LBA Wealth Management, LLC quarter change: USA ETF, Unchanged
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, LBA Wealth Management, LLC opened 10 positions, added to 33, reduced 16, sold out of 6 and left 52 unchanged. The largest increase in value was VWO (+$1,536,000); the largest decrease was HEDJ (-$7,231,000).
- IYW: Country of operation —; Class U.S. TECH ETF; Shares 2016-06-30 1,865; Shares 2016-09-30 1,865.
- VPU: Country of operation —; Class UTILITIES ETF; Shares 2016-06-30 2,562; Shares 2016-09-30 2,562.
- IDU: Country of operation —; Class U.S. UTILITS ETF; Shares 2016-06-30 1,465; Shares 2016-09-30 1,465.
- IYM: Country of operation —; Class U.S. BAS MTL ETF; Shares 2016-06-30 3,533; Shares 2016-09-30 3,533.
Two Form 13F-HR filings compared (SEC CIK 1600566): 2016-06-30 (filed 2016-08-12) and 2016-09-30 (filed 2016-11-10). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
IYW
ISHARES TR | | U.S. TECH ETF | 1,865 | 1,865 | 0 | $196,000 | $222,000 | +$26,000 |
|---|
VPU
VANGUARD WORLD FDS | | UTILITIES ETF | 2,562 | 2,562 | 0 | $293,000 | $274,000 | -$19,000 |
|---|
IDU
ISHARES TR | | U.S. UTILITS ETF | 1,465 | 1,465 | 0 | $192,000 | $180,000 | -$12,000 |
|---|
IYM
ISHARES TR | | U.S. BAS MTL ETF | 3,533 | 3,533 | 0 | $268,000 | $279,000 | +$11,000 |
|---|
IWM
ISHARES TR | | RUSSELL 2000 ETF | 997 | 997 | 0 | $115,000 | $124,000 | +$9,000 |
|---|
IWN
ISHARES TR | | RUS 2000 VAL ETF | 723 | 723 | 0 | $70,000 | $76,000 | +$6,000 |
|---|
DBEF
DBX ETF TR | | XTRAK MSCI EAFE | 4,313 | 4,313 | 0 | $108,000 | $114,000 | +$6,000 |
|---|
SCHA
SCHWAB STRATEGIC TR | | US SML CAP ETF | 1,900 | 1,900 | 0 | $103,000 | $109,000 | +$6,000 |
|---|
IYF
ISHARES TR | | U.S. FINLS ETF | 1,195 | 1,195 | 0 | $103,000 | $108,000 | +$5,000 |
|---|
XLF
SELECT SECTOR SPDR TR | | SBI INT-FINL | 1,250 | 1,250 | 0 | $29,000 | $24,000 | -$5,000 |
|---|
IWR
ISHARES TR | | RUS MID-CAP ETF | 585 | 585 | 0 | $98,000 | $102,000 | +$4,000 |
|---|
XLU
SELECT SECTOR SPDR TR | | SBI INT-UTILS | 1,040 | 1,040 | 0 | $55,000 | $51,000 | -$4,000 |
|---|
IYC
ISHARES TR | | U.S. CNSM SV ETF | 820 | 820 | 0 | $118,000 | $121,000 | +$3,000 |
|---|
IWP
ISHARES TR | | RUS MD CP GR ETF | 570 | 570 | 0 | $53,000 | $56,000 | +$3,000 |
|---|
IJT
ISHARES TR | | SP SMCP600GR ETF | 356 | 356 | 0 | $46,000 | $49,000 | +$3,000 |
|---|
XLP
SELECT SECTOR SPDR TR | | SBI CONS STPLS | 1,412 | 1,412 | 0 | $78,000 | $75,000 | -$3,000 |
|---|
XLI
SELECT SECTOR SPDR TR | | SBI INT-INDS | 1,510 | 1,510 | 0 | $85,000 | $88,000 | +$3,000 |
|---|
DBEM
DBX ETF TR | | XTRAK MSCI EMKT | 2,238 | 2,238 | 0 | $42,000 | $45,000 | +$3,000 |
|---|
IYK
ISHARES TR | | U.S. CNSM GD ETF | 1,145 | 1,145 | 0 | $132,000 | $130,000 | -$2,000 |
|---|
UTG
REAVES UTIL INCOME FD | | COM SH BEN INT | 1,200 | 1,200 | 0 | $39,000 | $37,000 | -$2,000 |
|---|
POWERSHARES ETF TRUST
CUSIP 73935X583 | | FTSE RAFI 1000 | 956 | 956 | 0 | $87,000 | $89,000 | +$2,000 |
|---|
IYZ
ISHARES TR | | U.S. TELECOM ETF | 565 | 565 | 0 | $19,000 | $18,000 | -$1,000 |
|---|
IYH
ISHARES TR | | US HLTHCARE ETF | 955 | 955 | 0 | $142,000 | $143,000 | +$1,000 |
|---|
IYE
ISHARES TR | | U.S. ENERGY ETF | 1,475 | 1,475 | 0 | $57,000 | $58,000 | +$1,000 |
|---|
IWO
ISHARES TR | | RUS 2000 GRW ETF | 45 | 45 | 0 | $6,000 | $7,000 | +$1,000 |
|---|
BIV
VANGUARD BD INDEX FD INC | | INTERMED TERM | 700 | 700 | 0 | $62,000 | $61,000 | -$1,000 |
|---|
TOTL
SSGA ACTIVE ETF TR | | SPDR TR TACTIC | 2,430 | 2,430 | 0 | $121,000 | $122,000 | +$1,000 |
|---|
VGK
VANGUARD INTL EQUITY INDEX | | FTSE EUROPE ETF | 500 | 500 | 0 | $23,000 | $24,000 | +$1,000 |
|---|
VAW
VANGUARD WORLD FDS | | MATERIALS ETF | 130 | 130 | 0 | $13,000 | $14,000 | +$1,000 |
|---|
KBE
SPDR SERIES TRUST | | S&P BK ETF | 100 | 100 | 0 | $3,000 | $3,000 | $0 |
|---|
IWD
ISHARES TR | | RUS 1000 VAL ETF | 102 | 102 | 0 | $11,000 | $11,000 | $0 |
|---|
IGM
ISHARES TR | | N AMER TECH ETF | 35 | 35 | 0 | $4,000 | $4,000 | $0 |
|---|
ISHARES GOLD TRUST
CUSIP 464285105 | | ISHARES | 4,000 | 4,000 | 0 | $51,000 | $51,000 | $0 |
|---|
IAT
ISHARES TR | | US REGNL BKS ETF | 95 | 95 | 0 | $3,000 | $3,000 | $0 |
|---|
HYMB
SPDR SERIES TRUST | | NUV HGHYLD MUN | 110 | 110 | 0 | $7,000 | $7,000 | $0 |
|---|
HDV
ISHARES TR | | CORE HIGH DV ETF | 233 | 233 | 0 | $19,000 | $19,000 | $0 |
|---|
FXH
FIRST TR EXCHANGE TRADED FD | | HLTH CARE ALPH | 56 | 56 | 0 | $3,000 | $3,000 | $0 |
|---|
FXG
FIRST TR EXCHANGE TRADED FD | | CONSUMR STAPLE | 81 | 81 | 0 | $4,000 | $4,000 | $0 |
|---|
FXD
FIRST TR EXCHANGE TRADED FD | | CONSUMR DISCRE | 93 | 93 | 0 | $3,000 | $3,000 | $0 |
|---|
FDN
FIRST TR EXCHANGE TRADED FD | | DJ INTERNT IDX | 49 | 49 | 0 | $4,000 | $4,000 | $0 |
|---|
FBT
FIRST TR EXCHANGE TRADED FD | | NY ARCA BIOTECH | 33 | 33 | 0 | $3,000 | $3,000 | $0 |
|---|
EZM
WISDOMTREE TR | | MDCP EARN FUND | 30 | 30 | 0 | $3,000 | $3,000 | $0 |
|---|
ALPS ETF TR
CUSIP 00162Q866 | | ALERIAN MLP | 4,000 | 4,000 | 0 | $51,000 | $51,000 | $0 |
|---|
VYM
VANGUARD WHITEHALL FDS INC | | HIGH DIV YLD | 155 | 155 | 0 | $11,000 | $11,000 | $0 |
|---|
VOO
VANGUARD INDEX FDS | | S&P 500 ETF SHS | 25 | 25 | 0 | $5,000 | $5,000 | $0 |
|---|
VO
VANGUARD INDEX FDS | | MID CAP ETF | 45 | 45 | 0 | $6,000 | $6,000 | $0 |
|---|
EQL
ALPS ETF TR | | EQUAL SEC ETF | 5 | 5 | 0 | $0 | $0 | $0 |
|---|
BSV
VANGUARD BD INDEX FD INC | | SHORT TRM BOND | 76 | 76 | 0 | $6,000 | $6,000 | $0 |
|---|
BLV
VANGUARD BD INDEX FD INC | | LONG TERM BOND | 59 | 59 | 0 | $6,000 | $6,000 | $0 |
|---|
TIP
ISHARES TR | | TIPS BD ETF | 121 | 121 | 0 | $14,000 | $14,000 | $0 |
|---|
SIL
GLOBAL X FDS | | GLOBAL X SILVER | 70 | 70 | 0 | $3,000 | $3,000 | $0 |
|---|
PHK
PIMCO HIGH INCOME FD | | COM SHS | 117 | 117 | 0 | $1,000 | $1,000 | $0 |
|---|
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