TopTier Wealth Management, LLC quarter change: USA ETF, Reduced
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2026-03-31 to 2026-06-30, TopTier Wealth Management, LLC opened 9 positions, added to 34, reduced 51, sold out of 155 and left 15 unchanged. The largest increase in value was QQQ (+$2,587,614); the largest decrease was BUFR (-$1,339,588).
- QQQ: Country of operation —; Class UNIT SER 1; Shares 2026-03-31 18,158; Shares 2026-06-30 17,746.
- EES: Country of operation —; Class US SMALLCAP FUND; Shares 2026-03-31 94,730; Shares 2026-06-30 93,282.
- EZM: Country of operation —; Class US MIDCAP FUND; Shares 2026-03-31 60,884; Shares 2026-06-30 60,687.
- DWM: Country of operation —; Class INTL EQUITY FD; Shares 2026-03-31 32,230; Shares 2026-06-30 26,593.
Two Form 13F-HR filings compared (SEC CIK 2109367): 2026-03-31 (filed 2026-05-06) and 2026-06-30 (filed 2026-07-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2026-03-31 | Shares 2026-06-30 | Share change | Value 2026-03-31 | Value 2026-06-30 | Value change |
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QQQ
INVESCO QQQ TR | | UNIT SER 1 | 18,158 | 17,746 | -412 | $10,480,313 | $13,067,927 | +$2,587,614 |
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EES
WISDOMTREE TR | | US SMALLCAP FUND | 94,730 | 93,282 | -1,448 | $5,498,932 | $6,323,591 | +$824,659 |
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EZM
WISDOMTREE TR | | US MIDCAP FUND | 60,884 | 60,687 | -197 | $4,092,612 | $4,599,104 | +$506,492 |
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DWM
WISDOMTREE TR | | INTL EQUITY FD | 32,230 | 26,593 | -5,637 | $2,252,540 | $1,947,001 | -$305,539 |
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BFEB
INNOVATOR ETFS TRUST | | US EQTY BUFR FEB | 57,557 | 56,888 | -669 | $2,745,601 | $2,994,704 | +$249,103 |
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BDEC
INNOVATOR ETFS TRUST | | US EQTY BUF DEC | 49,002 | 48,311 | -691 | $2,352,135 | $2,570,266 | +$218,131 |
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BAUG
INNOVATOR ETFS TRUST | | US EQUT BUFR AUG | 41,730 | 41,699 | -31 | $2,038,419 | $2,235,671 | +$197,252 |
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PNOV
INNOVATOR ETFS TRUST | | US EQTY PWR BUF | 17,873 | 12,555 | -5,318 | $730,291 | $556,814 | -$173,477 |
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GMAY
FIRST TR EXCHNG TRADED FD VI | | FT VEST U.S EQT | 59,710 | 59,680 | -30 | $2,451,705 | $2,568,627 | +$116,922 |
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BUFF
INNOVATOR ETFS TRUST | | LADERD ALCTN PWR | 19,172 | 15,836 | -3,336 | $947,289 | $834,240 | -$113,049 |
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KAUG
INNOVATOR ETFS TRUST | | US SMALL CAP PWR | 17,457 | 12,500 | -4,957 | $467,998 | $357,813 | -$110,185 |
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XSOE
WISDOMTREE TR | | EM EX ST-OWNED | 12,913 | 12,766 | -147 | $517,828 | $627,828 | +$110,000 |
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PRFZ
INVESCO EXCHANGE TRADED FD T | | RAFI US 1500 | 9,669 | 9,643 | -26 | $443,519 | $537,784 | +$94,265 |
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PJAN
INNOVATOR ETFS TRUST | | US EQTY PWR BUF | 36,858 | 32,724 | -4,134 | $1,700,260 | $1,619,511 | -$80,749 |
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BSEP
INNOVATOR ETFS TRUST | | US EQTY BUF SEP | 17,162 | 17,161 | -1 | $825,209 | $904,900 | +$79,691 |
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MDY
STATE STR SPDR S&P MIDCAP 40 | | UTSER1 S&PDCRP | 2,130 | 1,977 | -153 | $1,313,644 | $1,390,414 | +$76,770 |
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PDI
PIMCO DYNAMIC INCOME FD | | SHS | 17,021 | 13,021 | -4,000 | $291,229 | $217,451 | -$73,778 |
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IHDG
WISDOMTREE TR | | ITL HDG QTLY DIV | 18,488 | 18,331 | -157 | $890,197 | $960,154 | +$69,957 |
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FDN
FIRST TR EXCHANGE-TRADED FD | | DJ INTERNT IDX | 2,296 | 2,276 | -20 | $537,333 | $602,503 | +$65,170 |
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FFEB
FIRST TR EXCHNG TRADED FD VI | | FT VEST US EQT | 16,611 | 16,280 | -331 | $927,726 | $992,754 | +$65,028 |
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DGS
WISDOMTREE TR | | EMG MKTS SMCAP | 14,706 | 12,755 | -1,951 | $883,820 | $825,344 | -$58,476 |
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BMAY
INNOVATOR ETFS TRUST | | US EQTY BUFR MAY | 36,850 | 36,112 | -738 | $1,653,574 | $1,709,903 | +$56,329 |
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PSEP
INNOVATOR ETFS TRUST | | US EQTY PWR BUF | 17,709 | 17,707 | -2 | $762,550 | $815,407 | +$52,857 |
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BJUL
INNOVATOR ETFS TRUST | | US EQTY BUFR JUL | 9,898 | 9,895 | -3 | $491,789 | $537,397 | +$45,608 |
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VIG
VANGUARD SPECIALIZED FUNDS | | DIV APP ETF | 2,754 | 2,664 | -90 | $592,213 | $630,293 | +$38,080 |
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IVOV
VANGUARD ADMIRAL FDS INC | | MIDCP 400 VAL | 4,511 | 4,326 | -185 | $459,859 | $493,425 | +$33,566 |
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USFR
WISDOMTREE TR | | FLOATNG RAT TREA | 11,773 | 11,148 | -625 | $592,628 | $561,324 | -$31,304 |
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PAPR
INNOVATOR ETFS TRUST | | US EQT PWR BUF | 11,725 | 11,723 | -2 | $466,655 | $494,711 | +$28,056 |
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NJAN
INNOVATOR ETFS TRUST | | GRWT100 PWR BF | 4,769 | 4,768 | -1 | $254,522 | $281,407 | +$26,885 |
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KOCT
INNOVATOR ETFS TRUST | | US SML CP PWR B | 9,973 | 9,774 | -199 | $338,353 | $365,157 | +$26,804 |
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FSEP
FIRST TR EXCHNG TRADED FD VI | | FT VEST US EQT | 5,755 | 5,741 | -14 | $289,649 | $316,214 | +$26,565 |
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JEPI
J P MORGAN EXCHANGE TRADED F | | EQUITY PREMIUM | 12,908 | 12,490 | -418 | $731,634 | $705,443 | -$26,191 |
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JCPB
J P MORGAN EXCHANGE TRADED F | | CORE PLUS BD ETF | 36,204 | 35,830 | -374 | $1,704,474 | $1,681,882 | -$22,592 |
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BNOV
INNOVATOR ETFS TRUST | | US EQTY BUF NOV | 21,713 | 19,090 | -2,623 | $934,158 | $912,693 | -$21,465 |
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PXF
INVESCO EXCH TRADED FD TR II | | RAFI DVLPD MRKTS | 5,556 | 5,413 | -143 | $388,383 | $409,416 | +$21,033 |
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BAPR
INNOVATOR ETFS TRUST | | US EQT BUFR APR | 30,541 | 28,432 | -2,109 | $1,495,898 | $1,514,288 | +$18,390 |
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BALT
INNOVATOR ETFS TRUST | | DEFINED WLT SHLD | 29,643 | 29,462 | -181 | $992,003 | $1,009,663 | +$17,660 |
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SPLV
INVESCO EXCH TRADED FD TR II | | S&P500 LOW VOL | 9,980 | 9,964 | -16 | $729,947 | $746,289 | +$16,342 |
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BJAN
INNOVATOR ETFS TRUST | | US EQTY BUFR JAN | 6,531 | 6,180 | -351 | $348,298 | $363,817 | +$15,519 |
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KDEC
INNOVATOR ETFS TRUST | | US SMALL CAP PWR | 25,324 | 23,423 | -1,901 | $650,796 | $664,745 | +$13,949 |
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FJAN
FIRST TR EXCHNG TRADED FD VI | | FT VEST US EQT | 7,546 | 7,139 | -407 | $380,394 | $393,288 | +$12,894 |
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UJAN
INNOVATOR ETFS TRUST | | US EQT ULTRA BF | 4,608 | 4,566 | -42 | $195,886 | $206,987 | +$11,101 |
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BMAR
INNOVATOR ETFS TRUST | | US EQTY BUFR MAR | 7,870 | 7,330 | -540 | $413,084 | $422,409 | +$9,325 |
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KJAN
INNOVATOR ETFS TRUST | | US SML CP PWR B | 8,063 | 7,509 | -554 | $336,404 | $342,636 | +$6,232 |
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JPIE
J P MORGAN EXCHANGE TRADED F | | INCOME ETF | 21,869 | 21,763 | -106 | $1,007,492 | $1,002,191 | -$5,301 |
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DES
WISDOMTREE TR | | US SMALLCAP DIVD | 59,059 | 52,099 | -6,960 | $2,122,597 | $2,119,370 | -$3,227 |
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XMLV
INVESCO EXCH TRADED FD TR II | | S&P MIDCP LOW | 4,613 | 4,342 | -271 | $290,479 | $288,025 | -$2,454 |
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PMAY
INNOVATOR ETFS TRUST | | US EQTY PWR BUF | 11,980 | 11,541 | -439 | $478,481 | $476,643 | -$1,838 |
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BKLN
INVESCO EXCH TRADED FD TR II | | SR LN ETF | 14,208 | 14,192 | -16 | $289,983 | $289,096 | -$887 |
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MINT
PIMCO ETF TR | | ENHAN SHRT MA AC | 3,060 | 3,058 | -2 | $307,744 | $308,277 | +$533 |
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KAPR
INNOVATOR ETFS TRUST | | US SML CP PWR ET | 27,883 | 25,391 | -2,492 | $1,010,759 | $1,010,562 | -$197 |
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