B. Riley Wealth Management, Inc. current holdings: USA ETF
B. Riley Wealth Management, Inc. reported $0.03 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 60 positions, in its Form 13F for the quarter ended 2016-03-31; the largest are IVE, VOO, FXD.
- IVE: Country of operation —; Class ETF; Shares 19,402; Value $1,744,000.
- VOO: Country of operation —; Class ETF; Shares 9,065; Value $1,709,000.
- FXD: Country of operation —; Class ETF; Shares 47,094; Value $1,656,000.
- XLF: Country of operation —; Class ETF; Shares 71,816; Value $1,615,000.
Form 13F-HR as filed (SEC CIK 1599892): quarter ended 2016-03-31, filed 2016-04-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-03-31 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|
IVE
ISHARES S&P 500 VALUE ETF | | ETF | 19,402 | $1,744,000 | 2016-03-31 | 2016-04-12 | |
|---|
VOO
VANGUARD S&P 500 ETF | | ETF | 9,065 | $1,709,000 | 2016-03-31 | 2016-04-12 | |
|---|
FXD
FIRST TRUST CONSUMER DISCRETIONARY ALPHADEX FUND | | ETF | 47,094 | $1,656,000 | 2016-03-31 | 2016-04-12 | |
|---|
XLF
FINANCIAL SELECT SECTOR SPDR FUND | | ETF | 71,816 | $1,615,000 | 2016-03-31 | 2016-04-12 | |
|---|
FDL
FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND | | ETF | 55,812 | $1,431,000 | 2016-03-31 | 2016-04-12 | |
|---|
FXO
FIRST TRUST FINANCIALS ALPHADEX FUND | | ETF | 56,535 | $1,278,000 | 2016-03-31 | 2016-04-12 | |
|---|
VUG
VANGUARD GROWTH INDEX FUND | | ETF | 10,560 | $1,124,000 | 2016-03-31 | 2016-04-12 | |
|---|
SPY
SPDR S&P 500 TRUST | | ETF | 5,232 | $1,075,000 | 2016-03-31 | 2016-04-12 | |
|---|
QQXT
FIRST TRUST NASDAQ-100 EX-TECHNOLOGY SECTOR INDEX FUND | | ETF | 25,912 | $1,021,000 | 2016-03-31 | 2016-04-12 | |
|---|
GUGGENHEIM ENHANCED SHORT DURATION ETF
CUSIP 18383M654 | | ETF | 20,320 | $1,013,000 | 2016-03-31 | 2016-04-12 | |
|---|
DIA
SPDR DOW JONES INDUSTRIAL AVERAGE ETF | | ETF | 5,432 | $959,000 | 2016-03-31 | 2016-04-12 | |
|---|
FDN
FIRST TRUST DOW JONES INTERNET INDEX FUND | | ETF | 12,566 | $858,000 | 2016-03-31 | 2016-04-12 | |
|---|
FXH
FIRST TRUST HEALTH CARE ALPHADEX FUND | | ETF | 14,695 | $819,000 | 2016-03-31 | 2016-04-12 | |
|---|
VTV
VANGUARD VALUE INDEX FUND | | ETF | 9,764 | $804,000 | 2016-03-31 | 2016-04-12 | |
|---|
EFA
ISHARES MSCI EAFE ETF | | ETF | 13,074 | $747,000 | 2016-03-31 | 2016-04-12 | |
|---|
MDY
MIDCAP SPDR TRUST, SERIES 1 | | ETF | 2,730 | $717,000 | 2016-03-31 | 2016-04-12 | |
|---|
FTSL
FIRST TRUST SENIOR LOAN FUND | | ETF | 14,802 | $703,000 | 2016-03-31 | 2016-04-12 | |
|---|
FXG
FIRST TRUST CONSUMER STAPLES ALPHADEX FUND | | ETF | 14,238 | $656,000 | 2016-03-31 | 2016-04-12 | |
|---|
XLV
HEALTH CARE SELECT SECTOR SPDR FUND | | ETF | 9,667 | $655,000 | 2016-03-31 | 2016-04-12 | |
|---|
XLY
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | | ETF | 8,239 | $651,000 | 2016-03-31 | 2016-04-12 | |
|---|
TLT
ISHARES 20+ YR TREASURY ETF | | ETF | 4,910 | $641,000 | 2016-03-31 | 2016-04-12 | |
|---|
ALERIAN MLP ETF
CUSIP 00162Q866 | | ETF | 54,930 | $599,000 | 2016-03-31 | 2016-04-12 | |
|---|
XLE
ENERGY SELECT SECTOR SPDR FUND | | ETF | 9,461 | $585,000 | 2016-03-31 | 2016-04-12 | |
|---|
IJR
ISHARES S&P SMALLCAP 600 ETF | | ETF | 5,031 | $566,000 | 2016-03-31 | 2016-04-12 | |
|---|
XLI
INDUSTRIAL SELECT SECTOR SPDR FUND | | ETF | 8,807 | $488,000 | 2016-03-31 | 2016-04-12 | |
|---|
BIV
VANGUARD INTERMEDIATE-TERM BOND INDEX FUND | | ETF | 5,448 | $469,000 | 2016-03-31 | 2016-04-12 | |
|---|
VCSH
VANGUARD SHORT TERM CORP BOND FD ETF | | ETF | 5,825 | $466,000 | 2016-03-31 | 2016-04-12 | |
|---|
XLK
TECHNOLOGY SELECT SECTOR SPDR FUND | | ETF | 10,492 | $465,000 | 2016-03-31 | 2016-04-12 | |
|---|
VTWO
VANGUARD RUSSELL 2000 ETF | | ETF | 5,171 | $458,000 | 2016-03-31 | 2016-04-12 | |
|---|
VOE
VANGUARD MID-CAP VALUE INDEX FUND | | ETF | 4,564 | $397,000 | 2016-03-31 | 2016-04-12 | |
|---|
VOX
VANGUARD TELECOMMUNICATION SERVICES INDEX FUND | | ETF | 4,229 | $392,000 | 2016-03-31 | 2016-04-12 | |
|---|
VTI
VANGUARD TOTAL STK MKT | | ETF | 3,624 | $379,000 | 2016-03-31 | 2016-04-12 | |
|---|
SPSB
SPDR BARCLAYS SHORT TERM CORPORATE BOND ETF | | ETF | 11,935 | $365,000 | 2016-03-31 | 2016-04-12 | |
|---|
RWM
PROSHARES SHORT RUSSELL2000 | | ETF | 5,850 | $363,000 | 2016-03-31 | 2016-04-12 | |
|---|
MGK
VANGUARD MEGA CAP GROWTH ETF | | ETF | 4,353 | $361,000 | 2016-03-31 | 2016-04-12 | |
|---|
IWB
ISHARES RUSSELL 1000 ETF | | ETF | 3,158 | $360,000 | 2016-03-31 | 2016-04-12 | |
|---|
VBK
VANGUARD SMALL-CAP GROWTH INDEX FUND | | ETF | 2,932 | $348,000 | 2016-03-31 | 2016-04-12 | |
|---|
GUGGENHEIM BULLETSHARES 2018 HIGH YIELD CORPORATE BOND ETF
CUSIP 18383M381 | | ETF | 14,145 | $341,000 | 2016-03-31 | 2016-04-12 | |
|---|
XLB
MATERIALS SELECT SECTOR SPDR FUND | | ETF | 7,370 | $330,000 | 2016-03-31 | 2016-04-12 | |
|---|
IVV
ISHARES S&P 500 INDEX | | ETF | 1,517 | $313,000 | 2016-03-31 | 2016-04-12 | |
|---|
VHT
VANGUARD HEALTH CARE INDEX FUND | | ETF | 2,388 | $294,000 | 2016-03-31 | 2016-04-12 | |
|---|
POWERSHARES KBW PROPERTY & CASUALTY INSURANCE PORTFOLIO
CUSIP 73936Q777 | | ETF | 5,780 | $283,000 | 2016-03-31 | 2016-04-12 | |
|---|
BSV
VANGUARD SHORT-TERM BOND INDEX FUND | | ETF | 3,316 | $267,000 | 2016-03-31 | 2016-04-12 | |
|---|
IWP
ISHARES RUSSELL MID-CAP GROWTH ETF | | ETF | 2,863 | $263,000 | 2016-03-31 | 2016-04-12 | |
|---|
OEF
ISHARES S&P 100 ETF | | ETF | 2,872 | $262,000 | 2016-03-31 | 2016-04-12 | |
|---|
FXN
FIRST TRUST ENERGY ALPHADEX FUND | | ETF | 18,370 | $259,000 | 2016-03-31 | 2016-04-12 | |
|---|
POWERSHARES QQQ TRUST, SERIES 1
CUSIP 73935A104 | | ETF | 2,312 | $252,000 | 2016-03-31 | 2016-04-12 | |
|---|
XLP
CONSUMER STAPLES SELECT SECTOR SPDR FUND | | ETF | 4,605 | $244,000 | 2016-03-31 | 2016-04-12 | |
|---|
PFF
ISHARES S&P U.S. PREFERRED STOCK ETF | | ETF | 6,048 | $236,000 | 2016-03-31 | 2016-04-12 | |
|---|
MARKET VECTORS JUNIOR GOLD MINERS ETF
CUSIP 57061R544 | | ETF | 8,205 | $228,000 | 2016-03-31 | 2016-04-12 | |
|---|
XLU
UTILITIES SELECT SECTOR SPDR FUND | | ETF | 4,270 | $211,000 | 2016-03-31 | 2016-04-12 | |
|---|
VEA
VANGUARD FTSE DEVELOPED MARKETS ETF | | ETF | 5,794 | $207,000 | 2016-03-31 | 2016-04-12 | |
|---|
PROSHARES SHORT S&P 500
CUSIP 74347R503 | | ETF | 10,000 | $204,000 | 2016-03-31 | 2016-04-12 | |
|---|
IEMG
ISHARES CORE MSCI EMERGING MKTS | | ETF | 4,909 | $204,000 | 2016-03-31 | 2016-04-12 | |
|---|
XBI
SPDR S&P BIOTECH ETF | | ETF | 3,885 | $200,000 | 2016-03-31 | 2016-04-12 | |
|---|
CHI
CALAMOS CONV OPP AND INC FD SH BEN INT | | CEF | 19,882 | $188,000 | 2016-03-31 | 2016-04-12 | |
|---|
CHY
CALAMOS CONV & HIGH INCOME FD COM SHS | | CEF | 14,776 | $153,000 | 2016-03-31 | 2016-04-12 | |
|---|
IPATH S&P GSCI CRUDE OIL TOTAL RETURN INDEX ETN
CUSIP 06738C786 | | ETF | 28,220 | $144,000 | 2016-03-31 | 2016-04-12 | |
|---|
ELEMENTS ROGERS INTL COMMODITY INDEX - AGRICULTURE TOTAL RETURN ETN
CUSIP 870297603 | | ETF | 12,500 | $77,000 | 2016-03-31 | 2016-04-12 | |
|---|
CIK
CREDIT SUISSE ASSET MGMT INCOM COM | | CEF | 12,000 | $34,000 | 2016-03-31 | 2016-04-12 | |
|---|
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