Winslow, Evans & Crocker, Inc. quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Winslow, Evans & Crocker, Inc. opened 22 positions, added to 79, reduced 76, sold out of 10 and left 170 unchanged. The largest increase in value was POWERSHARES ETF TR II (+$838,232,000); the largest decrease was XLP (-$287,456,000).
- POWERSHARES ETF TR II: Country of operation —; Class PWRSHS SP500 LOW; Shares 2016-06-30 16,970; Shares 2016-09-30 38,226.
- VWO: Country of operation —; Class FTSE EMR MKT ETF; Shares 2016-06-30 8,292; Shares 2016-09-30 21,132.
- EEM: Country of operation —; Class MSCI EMG MKT ETF; Shares 2016-06-30 2,442; Shares 2016-09-30 14,544.
- XLV: Country of operation —; Class SBI HEALTHCARE; Shares 2016-06-30 2,834; Shares 2016-09-30 8,720.
Two Form 13F-HR filings compared (SEC CIK 1597409): 2016-06-30 (filed 2016-07-22) and 2016-09-30 (filed 2016-10-21). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| POWERSHARES ETF TR II CUSIP 73937B654 | PWRSHS SP500 LOW | 16,970 | 38,226 | +21,256 | $649,066,000 | $1,487,298,000 | +$838,232,000 | |
| VWO VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 8,292 | 21,132 | +12,840 | $292,060,000 | $795,160,000 | +$503,100,000 | |
| EEM ISHARES TR | MSCI EMG MKT ETF | 2,442 | 14,544 | +12,102 | $83,842,000 | $544,674,000 | +$460,832,000 | |
| XLV SELECT SECTOR SPDR TR | SBI HEALTHCARE | 2,834 | 8,720 | +5,886 | $203,070,000 | $628,730,000 | +$425,660,000 | |
| VTV VANGUARD INDEX FDS | VALUE ETF | 1,150 | 4,674 | +3,524 | $97,740,000 | $406,470,000 | +$308,730,000 | |
| ANGL VANECK VECTORS ETF TR | FALLEN ANGEL HG | 1,326 | 11,800 | +10,474 | $36,902,000 | $341,376,000 | +$304,474,000 | |
| VUG VANGUARD INDEX FDS | GROWTH ETF | 226 | 2,646 | +2,420 | $24,120,000 | $297,008,000 | +$272,888,000 | |
| POWERSHARES ETF TRUST CUSIP 73935X302 | HI YLD EQ DVDN | 600 | 17,550 | +16,950 | $9,330,000 | $278,694,000 | +$269,364,000 | |
| XLF SELECT SECTOR SPDR TR | SBI INT-FINL | 2,078 | 15,648 | +13,570 | $47,454,000 | $301,970,000 | +$254,516,000 | |
| VB VANGUARD INDEX FDS | SMALL CP ETF | 4,086 | 5,440 | +1,354 | $472,670,000 | $664,540,000 | +$191,870,000 | |
| BIV VANGUARD BD INDEX FD INC | INTERMED TERM | 5,254 | 7,330 | +2,076 | $462,720,000 | $642,462,000 | +$179,742,000 | |
| POWERSHARES ETF TR II CUSIP 73937B647 | S&P400 LOVL PT | 1,500 | 5,672 | +4,172 | $58,726,000 | $220,360,000 | +$161,634,000 | |
| POWERSHARES ETF TR II CUSIP 73937B639 | S&P600 LOVL PT | 1,700 | 5,740 | +4,040 | $62,952,000 | $222,082,000 | +$159,130,000 | |
| RYDEX ETF TRUST CUSIP 78355W106 | GUG S&P500 EQ WT | 1,348 | 3,108 | +1,760 | $108,232,000 | $259,716,000 | +$151,484,000 | |
| FTSL FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 31,032 | 33,018 | +1,986 | $1,480,764,000 | $1,600,330,000 | +$119,566,000 | |
| HYLS FIRST TR EXCHANGE TRADED FD | FIRST TR TA HIYL | 3,660 | 5,774 | +2,114 | $174,474,000 | $280,848,000 | +$106,374,000 | |
| FDL FIRST TR MORNINGSTAR DIV LEA | SHS | 31,760 | 34,904 | +3,144 | $852,070,000 | $951,806,000 | +$99,736,000 | |
| NOBL PROSHARES TR | S&P 500 DV ARIST | 1,960 | 3,610 | +1,650 | $106,644,000 | $196,132,000 | +$89,488,000 | |
| VBR VANGUARD INDEX FDS | SM CP VAL ETF | 1,360 | 2,060 | +700 | $143,118,000 | $227,850,000 | +$84,732,000 | |
| EMLP FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 50,210 | 51,796 | +1,586 | $1,239,148,000 | $1,311,426,000 | +$72,278,000 | |
| IVE ISHARES TR | S&P 500 VAL ETF | 4,036 | 4,652 | +616 | $374,946,000 | $441,662,000 | +$66,716,000 | |
| VOE VANGUARD INDEX FDS | MCAP VL IDXVIP | 1,550 | 2,116 | +566 | $137,986,000 | $197,808,000 | +$59,822,000 | |
| SLYG SPDR SERIES TRUST | S&P 600 SMCP GRW | 50 | 350 | +300 | $8,920,000 | $66,900,000 | +$57,980,000 | |
| VTI VANGUARD INDEX FDS | TOTAL STK MKT | 4,164 | 4,510 | +346 | $446,108,000 | $502,102,000 | +$55,994,000 | |
| VIG VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 1,146 | 1,646 | +500 | $95,310,000 | $138,066,000 | +$42,756,000 | |
| IWS ISHARES TR | RUS MDCP VAL ETF | 112 | 662 | +550 | $8,248,000 | $50,746,000 | +$42,498,000 | |
| VOO VANGUARD INDEX FDS | S&P 500 ETF SHS | 484 | 678 | +194 | $92,834,000 | $134,712,000 | +$41,878,000 | |
| BTO HANCOCK JOHN FINL OPPTYS FD | SH BEN INT NEW | 13,802 | 14,202 | +400 | $353,858,000 | $394,220,000 | +$40,362,000 | |
| DVY ISHARES TR | SELECT DIVID ETF | 2,864 | 3,264 | +400 | $244,074,000 | $279,524,000 | +$35,450,000 | |
| BND VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 376 | 746 | +370 | $31,614,000 | $62,686,000 | +$31,072,000 | |
| VYM VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 574 | 988 | +414 | $40,948,000 | $71,204,000 | +$30,256,000 | |
| FBT FIRST TR EXCHANGE TRADED FD | NY ARCA BIOTECH | 696 | 922 | +226 | $62,162,000 | $91,834,000 | +$29,672,000 | |
| VO VANGUARD INDEX FDS | MID CAP ETF | 3,872 | 3,922 | +50 | $478,450,000 | $507,406,000 | +$28,956,000 | |
| SMDV PROSHARES TR | RUSS 2000 DIVD | 200 | 800 | +600 | $9,396,000 | $38,216,000 | +$28,820,000 | |
| REGL PROSHARES TR | MDCP 400 DIVID | 1,000 | 1,600 | +600 | $46,240,000 | $74,400,000 | +$28,160,000 | |
| DON WISDOMTREE TR | MIDCAP DIVI FD | 100 | 400 | +300 | $8,950,000 | $36,352,000 | +$27,402,000 | |
| PML PIMCO MUN INCOME FD II | COM | 2,380 | 4,306 | +1,926 | $33,226,000 | $58,808,000 | +$25,582,000 | |
| ISHARES GOLD TRUST CUSIP 464285105 | ISHARES | 1,412 | 3,412 | +2,000 | $18,006,000 | $43,286,000 | +$25,280,000 | |
| SCHD SCHWAB STRATEGIC TR | US DIVIDEND EQ | 526 | 1,100 | +574 | $21,756,000 | $46,542,000 | +$24,786,000 | |
| FTCS FIRST TR EXCHANGE TRADED FD | CAP STRENGTH ETF | 1,050 | 1,650 | +600 | $41,738,000 | $66,232,000 | +$24,494,000 | |
| VGT VANGUARD WORLD FDS | INF TECH ETF | 924 | 1,024 | +100 | $98,846,000 | $123,140,000 | +$24,294,000 | |
| DMO WESTERN ASSET MTG DEF OPPTY | COM | 800 | 1,776 | +976 | $18,496,000 | $42,406,000 | +$23,910,000 | |
| ETY EATON VANCE TX MGD DIV EQ IN | COM | 1,350 | 3,500 | +2,150 | $14,054,000 | $37,486,000 | +$23,432,000 | |
| ALPS ETF TR CUSIP 00162Q866 | ALERIAN MLP | 450 | 2,226 | +1,776 | $5,724,000 | $28,238,000 | +$22,514,000 | |
| IJR ISHARES TR | CORE S&P SCP ETF | 824 | 950 | +126 | $95,758,000 | $117,946,000 | +$22,188,000 | |
| AGG ISHARES TR | CORE US AGGBD ET | 0 | 194 | +194 | $0 | $21,810,000 | +$21,810,000 | |
| HDV ISHARES TR | CORE HIGH DV ETF | 4,150 | 4,416 | +266 | $340,842,000 | $358,934,000 | +$18,092,000 | |
| FVD FIRST TR VALUE LINE DIVID IN | SHS | 4,950 | 5,600 | +650 | $133,452,000 | $151,200,000 | +$17,748,000 | |
| IJH ISHARES TR | CORE S&P MCP ETF | 410 | 510 | +100 | $61,102,000 | $78,748,000 | +$17,646,000 | |
| ETG EATON VANCE TX ADV GLBL DIV | COM | 1,270 | 2,336 | +1,066 | $18,276,000 | $34,792,000 | +$16,516,000 | |
| SPY SPDR S&P 500 ETF TR | TR UNIT | 1,828 | 1,846 | +18 | $382,712,000 | $399,074,000 | +$16,362,000 | |
| CWB SPDR SERIES TRUST | BRC CNV SECS ETF | 5,410 | 5,448 | +38 | $237,170,000 | $252,510,000 | +$15,340,000 | |
| FIW FIRST TR ISE WATER INDEX FD | COM | 1,200 | 1,500 | +300 | $42,198,000 | $56,700,000 | +$14,502,000 | |
| FXG FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 7,264 | 7,280 | +16 | $351,312,000 | $337,966,000 | -$13,346,000 | |
| CCD CALAMOS DYNAMIC CONV & INCOM | COM | 126 | 776 | +650 | $2,278,000 | $14,392,000 | +$12,114,000 | |
| NMT NUVEEN MASS PREM INCOME MUN | COM | 4,000 | 4,950 | +950 | $63,120,000 | $74,982,000 | +$11,862,000 | |
| ICF ISHARES TR | COHEN&STEER REIT | 1,242 | 1,378 | +136 | $134,386,000 | $144,448,000 | +$10,062,000 | |
| MUA BLACKROCK MUNIASSETS FD INC | COM | 4,300 | 4,976 | +676 | $66,994,000 | $76,466,000 | +$9,472,000 | |
| ERH WELLS FARGO UTILITIES AND HI | WF UTILITIES INC | 1,860 | 2,636 | +776 | $24,888,000 | $32,780,000 | +$7,892,000 | |
| SCHA SCHWAB STRATEGIC TR | US SML CAP ETF | 1,010 | 1,080 | +70 | $54,572,000 | $62,154,000 | +$7,582,000 | |
| CGO CALAMOS GLOBAL TOTAL RETURN | COM SH BEN INT | 2,700 | 3,150 | +450 | $29,404,000 | $36,036,000 | +$6,632,000 | |
| OPPENHEIMER REV WEIGHTED ETF CUSIP 68386C401 | ULTRA DIVID REV | 1,826 | 1,876 | +50 | $57,580,000 | $61,594,000 | +$4,014,000 | |
| FGD FIRST TR EXCHANGE TRADED FD | DJ GLBL DIVID | 1,876 | 1,926 | +50 | $41,758,000 | $45,236,000 | +$3,478,000 | |
| XMPT VANECK VECTORS ETF TR | CEF MUN INCOME E | 276 | 400 | +124 | $8,118,000 | $11,504,000 | +$3,386,000 | |
| HYT BLACKROCK CORPOR HI YLD FD I | COM | 4,338 | 4,438 | +100 | $45,280,000 | $48,010,000 | +$2,730,000 | |
| POWERSHARES ETF TRUST II CUSIP 73936Q769 | SENIOR LN PORT | 9,180 | 9,194 | +14 | $210,866,000 | $213,394,000 | +$2,528,000 | |
| CSQ CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 3,318 | 3,398 | +80 | $32,774,000 | $34,924,000 | +$2,150,000 | |
| ITOT ISHARES TR | CORE S&P TTL STK | 500 | 1,000 | +500 | $47,626,000 | $49,530,000 | +$1,904,000 | |
| POWERSHARES ETF TRUST CUSIP 73935X625 | DYN OIL SVCS | 4,330 | 4,750 | +420 | $52,684,000 | $54,496,000 | +$1,812,000 | |
| PFD FLAHERTY & CRUMRINE PFD INC | COM | 1,086 | 1,236 | +150 | $16,960,000 | $18,712,000 | +$1,752,000 | |
| KYN KAYNE ANDERSON MLP INVT CO | COM | 3,614 | 3,648 | +34 | $73,526,000 | $75,258,000 | +$1,732,000 | |
| FHLC FIDELITY | MSCI HLTH CARE I | 450 | 486 | +36 | $15,216,000 | $16,710,000 | +$1,494,000 | |
| CHY CALAMOS CONV & HIGH INCOME F | COM SHS | 420 | 520 | +100 | $4,458,000 | $5,726,000 | +$1,268,000 | |
| HYG ISHARES TR | IBOXX HI YD ETF | 272 | 278 | +6 | $22,954,000 | $24,172,000 | +$1,218,000 | |
| GF NEW GERMANY FD INC | COM | 338 | 398 | +60 | $4,476,000 | $5,682,000 | +$1,206,000 | |
| ISHARES TR CUSIP 464288539 | MRG RL ES CP ETF | 2,332 | 2,356 | +24 | $23,928,000 | $24,752,000 | +$824,000 | |
| IDV ISHARES TR | INTL SEL DIV ETF | 294 | 296 | +2 | $8,390,000 | $8,876,000 | +$486,000 | |
| RVT ROYCE VALUE TR INC | COM | 154 | 156 | +2 | $1,814,000 | $1,976,000 | +$162,000 | |
| VANECK VECTORS ETF TR CUSIP 92189F361 | HIGH YLD MUN ETF | 1,856 | 1,860 | +4 | $59,986,000 | $59,986,000 | $0 |
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