KMS FINANCIAL SERVICES, INC Last Quarter Change: Foreign Stocks, Added

KMS FINANCIAL SERVICES, INC quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2014-06-30 to 2014-09-30, KMS FINANCIAL SERVICES, INC opened 1 positions, added to 5, reduced 7, sold out of 2 and left 0 unchanged. The largest increase in value was VALE (+$149,000); the largest decrease was E (-$224,000).

NVS: Country of operation —; Class SPONSORED ADR; Shares 2014-06-30 10,595; Shares 2014-09-30 11,480.
BIDU: Country of operation —; Class SPON ADR REP A; Shares 2014-06-30 1,219; Shares 2014-09-30 1,451.
SNY: Country of operation —; Class SPONSORED ADR; Shares 2014-06-30 4,328; Shares 2014-09-30 5,537.
BP: Country of operation —; Class SPONSORED ADR; Shares 2014-06-30 9,588; Shares 2014-09-30 11,731.

Two Form 13F-HR filings compared (SEC CIK 1580308): 2014-06-30 (filed 2014-08-12) and 2014-09-30 (filed 2014-11-17). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2014-06-30	Shares 2014-09-30	Share change	Value 2014-06-30	Value 2014-09-30	Value change
NVS NOVARTIS A G	SPONSORED ADR	10,595	11,480	+885	$960,000	$1,081,000	+$121,000
BIDU BAIDU INC	SPON ADR REP A	1,219	1,451	+232	$228,000	$316,000	+$88,000
SNY SANOFI	SPONSORED ADR	4,328	5,537	+1,209	$230,000	$313,000	+$83,000
BP BP PLC	SPONSORED ADR	9,588	11,731	+2,143	$506,000	$516,000	+$10,000
ULXXXX UNILEVER PLC	SPON ADR NEW	25,492	27,616	+2,124	$1,155,000	$1,157,000	+$2,000

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