Mosaic Family Wealth, LLC current holdings: USA ETF
Mosaic Family Wealth, LLC reported $0.12 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 145 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are VUG, DBEF, VTV.
- VUG: Country of operation —; Class ETF; Shares 231,934; Value $26,044,000.
- DBEF: Country of operation —; Class ETF; Shares 780,639; Value $20,593,000.
- VTV: Country of operation —; Class ETF; Shares 103,776; Value $9,029,000.
- EFA: Country of operation —; Class ETF; Shares 138,216; Value $8,173,000.
Form 13F-HR as filed (SEC CIK 1674343): quarter ended 2016-09-30, filed 2016-11-16. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|---|---|---|---|---|---|---|
| VUG VANGUARD GROWTH INDEX FUND | ETF | 231,934 | $26,044,000 | 2016-09-30 | 2016-11-16 | ||
| DBEF DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQUITY ETF | ETF | 780,639 | $20,593,000 | 2016-09-30 | 2016-11-16 | ||
| VTV VANGUARD VALUE INDEX FUND | ETF | 103,776 | $9,029,000 | 2016-09-30 | 2016-11-16 | ||
| EFA ISHARES MSCI EAFE ETF | ETF | 138,216 | $8,173,000 | 2016-09-30 | 2016-11-16 | ||
| VBK VANGUARD SMALL-CAP GROWTH INDEX FUND | ETF | 58,137 | $7,661,000 | 2016-09-30 | 2016-11-16 | ||
| VOT VANGUARD MID-CAP GROWTH INDEX FUND | ETF | 51,152 | $5,442,000 | 2016-09-30 | 2016-11-16 | ||
| IWF ISHARES RUSSELL 1000 GROWTH ETF | ETF | 30,973 | $3,226,000 | 2016-09-30 | 2016-11-16 | ||
| VWO VANGUARD FTSE EMERGING MARKETS ETF | ETF | 81,675 | $3,073,000 | 2016-09-30 | 2016-11-16 | ||
| IWD ISHARES RUSSELL 1000 VALUE ETF | ETF | 28,944 | $3,057,000 | 2016-09-30 | 2016-11-16 | ||
| BSV VANGUARD SHORT-TERM BOND INDEX FUND | ETF | 30,174 | $2,439,000 | 2016-09-30 | 2016-11-16 | ||
| VOE VANGUARD MID-CAP VALUE INDEX FUND | ETF | 23,062 | $2,158,000 | 2016-09-30 | 2016-11-16 | ||
| VBR VANGUARD SMALL-CAP VALUE INDEX FUND | ETF | 17,553 | $1,942,000 | 2016-09-30 | 2016-11-16 | ||
| BND VANGUARD TOTAL BOND MARKET INDEX FUND | ETF | 20,737 | $1,745,000 | 2016-09-30 | 2016-11-16 | ||
| IGSB ISHARES 1-3 YEAR CREDIT BOND ETF | ETF | 15,017 | $1,588,000 | 2016-09-30 | 2016-11-16 | ||
| DVY ISHARES SELECT DIVIDEND ETF | ETF | 16,508 | $1,415,000 | 2016-09-30 | 2016-11-16 | ||
| SHY ISHARES 1-3 YEAR TREASURY BOND ETF | ETF | 14,178 | $1,206,000 | 2016-09-30 | 2016-11-16 | ||
| IVV ISHARES CORE S&P 500 ETF | ETF | 4,673 | $1,017,000 | 2016-09-30 | 2016-11-16 | ||
| TIP ISHARES TIPS BOND ETF | ETF | 8,471 | $987,000 | 2016-09-30 | 2016-11-16 | ||
| SPDR BARCLAYS HIGH YIELD BOND ETF CUSIP 78464A417 | ETF | 26,205 | $962,000 | 2016-09-30 | 2016-11-16 | ||
| KYN KAYNE ANDERSON MLP INVT CO COM | CEF | 44,977 | $928,000 | 2016-09-30 | 2016-11-16 | ||
| MMU WESTERN ASST MNGD MUN FD INC COM | CEF | 50,640 | $768,000 | 2016-09-30 | 2016-11-16 | ||
| IWS ISHARES RUSSELL MID-CAP VALUE ETF | ETF | 9,551 | $733,000 | 2016-09-30 | 2016-11-16 | ||
| VNQ VANGUARD REIT ETF | ETF | 7,427 | $644,000 | 2016-09-30 | 2016-11-16 | ||
| IWP ISHARES RUSSELL MID-CAP GROWTH ETF | ETF | 6,361 | $619,000 | 2016-09-30 | 2016-11-16 | ||
| ALERIAN MLP ETF CUSIP 00162Q866 | ETF | 48,361 | $614,000 | 2016-09-30 | 2016-11-16 | ||
| VEA VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 15,386 | $576,000 | 2016-09-30 | 2016-11-16 | ||
| IWN ISHARES RUSSELL 2000 VALUE ETF | ETF | 4,941 | $518,000 | 2016-09-30 | 2016-11-16 | ||
| AGG ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 4,565 | $513,000 | 2016-09-30 | 2016-11-16 | ||
| XLV HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 6,463 | $466,000 | 2016-09-30 | 2016-11-16 | ||
| GUGGENHEIM S&P 500 EQUAL WEIGHT ETF CUSIP 78355W106 | ETF | 5,004 | $418,000 | 2016-09-30 | 2016-11-16 | ||
| IWO ISHARES RUSSELL 2000 GROWTH ETF | ETF | 2,691 | $401,000 | 2016-09-30 | 2016-11-16 | ||
| FIRST TR ENERGY INCOME & GRW COM CUSIP 33738G104 | CEF | 14,322 | $388,000 | 2016-09-30 | 2016-11-16 | ||
| SPY SPDR S&P 500 ETF | ETF | 1,518 | $328,000 | 2016-09-30 | 2016-11-16 | ||
| GOF GUGGENHEIM STRATEGIC OPP FD COM SBI | CEF | 16,948 | $324,000 | 2016-09-30 | 2016-11-16 | ||
| IEFA ISHARES CORE MSCI EAFE ETF | ETF | 5,457 | $301,000 | 2016-09-30 | 2016-11-16 | ||
| VTI VANGUARD TOTAL STOCK MARKET INDEX FUND | ETF | 2,626 | $292,000 | 2016-09-30 | 2016-11-16 | ||
| BIV VANGUARD INTERMEDIATE-TERM BOND INDEX FUND | ETF | 3,044 | $267,000 | 2016-09-30 | 2016-11-16 | ||
| IEF ISHARES 7-10 YEAR TREASURY BOND ETF | ETF | 2,276 | $255,000 | 2016-09-30 | 2016-11-16 | ||
| IJS ISHARES S&P SMALL-CAP 600 VALUE ETF | ETF | 1,957 | $244,000 | 2016-09-30 | 2016-11-16 | ||
| VOO VANGUARD S&P 500 ETF | ETF | 1,171 | $233,000 | 2016-09-30 | 2016-11-16 | ||
| EIS ISHARES MSCI ISRAEL CAPPED ETF | ETF | 4,524 | $217,000 | 2016-09-30 | 2016-11-16 | ||
| IJT ISHARES S&P SMALL-CAP 600 GROWTH ETF | ETF | 1,541 | $211,000 | 2016-09-30 | 2016-11-16 | ||
| VIG VANGUARD DIVIDEND APPRECIATION INDEX FUND | ETF | 1,995 | $167,000 | 2016-09-30 | 2016-11-16 | ||
| VB VANGUARD SMALL-CAP INDEX FUND | ETF | 1,040 | $127,000 | 2016-09-30 | 2016-11-16 | ||
| MMT MFS MULTIMARKET INCOME TR SH BEN INT | CEF | 20,468 | $125,000 | 2016-09-30 | 2016-11-16 | ||
| IWM ISHARES RUSSELL 2000 ETF | ETF | 1,000 | $124,000 | 2016-09-30 | 2016-11-16 | ||
| CSQ CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT | CEF | 11,364 | $117,000 | 2016-09-30 | 2016-11-16 | ||
| IWB ISHARES RUSSELL 1000 ETF | ETF | 950 | $114,000 | 2016-09-30 | 2016-11-16 | ||
| VO VANGUARD MID-CAP INDEX FUND | ETF | 880 | $114,000 | 2016-09-30 | 2016-11-16 | ||
| VMBS VANGUARD MORTGAGE-BACKED SECURITIES ETF | ETF | 2,087 | $113,000 | 2016-09-30 | 2016-11-16 | ||
| EHI WESTERN ASSET GLB HI INCOME FD COM | CEF | 11,125 | $113,000 | 2016-09-30 | 2016-11-16 | ||
| ITA ISHARES U.S. AEROSPACE & DEFENSE ETF | ETF | 833 | $108,000 | 2016-09-30 | 2016-11-16 | ||
| MBB ISHARES MBS ETF | ETF | 924 | $102,000 | 2016-09-30 | 2016-11-16 | ||
| SHV ISHARES SHORT TREASURY BOND ETF | ETF | 883 | $98,000 | 2016-09-30 | 2016-11-16 | ||
| POWERSHARES DWA MOMENTUM PORTFOLIO CUSIP 73935X153 | ETF | 2,101 | $89,000 | 2016-09-30 | 2016-11-16 | ||
| POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO CUSIP 73936T573 | ETF | 2,871 | $88,000 | 2016-09-30 | 2016-11-16 | ||
| EEM ISHARES MSCI EMERGING MARKETS ETF | ETF | 2,174 | $81,000 | 2016-09-30 | 2016-11-16 | ||
| BWX SPDR BARCLAYS INTERNATIONAL TREASURY BOND ETF | ETF | 2,754 | $79,000 | 2016-09-30 | 2016-11-16 | ||
| PFF ISHARES U.S. PREFERRED STOCK ETF | ETF | 1,945 | $77,000 | 2016-09-30 | 2016-11-16 | ||
| IEMG ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 1,506 | $69,000 | 2016-09-30 | 2016-11-16 | ||
| KBE SPDR S&P BANK ETF | ETF | 2,000 | $67,000 | 2016-09-30 | 2016-11-16 | ||
| EOS EATON VANCE ENH EQTY INC FD II COM | CEF | 4,820 | $66,000 | 2016-09-30 | 2016-11-16 | ||
| GUGGENHEIM S&P 500 PURE GROWTH ETF CUSIP 78355W403 | ETF | 769 | $65,000 | 2016-09-30 | 2016-11-16 | ||
| BLW BLACKROCK LTD DURATION INC TR COM SHS | CEF | 4,219 | $65,000 | 2016-09-30 | 2016-11-16 | ||
| DEM WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND | ETF | 1,664 | $63,000 | 2016-09-30 | 2016-11-16 | ||
| ETB EATON VANCE TAX MNGED BUY WRIT COM | CEF | 3,559 | $59,000 | 2016-09-30 | 2016-11-16 | ||
| ETW EATON VANCE TXMGD GL BUYWR OPP COM | CEF | 4,863 | $54,000 | 2016-09-30 | 2016-11-16 | ||
| SDY SPDR S&P DIVIDEND ETF | ETF | 619 | $52,000 | 2016-09-30 | 2016-11-16 | ||
| IBB ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND | ETF | 175 | $51,000 | 2016-09-30 | 2016-11-16 | ||
| EVV EATON VANCE LTD DUR INCOME FD COM | CEF | 3,647 | $50,000 | 2016-09-30 | 2016-11-16 | ||
| DNP DNP SELECT INCOME FD COM | CEF | 4,706 | $48,000 | 2016-09-30 | 2016-11-16 | ||
| PFO FLAHERTY & CRUMRINE PFD INC OP COM | CEF | 4,084 | $47,000 | 2016-09-30 | 2016-11-16 | ||
| AWF ALLIANCEBERNSTEIN GBL HGH INCM COM | CEF | 3,649 | $46,000 | 2016-09-30 | 2016-11-16 | ||
| SCZ ISHARES MSCI EAFE SMALL-CAP ETF | ETF | 859 | $45,000 | 2016-09-30 | 2016-11-16 | ||
| IDU ISHARES U.S. UTILITIES ETF | ETF | 357 | $44,000 | 2016-09-30 | 2016-11-16 | ||
| GUGGENHEIM S&P 500 EQUAL WEIGHT UTILITIES ETF CUSIP 78355W791 | ETF | 500 | $41,000 | 2016-09-30 | 2016-11-16 | ||
| XLU UTILITIES SELECT SECTOR SPDR FUND | ETF | 837 | $41,000 | 2016-09-30 | 2016-11-16 | ||
| IVW ISHARES S&P 500 GROWTH ETF | ETF | 325 | $40,000 | 2016-09-30 | 2016-11-16 | ||
| CHI CALAMOS CONV OPP AND INC FD SH BEN INT | CEF | 3,694 | $38,000 | 2016-09-30 | 2016-11-16 | ||
| LQD ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | ETF | 273 | $34,000 | 2016-09-30 | 2016-11-16 | ||
| NAC NUVEEN CA DIVIDEND ADV MUN FD COM | CEF | 2,077 | $34,000 | 2016-09-30 | 2016-11-16 | ||
| EXG EATON VANCE TAX MNGD GBL DV EQ COM | CEF | 3,820 | $33,000 | 2016-09-30 | 2016-11-16 | ||
| EMD WESTERN ASSET EMRG MKT DEBT FD COM | CEF | 2,000 | $33,000 | 2016-09-30 | 2016-11-16 | ||
| EIM EATON VANCE MUN BD FD COM | CEF | 2,355 | $32,000 | 2016-09-30 | 2016-11-16 | ||
| HIX WESTERN ASSET HIGH INCM FD II COM | CEF | 4,405 | $32,000 | 2016-09-30 | 2016-11-16 | ||
| IJK ISHARES S&P MID-CAP 400 GROWTH ETF | ETF | 176 | $31,000 | 2016-09-30 | 2016-11-16 | ||
| IJJ ISHARES S&P MID-CAP 400 VALUE ETF | ETF | 228 | $30,000 | 2016-09-30 | 2016-11-16 | ||
| IYM ISHARES U.S. BASIC MATERIALS ETF | ETF | 374 | $30,000 | 2016-09-30 | 2016-11-16 | ||
| HYG ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | ETF | 324 | $28,000 | 2016-09-30 | 2016-11-16 | ||
| FFA FIRST TR ENHANCED EQTY INC FD COM | CEF | 1,972 | $26,000 | 2016-09-30 | 2016-11-16 | ||
| GBAB GUGGENHEIM TAXABLE MUN MNGD DU COM | CEF | 1,132 | $26,000 | 2016-09-30 | 2016-11-16 | ||
| PTY PIMCO CORPORATE & INCOME OPP F COM | CEF | 1,755 | $26,000 | 2016-09-30 | 2016-11-16 | ||
| VYM VANGUARD HIGH DIVIDEND YIELD INDEX FUND | ETF | 351 | $25,000 | 2016-09-30 | 2016-11-16 | ||
| POWERSHARES DB COMMODITY INDEX TRACKING FUND CUSIP 73935S105 | ETF | 1,510 | $23,000 | 2016-09-30 | 2016-11-16 | ||
| CHY CALAMOS CONV & HIGH INCOME FD COM SHS | CEF | 1,970 | $22,000 | 2016-09-30 | 2016-11-16 | ||
| GCV GABELLI CONV&INCOM SECS FD INC COM | CEF | 4,500 | $22,000 | 2016-09-30 | 2016-11-16 | ||
| ISHARES COMEX GOLD TRUST CUSIP 464285105 | ETF | 1,763 | $22,000 | 2016-09-30 | 2016-11-16 | ||
| SCHF SCHWAB INTERNATIONAL EQUITY ETF | ETF | 751 | $22,000 | 2016-09-30 | 2016-11-16 | ||
| GDXJ VANECK VECTORS JUNIOR GOLD MINERS ETF | ETF | 500 | $22,000 | 2016-09-30 | 2016-11-16 | ||
| ZTR VIRTUS GLOBAL DIVID INCOME FD COM | CEF | 1,801 | $22,000 | 2016-09-30 | 2016-11-16 |
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