | 2016-11-03 | |
|---|
IEI
ISHARES TR 3-7 YR TR BD ETF | | ETF | 416 | $53,000 | 2016-09-30 | 2016-11-03 | |
|---|
SCHB
SCHWAB STRATEGIC TR US BRD MKT | | ETF | 1,015 | $53,000 | 2016-09-30 | 2016-11-03 | |
|---|
BSV
VANGUARD BD INDEX FD INC SHORT | | ETF | 607 | $49,000 | 2016-09-30 | 2016-11-03 | |
|---|
VOT
VANGUARD INDEX FDS MCAP GR IDX | | ETF | 450 | $48,000 | 2016-09-30 | 2016-11-03 | |
|---|
XLK
SELECT SECTOR SPDR TR TECHNOLO | | ETF | 950 | $45,000 | 2016-09-30 | 2016-11-03 | |
|---|
VCSH
VANGUARD SCOTTSDALE FDS SHRT T | | ETF | 550 | $44,000 | 2016-09-30 | 2016-11-03 | |
|---|
VBK
VANGUARD INDEX FDS SML CP GRW | | ETF | 300 | $40,000 | 2016-09-30 | 2016-11-03 | |
|---|
POWERSHARES ETF TR II PWRSHS S
CUSIP 73937B654 | | ETF | 1,000 | $39,000 | 2016-09-30 | 2016-11-03 | |
|---|
ISHARES GOLD TRUST ISHARES
CUSIP 464285105 | | COM | 3,000 | $38,000 | 2016-09-30 | 2016-11-03 | |
|---|
VNQ
VANGUARD INDEX FDS REIT ETF | | ETF | 435 | $38,000 | 2016-09-30 | 2016-11-03 | |
|---|
DGS
WISDOMTREE TR EMG MKTS SMCAP | | ETF | 900 | $38,000 | 2016-09-30 | 2016-11-03 | |
|---|
IYH
ISHARES TR US HLTHCARE ETF | | ETF | 245 | $37,000 | 2016-09-30 | 2016-11-03 | |
|---|
POWERSHARES QQQ TRUST UNIT SER
CUSIP 73935A104 | | ETF | 286 | $34,000 | 2016-09-30 | 2016-11-03 | |
|---|
EFG
ISHARES TR EAFE GRWTH ETF | | ETF | 487 | $33,000 | 2016-09-30 | 2016-11-03 | |
|---|
HEFA
ISHARES TR HDG MSCI EAFE | | ETF | 1,338 | $33,000 | 2016-09-30 | 2016-11-03 | |
|---|
IYW
ISHARES TR U.S. TECH ETF | | ETF | 260 | $31,000 | 2016-09-30 | 2016-11-03 | |
|---|
IVE
ISHARES TR S&P 500 VAL ETF | | ETF | 258 | $24,000 | 2016-09-30 | 2016-11-03 | |
|---|
IDV
ISHARES TR INTL SEL DIV ETF | | ETF | 800 | $24,000 | 2016-09-30 | 2016-11-03 | |
|---|
MORGAN STANLEY EMER MKTS FD CO
CUSIP 61744G107 | | ETF | 1,644 | $24,000 | 2016-09-30 | 2016-11-03 | |
|---|
AGG
ISHARES TR CORE US AGGBD ET | | ETF | 205 | $23,000 | 2016-09-30 | 2016-11-03 | |
|---|
IYJ
ISHARES TR U.S. INDS ETF | | ETF | 200 | $23,000 | 2016-09-30 | 2016-11-03 | |
|---|
IVV
ISHARES TR CORE S&P500 ETF | | ETF | 100 | $22,000 | 2016-09-30 | 2016-11-03 | |
|---|
GLOBAL X FDS GLB X SUPERDIV
CUSIP 37950E549 | | ETF | 900 | $19,000 | 2016-09-30 | 2016-11-03 | |
|---|
IEMG
ISHARES INC CORE MSCI EMKT | | ETF | 416 | $19,000 | 2016-09-30 | 2016-11-03 | |
|---|
MORGAN STANLEY ASIA PAC FD I C
CUSIP 61744U106 | | ETF | 1,229 | $19,000 | 2016-09-30 | 2016-11-03 | |
|---|
DEM
WISDOMTREE TR EMER MKT HIGH FD | | ETF | 500 | $19,000 | 2016-09-30 | 2016-11-03 | |
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EES
WISDOMTREE TR SMLCAP EARN FD | | ETF | 225 | $19,000 | 2016-09-30 | 2016-11-03 | |
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NRK
NUVEEN NY AMT FREE MUN INCOM C | | ETF | 1,240 | $18,000 | 2016-09-30 | 2016-11-03 | |
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IYF
ISHARES TR U.S. FINLS ETF | | ETF | 160 | $14,000 | 2016-09-30 | 2016-11-03 | |
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IYE
ISHARES TR U.S. ENERGY ETF | | ETF | 370 | $14,000 | 2016-09-30 | 2016-11-03 | |
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IEF
ISHARES TR 7-10 Y TR BD ETF | | ETF | 106 | $12,000 | 2016-09-30 | 2016-11-03 | |
|---|
CII
BLACKROCK ENH CAP & INC FD | | ETF | 775 | $11,000 | 2016-09-30 | 2016-11-03 | |
|---|
ISHARES TR IBNDS MAR20 ETF
CUSIP 46432FAK3 | | ETF | 400 | $10,000 | 2016-09-30 | 2016-11-03 | |
|---|
ISHARES MSCI SINGAP ETF
CUSIP 464286673 | | ETF | 700 | $8,000 | 2016-09-30 | 2016-11-03 | |
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URE
PROSHARES TR ULT R/EST NEW | | ETF | 65 | $8,000 | 2016-09-30 | 2016-11-03 | |
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VEA
VANGUARD TAX MANAGED INTL FD F | | ETF | 150 | $6,000 | 2016-09-30 | 2016-11-03 | |
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DEUTSCHE MUN INCOME COM
CUSIP 25160C106 | | ETF | 425 | $6,000 | 2016-09-30 | 2016-11-03 | |
|---|
POWERSHARES DB CMDTY IDX TRA U
CUSIP 73935S105 | | ETF | 400 | $6,000 | 2016-09-30 | 2016-11-03 | |
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SPEU
SPDR INDEX SHS FDS STOXX EUR 5 | | ETF | 200 | $6,000 | 2016-09-30 | 2016-11-03 | |
|---|
SCHM
SCHWAB STRATEGIC TR US MID-CAP | | ETF | 75 | $3,000 | 2016-09-30 | 2016-11-03 | |
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TIP
ISHARES TR TIPS BD ETF | | ETF | 10 | $1,000 | 2016-09-30 | 2016-11-03 | |
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SCHC
SCHWAB STRATEGIC TR INTL SCEQT | | ETF | 41 | $1,000 | 2016-09-30 | 2016-11-03 | |
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POWERSHARES ETF TRUST HI YLD E
CUSIP 73935X302 | | ETF | 0 | $0 | 2016-09-30 | 2016-11-03 | |
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