DUBUQUE BANK & TRUST CO current holdings: USA ETF
DUBUQUE BANK & TRUST CO reported $0.15 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 86 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are VEA, VTI, IWM.
- VEA: Country of operation —; Class FTSE DEV MKT ETF; Shares 1,294,135; Value $48,414,000.
- VTI: Country of operation —; Class TOTAL STK MKT; Shares 207,573; Value $23,109,000.
- IWM: Country of operation —; Class RUSSELL 2000 ETF; Shares 123,637; Value $15,357,000.
- VWO: Country of operation —; Class FTSE EMR MKT ETF; Shares 311,021; Value $11,704,000.
Form 13F-HR as filed (SEC CIK 933482): quarter ended 2016-09-30, filed 2016-11-08. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|
VEA
Vanguard ETF/USA | | FTSE DEV MKT ETF | 1,294,135 | $48,414,000 | 2016-09-30 | 2016-11-08 | |
|---|
VTI
Vanguard ETF/USA | | TOTAL STK MKT | 207,573 | $23,109,000 | 2016-09-30 | 2016-11-08 | |
|---|
IWM
BlackRock Fund Advisors | | RUSSELL 2000 ETF | 123,637 | $15,357,000 | 2016-09-30 | 2016-11-08 | |
|---|
VWO
Vanguard ETF/USA | | FTSE EMR MKT ETF | 311,021 | $11,704,000 | 2016-09-30 | 2016-11-08 | |
|---|
EFV
BlackRock Fund Advisors | | EAFE VALUE ETF | 198,957 | $9,184,000 | 2016-09-30 | 2016-11-08 | |
|---|
EZU
iShares ETFs/USA | | MSCI EURZONE ETF | 207,226 | $7,147,000 | 2016-09-30 | 2016-11-08 | |
|---|
ADX
Adams Funds Advisers LLC | | COM | 417,190 | $5,486,000 | 2016-09-30 | 2016-11-08 | |
|---|
VGT
Vanguard ETF/USA | | INF TECH ETF | 43,405 | $5,225,000 | 2016-09-30 | 2016-11-08 | |
|---|
IVE
BlackRock Fund Advisors | | S&P 500 VAL ETF | 33,815 | $3,211,000 | 2016-09-30 | 2016-11-08 | |
|---|
RNP
Cohen & Steers Capital Management Inc | | COM | 105,204 | $2,120,000 | 2016-09-30 | 2016-11-08 | |
|---|
JQC
Nuveen Closed-End Funds/USA | | COM SHS | 236,239 | $2,003,000 | 2016-09-30 | 2016-11-08 | |
|---|
SPY
SSgA Funds Management Inc | | TR UNIT | 7,992 | $1,729,000 | 2016-09-30 | 2016-11-08 | |
|---|
VDC
Vanguard ETF/USA | | CONSUM STP ETF | 11,483 | $1,572,000 | 2016-09-30 | 2016-11-08 | |
|---|
VHT
Vanguard ETF/USA | | HEALTH CAR ETF | 9,315 | $1,238,000 | 2016-09-30 | 2016-11-08 | |
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VOX
Vanguard ETF/USA | | TELCOMM ETF | 11,836 | $1,117,000 | 2016-09-30 | 2016-11-08 | |
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JLS
Nuveen Closed-End Funds/USA | | COM | 42,830 | $1,036,000 | 2016-09-30 | 2016-11-08 | |
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VPU
Vanguard ETF/USA | | UTILITIES ETF | 8,796 | $941,000 | 2016-09-30 | 2016-11-08 | |
|---|
IVV
BlackRock Fund Advisors | | CORE S&P500 ETF | 3,632 | $790,000 | 2016-09-30 | 2016-11-08 | |
|---|
VDE
Vanguard ETF/USA | | ENERGY ETF | 7,518 | $734,000 | 2016-09-30 | 2016-11-08 | |
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IJH
BlackRock Fund Advisors | | CORE S&P MCP ETF | 3,830 | $593,000 | 2016-09-30 | 2016-11-08 | |
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IJR
BlackRock Fund Advisors | | CORE S&P SCP ETF | 4,246 | $527,000 | 2016-09-30 | 2016-11-08 | |
|---|
DXJ
WisdomTree Asset Management Inc | | JAPN HEDGE EQT | 11,999 | $515,000 | 2016-09-30 | 2016-11-08 | |
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IWD
BlackRock Fund Advisors | | RUS 1000 VAL ETF | 3,869 | $409,000 | 2016-09-30 | 2016-11-08 | |
|---|
SDY
SSgA Funds Management Inc | | S&P DIVID ETF | 4,363 | $368,000 | 2016-09-30 | 2016-11-08 | |
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VIG
Vanguard ETF/USA | | DIV APP ETF | 4,313 | $362,000 | 2016-09-30 | 2016-11-08 | |
|---|
DSL
DoubleLine Funds/USA | | COM | 16,244 | $311,000 | 2016-09-30 | 2016-11-08 | |
|---|
VO
Vanguard ETF/USA | | MID CAP ETF | 2,265 | $293,000 | 2016-09-30 | 2016-11-08 | |
|---|
IWR
BlackRock Fund Advisors | | RUS MID-CAP ETF | 1,446 | $252,000 | 2016-09-30 | 2016-11-08 | |
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IVW
BlackRock Fund Advisors | | S&P 500 GRWT ETF | 1,482 | $180,000 | 2016-09-30 | 2016-11-08 | |
|---|
IWF
BlackRock Fund Advisors | | RUS 1000 GRW ETF | 1,692 | $176,000 | 2016-09-30 | 2016-11-08 | |
|---|
MUB
BlackRock Fund Advisors | | NATIONAL MUN ETF | 1,330 | $150,000 | 2016-09-30 | 2016-11-08 | |
|---|
LQD
iShares ETFs/USA | | IBOXX INV CP ETF | 850 | $105,000 | 2016-09-30 | 2016-11-08 | |
|---|
VUG
Vanguard ETF/USA | | GROWTH ETF | 900 | $101,000 | 2016-09-30 | 2016-11-08 | |
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VTWO
Vanguard ETF/USA | | VNG RUS2000IDX | 880 | $88,000 | 2016-09-30 | 2016-11-08 | |
|---|
VTV
Vanguard ETF/USA | | VALUE ETF | 938 | $82,000 | 2016-09-30 | 2016-11-08 | |
|---|
GDXJ
VanEck Vectors ETFs/USA | | None | 1,750 | $78,000 | 2016-09-30 | 2016-11-08 | |
|---|
GDX
VanEck Vectors ETFs/USA | | None | 2,900 | $77,000 | 2016-09-30 | 2016-11-08 | |
|---|
VOO
Vanguard ETF/USA | | S&P 500 ETF SHS | 368 | $73,000 | 2016-09-30 | 2016-11-08 | |
|---|
DIA
PDR Services LLC | | UT SER 1 | 380 | $69,000 | 2016-09-30 | 2016-11-08 | |
|---|
DVY
BlackRock Fund Advisors | | SELECT DIVID ETF | 790 | $68,000 | 2016-09-30 | 2016-11-08 | |
|---|
DTD
WisdomTree Asset Management Inc | | TOTAL DIVID FD | 858 | $67,000 | 2016-09-30 | 2016-11-08 | |
|---|
RWR
SSgA Funds Management Inc | | DJ REIT ETF | 600 | $58,000 | 2016-09-30 | 2016-11-08 | |
|---|
HQH
H&Q Funds/USA | | SH BEN INT | 2,122 | $51,000 | 2016-09-30 | 2016-11-08 | |
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VNQ
Vanguard ETF/USA | | REIT ETF | 571 | $50,000 | 2016-09-30 | 2016-11-08 | |
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MDY
State Street ETF/USA | | UTSER1 S&PDCRP | 150 | $42,000 | 2016-09-30 | 2016-11-08 | |
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FOF
Cohen & Steers Capital Management Inc | | COM | 3,286 | $40,000 | 2016-09-30 | 2016-11-08 | |
|---|
UTF
Cohen & Steers Capital Management Inc | | COM | 1,808 | $39,000 | 2016-09-30 | 2016-11-08 | |
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JPC
Nuveen Closed-End Funds/USA | | COM | 3,803 | $38,000 | 2016-09-30 | 2016-11-08 | |
|---|
VB
Vanguard ETF/USA | | SMALL CP ETF | 300 | $37,000 | 2016-09-30 | 2016-11-08 | |
|---|
VSS
Vanguard ETF/USA | | FTSE SMCAP ETF | 321 | $32,000 | 2016-09-30 | 2016-11-08 | |
|---|
VCR
Vanguard ETF/USA | | CONSUM DIS ETF | 235 | $30,000 | 2016-09-30 | 2016-11-08 | |
|---|
TIP
BlackRock Fund Advisors | | TIPS BD ETF | 260 | $30,000 | 2016-09-30 | 2016-11-08 | |
|---|
KYN
KA Fund Advisors LLC | | COM | 1,412 | $29,000 | 2016-09-30 | 2016-11-08 | |
|---|
BIV
Vanguard ETF/USA | | INTERMED TERM | 306 | $27,000 | 2016-09-30 | 2016-11-08 | |
|---|
BSV
Vanguard ETF/USA | | SHORT TRM BOND | 286 | $23,000 | 2016-09-30 | 2016-11-08 | |
|---|
XT
BlackRock Fund Advisors | | None | 780 | $21,000 | 2016-09-30 | 2016-11-08 | |
|---|
RQI
Cohen & Steers Capital Management Inc | | COM | 1,530 | $20,000 | 2016-09-30 | 2016-11-08 | |
|---|
MBB
BlackRock Fund Advisors | | MBS ETF | 135 | $15,000 | 2016-09-30 | 2016-11-08 | |
|---|
BlackRock Fund Advisors
CUSIP 464285105 | | ISHARES | 1,000 | $13,000 | 2016-09-30 | 2016-11-08 | |
|---|
BLV
Vanguard ETF/USA | | LONG TERM BOND | 123 | $12,000 | 2016-09-30 | 2016-11-08 | |
|---|
JPIN
JP Morgan ETFs/USA | | None | 225 | $12,000 | 2016-09-30 | 2016-11-08 | |
|---|
VXUS
Vanguard ETF/USA | | VG TL INTL STK F | 237 | $11,000 | 2016-09-30 | 2016-11-08 | |
|---|
XLE
SSgA Funds Management Inc | | SBI INT-ENERGY | 157 | $11,000 | 2016-09-30 | 2016-11-08 | |
|---|
BND
Vanguard ETF/USA | | TOTAL BND MRKT | 123 | $10,000 | 2016-09-30 | 2016-11-08 | |
|---|
EXG
Eaton Vance Management | | COM | 1,200 | $10,000 | 2016-09-30 | 2016-11-08 | |
|---|
IGOV
iShares ETFs/USA | | INTL TREA BD ETF | 85 | $9,000 | 2016-09-30 | 2016-11-08 | |
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EMB
BlackRock Fund Advisors | | JP MOR EM MK ETF | 74 | $9,000 | 2016-09-30 | 2016-11-08 | |
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BCX
BlackRock Funds/Closed-end/USA | | SHS | 1,039 | $8,000 | 2016-09-30 | 2016-11-08 | |
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SCHV
Charles Schwab Investment Management Inc | | US LCAP VA ETF | 185 | $8,000 | 2016-09-30 | 2016-11-08 | |
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EEMV
iShares ETFs/USA | | MIN VOL EMRG MKT | 130 | $7,000 | 2016-09-30 | 2016-11-08 | |
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IWS
BlackRock Fund Advisors | | RUS MDCP VAL ETF | 89 | $7,000 | 2016-09-30 | 2016-11-08 | |
|---|
ISCV
BlackRock Fund Advisors | | MRNING SM CP ETF | 52 | $7,000 | 2016-09-30 | 2016-11-08 | |
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SCHG
Charles Schwab Investment Management Inc | | US LCAP GR ETF | 123 | $7,000 | 2016-09-30 | 2016-11-08 | |
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VOT
Vanguard ETF/USA | | MCAP GR IDXVIP | 48 | $5,000 | 2016-09-30 | 2016-11-08 | |
|---|
JPEM
JP Morgan ETFs/USA | | None | 112 | $5,000 | 2016-09-30 | 2016-11-08 | |
|---|
TDIV
First Trust Advisors LP | | NASD TECH DIV | 157 | $5,000 | 2016-09-30 | 2016-11-08 | |
|---|
GUNR
Northern Trust Investments Inc | | MORNSTAR UPSTR | 160 | $4,000 | 2016-09-30 | 2016-11-08 | |
|---|
PEO
Adams Express Co/Closed-end/US | | COM | 207 | $4,000 | 2016-09-30 | 2016-11-08 | |
|---|
DBEU
DBX Advisors LLC | | DB XTR MSCI EUR | 170 | $4,000 | 2016-09-30 | 2016-11-08 | |
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FDM
First Trust Advisors LP | | COM SHS ANNUAL | 100 | $4,000 | 2016-09-30 | 2016-11-08 | |
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VBK
Vanguard ETF/USA | | SML CP GRW ETF | 25 | $3,000 | 2016-09-30 | 2016-11-08 | |
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TBT
ProShares ETFs/USA | | PSHS ULTSH 20YRS | 50 | $2,000 | 2016-09-30 | 2016-11-08 | |
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XLB
SSgA Funds Management Inc | | SBI MATERIALS | 14 | $1,000 | 2016-09-30 | 2016-11-08 | |
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DGS
WisdomTree Asset Management Inc | | EMG MKTS SMCAP | 1 | $0 | 2016-09-30 | 2016-11-08 | |
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SDOG
ALPS Advisors Inc | | SECTR DIV DOGS | 1 | $0 | 2016-09-30 | 2016-11-08 | |
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CARZ
First Trust Advisors LP | | AUTO INDEX FD | 13 | $0 | 2016-09-30 | 2016-11-08 | |
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