KMS FINANCIAL SERVICES, INC quarter change: USA ETF, Reduced
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, KMS FINANCIAL SERVICES, INC opened 11 positions, added to 94, reduced 61, sold out of 13 and left 14 unchanged. The largest increase in value was BSV (+$1,795,000); the largest decrease was DFP (-$2,490,000).
- IWV: Country of operation —; Class RUSSELL 3000; Shares 2014-06-30 30,124; Shares 2014-09-30 14,462.
- IVV: Country of operation —; Class CORE S&P500 ETF; Shares 2014-06-30 28,525; Shares 2014-09-30 25,399.
- XLF: Country of operation —; Class SBI INT-FINL; Shares 2014-06-30 47,640; Shares 2014-09-30 23,034.
- VTI: Country of operation —; Class TOTAL STK MKT; Shares 2014-06-30 67,876; Shares 2014-09-30 62,799.
Two Form 13F-HR filings compared (SEC CIK 1580308): 2014-06-30 (filed 2014-08-12) and 2014-09-30 (filed 2014-11-17). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|
IWV
ISHARES RUS | | RUSSELL 3000 | 30,124 | 14,462 | -15,662 | $3,547,000 | $1,689,000 | -$1,858,000 |
|---|
IVV
ISHARES | | CORE S&P500 ETF | 28,525 | 25,399 | -3,126 | $5,619,000 | $5,035,000 | -$584,000 |
|---|
XLF
SELECT SECTOR SPDR TR | | SBI INT-FINL | 47,640 | 23,034 | -24,606 | $1,083,000 | $533,000 | -$550,000 |
|---|
VTI
VANGUARD INDEX FDS | | TOTAL STK MKT | 67,876 | 62,799 | -5,077 | $6,908,000 | $6,358,000 | -$550,000 |
|---|
VNQ
VANGUARD INDEX FDS | | REIT ETF | 51,741 | 48,133 | -3,608 | $3,872,000 | $3,458,000 | -$414,000 |
|---|
BIV
VANGUARD BD INDEX FD INC | | INTERMED TERM | 23,157 | 18,469 | -4,688 | $1,961,000 | $1,556,000 | -$405,000 |
|---|
XLY
SELECT SECTOR SPDR TR | | SBI CONS DISCR | 10,091 | 4,245 | -5,846 | $673,000 | $284,000 | -$389,000 |
|---|
VO
VANGUARD INDEX FDS | | MID CAP ETF | 6,830 | 3,615 | -3,215 | $810,000 | $424,000 | -$386,000 |
|---|
POWERSHARES ETF TRUST
CUSIP 73935X666 | | DYN BLDG CNSTR | 35,094 | 20,170 | -14,924 | $783,000 | $419,000 | -$364,000 |
|---|
DSL
DOUBLELINE INCOME SOLUTIONS | | COM | 81,369 | 67,909 | -13,460 | $1,828,000 | $1,470,000 | -$358,000 |
|---|
VWO
VANGUARD INTL EQUITY INDEX F | | FTSE EMR MKT ETF | 62,737 | 56,840 | -5,897 | $2,706,000 | $2,371,000 | -$335,000 |
|---|
POWERSHARES ETF TRUST II
CUSIP 73936Q744 | | DWA SC TECHLDR | 90,496 | 90,124 | -372 | $3,547,000 | $3,234,000 | -$313,000 |
|---|
EFA
ISHAR | | MSCI EAFE INDEX | 18,557 | 15,482 | -3,075 | $1,269,000 | $993,000 | -$276,000 |
|---|
IWS
ISHARES R | | RUSSELL MCP VL | 20,396 | 17,456 | -2,940 | $1,481,000 | $1,222,000 | -$259,000 |
|---|
VEA
VANGUARD TAX MANAGED INTL FD | | FTSE DEV MKT ETF | 74,393 | 73,314 | -1,079 | $3,168,000 | $2,914,000 | -$254,000 |
|---|
IJH
ISHARES | | CORE S&P MCP ETF | 23,314 | 22,540 | -774 | $3,336,000 | $3,082,000 | -$254,000 |
|---|
LQD
ISHARES I | | IBOXX INV CPBD | 6,652 | 5,023 | -1,629 | $793,000 | $594,000 | -$199,000 |
|---|
VB
VANGUARD INDEX FDS | | SMALL CP ETF | 12,056 | 11,173 | -883 | $1,412,000 | $1,236,000 | -$176,000 |
|---|
IEF
ISHARES | | BARCLYS 7-10 YR | 6,295 | 4,718 | -1,577 | $652,000 | $489,000 | -$163,000 |
|---|
MARKET VECTORS ETF TR
CUSIP 57060U100 | | GOLD MINER ETF | 22,684 | 21,563 | -1,121 | $600,000 | $461,000 | -$139,000 |
|---|
EWG
ISHARES MSCI | | MSCI GERMAN | 10,702 | 8,076 | -2,626 | $335,000 | $224,000 | -$111,000 |
|---|
POWERSHARES ETF TR II
CUSIP 73937B829 | | S&P500 HGH BET | 11,267 | 8,028 | -3,239 | $374,000 | $266,000 | -$108,000 |
|---|
SHY
ISHARES 1 | | BARCLYS 1-3 YR | 6,148 | 4,926 | -1,222 | $520,000 | $417,000 | -$103,000 |
|---|
VTV
VANGUARD INDEX FDS | | VALUE ETF | 14,614 | 13,395 | -1,219 | $1,183,000 | $1,088,000 | -$95,000 |
|---|
TBT
PROSHARES TR | | PSHS ULTSH 20YRS | 10,271 | 9,558 | -713 | $624,000 | $538,000 | -$86,000 |
|---|
AGG
ISHARES | | CORE TOTUSBD ETF | 9,899 | 9,415 | -484 | $1,083,000 | $1,027,000 | -$56,000 |
|---|
SPAB
SPDR SERIES TRUST | | BRCLYS AGG ETF | 16,034 | 15,169 | -865 | $930,000 | $875,000 | -$55,000 |
|---|
VBK
VANGUARD INDEX FDS | | SML CP GRW ETF | 6,018 | 5,933 | -85 | $767,000 | $714,000 | -$53,000 |
|---|
VOO
VANGUARD INDEX FDS | | S&P 500 ETF SHS | 2,993 | 2,689 | -304 | $537,000 | $486,000 | -$51,000 |
|---|
MARKET VECTORS ETF TR
CUSIP 57060U605 | | AGRIBUS ETF | 6,623 | 5,938 | -685 | $364,000 | $314,000 | -$50,000 |
|---|
IVOO
VANGUARD ADMIRAL FDS INC | | MIDCP 400 IDX | 8,950 | 8,775 | -175 | $865,000 | $815,000 | -$50,000 |
|---|
XLU
SELECT SECTOR SPDR TR | | SBI INT-UTILS | 15,250 | 14,855 | -395 | $675,000 | $625,000 | -$50,000 |
|---|
CWB
SPDR SERIES TRUST | | BRC CNV SECS ETF | 7,924 | 7,104 | -820 | $400,000 | $352,000 | -$48,000 |
|---|
VOE
VANGUARD INDEX FDS | | MCAP VL IDXVIP | 18,012 | 17,899 | -113 | $1,566,000 | $1,520,000 | -$46,000 |
|---|
DPG
DUFF & PHELPS GLB UTL INC FD | | COM | 42,014 | 41,264 | -750 | $924,000 | $878,000 | -$46,000 |
|---|
EFG
ISHARES E | | MSCI GRW IDX | 6,855 | 6,660 | -195 | $497,000 | $453,000 | -$44,000 |
|---|
XLI
SELECT SECTOR SPDR TR | | SBI INT-INDS | 13,013 | 12,408 | -605 | $703,000 | $659,000 | -$44,000 |
|---|
SRLN
SSGA ACTIVE ETF TR | | BLKSTN GSOSRLN | 10,951 | 10,363 | -588 | $548,000 | $510,000 | -$38,000 |
|---|
SPIB
SPDR SERIES TRUST | | INTR TRM CORP BD | 19,385 | 18,457 | -928 | $668,000 | $630,000 | -$38,000 |
|---|
POWERSHARES ETF TRUST DW
CUSIP 73935X153 | | DWA TECH LDRS | 7,736 | 6,736 | -1,000 | $302,000 | $265,000 | -$37,000 |
|---|
TLT
ISHARES 2 | | BARCLYS 20+ YR | 2,727 | 2,360 | -367 | $310,000 | $274,000 | -$36,000 |
|---|
RYDEX ETF TRUST
CUSIP 78355W825 | | GUG S&P500EQWTMA | 3,459 | 3,128 | -331 | $296,000 | $262,000 | -$34,000 |
|---|
EWC
ISHAR | | MSCI CDA INDEX | 18,434 | 18,237 | -197 | $594,000 | $560,000 | -$34,000 |
|---|
VPU
VANGUARD WORLD FDS | | UTILITIES ETF | 3,667 | 3,510 | -157 | $355,000 | $321,000 | -$34,000 |
|---|
IWN
ISHARES R | | RUSL 2000 VALU | 2,885 | 2,833 | -52 | $298,000 | $265,000 | -$33,000 |
|---|
POWERSHARES GLOBAL ETF TRUST
CUSIP 73936T573 | | SOVEREIGN DEBT | 21,818 | 21,242 | -576 | $637,000 | $605,000 | -$32,000 |
|---|
DIA
SPDR DOW JONES INDL AVRG ETF | | UT SER 1 | 5,728 | 5,473 | -255 | $962,000 | $931,000 | -$31,000 |
|---|
MDY
SPDR S&P MIDCAP 400 ETF TR | | UTSER1 S&PDCRP | 1,157 | 1,084 | -73 | $301,000 | $271,000 | -$30,000 |
|---|
FDL
FIRST TR MORNINGSTAR DIV LEA | | SHS | 51,977 | 51,638 | -339 | $1,236,000 | $1,208,000 | -$28,000 |
|---|
FIDU
FIDELITY | | MSCI INDL INDX | 13,507 | 12,978 | -529 | $381,000 | $355,000 | -$26,000 |
|---|
PFL
PIMCO INCOME STRATEGY FUND | | COM | 25,495 | 24,330 | -1,165 | $315,000 | $291,000 | -$24,000 |
|---|
FEX
FIRST TR LRGE CP CORE ALPHA | | COM SHS | 5,150 | 4,719 | -431 | $228,000 | $205,000 | -$23,000 |
|---|
POWERSHARES ETF TR II
CUSIP 73937B886 | | S&P SMCP HC PO | 12,309 | 12,275 | -34 | $694,000 | $676,000 | -$18,000 |
|---|
POWERSHARES ETF TRUST
CUSIP 73935X757 | | DYN LSR & ENT | 18,794 | 18,588 | -206 | $640,000 | $622,000 | -$18,000 |
|---|
GVI
ISHARES | | BARCLYS INTER GV | 2,610 | 2,516 | -94 | $289,000 | $277,000 | -$12,000 |
|---|
RYDEX ETF TRUST
CUSIP 78355W601 | | GUG S&P MC400 PG | 2,480 | 2,470 | -10 | $311,000 | $302,000 | -$9,000 |
|---|
ITA
ISHARES U.S | | DJ AEROSPACE | 4,029 | 3,970 | -59 | $434,000 | $427,000 | -$7,000 |
|---|
IWB
ISHARES | | RUSSELL 1000 | 19,362 | 19,345 | -17 | $2,132,000 | $2,125,000 | -$7,000 |
|---|
VOT
VANGUARD INDEX FDS | | MCAP GR IDXVIP | 3,015 | 2,984 | -31 | $291,000 | $287,000 | -$4,000 |
|---|
MMT
MFS MULTIMARKET INCOME TR | | SH BEN INT | 15,088 | 14,984 | -104 | $100,000 | $96,000 | -$4,000 |
|---|
FSTA
FIDELITY | | CONSMR STAPLES | 18,292 | 17,981 | -311 | $496,000 | $492,000 | -$4,000 |
|---|
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