KMS FINANCIAL SERVICES, INC Last Quarter Change: USA Funds, Added

KMS FINANCIAL SERVICES, INC quarter change: USA Funds, Added

In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, KMS FINANCIAL SERVICES, INC opened 1 positions, added to 11, reduced 4, sold out of 2 and left 2 unchanged. The largest increase in value was CLAYMORE EXCHANGE TRD FD TR (+$167,000); the largest decrease was CLAYMORE EXCHANGE TRD FD TR (-$633,000).

CLAYMORE EXCHANGE TRD FD TR: Country of operation —; Class GUG BULL2019 E; Shares 2014-06-30 10,589; Shares 2014-09-30 18,627.
CLAYMORE EXCHANGE TRD FD TR: Country of operation —; Class GUG BULL2018 E; Shares 2014-06-30 21,272; Shares 2014-09-30 29,243.
CLAYMORE EXCHANGE TRD FD TR: Country of operation —; Class GUGG CRP BD 2017; Shares 2014-06-30 29,183; Shares 2014-09-30 35,553.
PIMCO DYNAMIC CR INCOME FD: Country of operation —; Class COM SHS; Shares 2014-06-30 16,885; Shares 2014-09-30 22,485.

Two Form 13F-HR filings compared (SEC CIK 1580308): 2014-06-30 (filed 2014-08-12) and 2014-09-30 (filed 2014-11-17). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Country of operation	Class	Shares 2014-06-30	Shares 2014-09-30	Share change	Value 2014-06-30	Value 2014-09-30	Value change
CLAYMORE EXCHANGE TRD FD TR CUSIP 18383M522		GUG BULL2019 E	10,589	18,627	+8,038	$224,000	$391,000	+$167,000
CLAYMORE EXCHANGE TRD FD TR CUSIP 18383M530		GUG BULL2018 E	21,272	29,243	+7,971	$452,000	$618,000	+$166,000
CLAYMORE EXCHANGE TRD FD TR CUSIP 18383M548		GUGG CRP BD 2017	29,183	35,553	+6,370	$669,000	$809,000	+$140,000
PIMCO DYNAMIC CR INCOME FD CUSIP 72202D106		COM SHS	16,885	22,485	+5,600	$402,000	$505,000	+$103,000
TEMPLETON GLOBAL INCOME FD CUSIP 880198106	United States	COM	62,998	77,798	+14,800	$521,000	$619,000	+$98,000
CLAYMORE EXCHANGE TRD FD TR CUSIP 18383M555		GUGG CRP BD 2016	41,767	46,263	+4,496	$935,000	$1,033,000	+$98,000
POWERSHARES DB CMDTY IDX TRA CUSIP 73935S105		UNIT BEN INT	28,603	30,292	+1,689	$760,000	$703,000	-$57,000
PIMCO INCOME OPPORTUNITY FD CUSIP 72202B100		COM	31,795	35,375	+3,580	$930,000	$976,000	+$46,000
ALLIANZGI CONV & INCOME FD I CUSIP 018825109		COM	136,548	152,919	+16,371	$1,365,000	$1,396,000	+$31,000
CLAYMORE EXCHANGE TRD FD TR CUSIP 18383M506		GUG MULTI ASSET	37,671	40,920	+3,249	$985,000	$996,000	+$11,000
CLAYMORE EXCHANGE TRD FD TR CUSIP 18383M563		GUGG CRP BD 2015	9,803	10,319	+516	$215,000	$224,000	+$9,000

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