HARBOUR INVESTMENTS, INC. quarter change: USA ETF, Sold out
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2026-03-31 to 2026-06-30, HARBOUR INVESTMENTS, INC. opened 114 positions, added to 956, reduced 669, sold out of 56 and left 545 unchanged. The largest increase in value was QQQ (+$55,401,813); the largest decrease was THIR (-$7,609,236).
- FLBR: Country of operation —; Class ETF; Shares 2026-03-31 34,584; Shares 2026-06-30 0.
- CPNS: Country of operation —; Class ETF; Shares 2026-03-31 19,012; Shares 2026-06-30 0.
- MMU: Country of operation —; Class CEF; Shares 2026-03-31 14,959; Shares 2026-06-30 0.
- TDEC: Country of operation —; Class ETF; Shares 2026-03-31 3,569; Shares 2026-06-30 0.
Two Form 13F-HR filings compared (SEC CIK 810121): 2026-03-31 (filed 2026-05-15) and 2026-06-30 (filed 2026-08-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2026-03-31 | Shares 2026-06-30 | Share change | Value 2026-03-31 | Value 2026-06-30 | Value change |
|---|
FLBR
FRANKLIN FTSE BRAZIL ETF | | ETF | 34,584 | 0 | -34,584 | $826,212 | $0 | -$826,212 |
|---|
CPNS
CALAMOS NASDAQ-100 STRUCTURED ALT PROTECTION ETF - SEPTEMBER | | ETF | 19,012 | 0 | -19,012 | $516,609 | $0 | -$516,609 |
|---|
MMU
WESTERN ASSET MANAGED MUNS FD COM | | CEF | 14,959 | 0 | -14,959 | $153,779 | $0 | -$153,779 |
|---|
TDEC
FT VEST EMERGING MARKETS BUFFER ETF - DECEMBER | | ETF | 3,569 | 0 | -3,569 | $86,883 | $0 | -$86,883 |
|---|
AVSF
AVANTIS SHORT-TERM FIXED INCOME ETF | | ETF | 1,649 | 0 | -1,649 | $77,178 | $0 | -$77,178 |
|---|
CPSA
CALAMOS S&P 500 STRUCTURED ALT PROTECTION ETF AUGUST | | ETF | 2,063 | 0 | -2,063 | $55,475 | $0 | -$55,475 |
|---|
CXSE
WISDOMTREE CHINA EX-STATE-OWNED ENTERPRISES FUND | | ETF | 1,309 | 0 | -1,309 | $49,542 | $0 | -$49,542 |
|---|
PMOC
PGIM S&P 500 MAX BUFFER ETF - OCTOBER | | ETF | 1,928 | 0 | -1,928 | $48,594 | $0 | -$48,594 |
|---|
WDEF
WISDOMTREE EUROPE DEFENSE FUND | | ETF | 1,554 | 0 | -1,554 | $48,084 | $0 | -$48,084 |
|---|
SCEC
STERLING CAPITAL ENHANCED CORE BOND ETF | | ETF | 1,759 | 0 | -1,759 | $44,125 | $0 | -$44,125 |
|---|
BUFB
INNOVATOR LADDERED ALLOCATION BUFFER ETF | | ETF | 1,217 | 0 | -1,217 | $43,702 | $0 | -$43,702 |
|---|
PBOC
PGIM S&P 500 BUFFER 20 ETF - OCTOBER | | ETF | 1,495 | 0 | -1,495 | $43,023 | $0 | -$43,023 |
|---|
XUSP
INNOVATOR UNCAPPED ACCELERATED U.S. EQUITY ETF | | ETF | 933 | 0 | -933 | $41,197 | $0 | -$41,197 |
|---|
AGOX
ADAPTIVE ALPHA OPPORTUNITIES ETF | | ETF | 1,500 | 0 | -1,500 | $39,930 | $0 | -$39,930 |
|---|
AUMI
THEMES GOLD MINERS ETF | | ETF | 369 | 0 | -369 | $35,659 | $0 | -$35,659 |
|---|
PMAU
PGIM S&P 500 MAX BUFFER ETF - AUGUST | | ETF | 1,197 | 0 | -1,197 | $30,740 | $0 | -$30,740 |
|---|
PMSE
PGIM S&P 500 MAX BUFFER ETF - SEPTEMBER | | ETF | 1,200 | 0 | -1,200 | $30,575 | $0 | -$30,575 |
|---|
RIGS
RIVERFRONT STRATEGIC INCOME FUND | | ETF | 1,189 | 0 | -1,189 | $27,186 | $0 | -$27,186 |
|---|
MFSV
MFS ACTIVE VALUE ETF | | ETF | 875 | 0 | -875 | $23,389 | $0 | -$23,389 |
|---|
MFSG
MFS ACTIVE GROWTH ETF | | ETF | 907 | 0 | -907 | $23,210 | $0 | -$23,210 |
|---|
MFSB
MFS ACTIVE CORE PLUS BOND ETF | | ETF | 854 | 0 | -854 | $21,256 | $0 | -$21,256 |
|---|
OILK
PROSHARES K-1 FREE CRUDE OIL ETF OF BENEF INTEREST | | ETF | 370 | 0 | -370 | $20,017 | $0 | -$20,017 |
|---|
EALT
INNOVATOR U.S. EQUITY 5 TO 15 BUFFER ETF - QUARTERLY | | ETF | 467 | 0 | -467 | $15,687 | $0 | -$15,687 |
|---|
CBXO
CALAMOS BITCOIN 90 SERIES STRUCTURED ALT PROTECTION ETF- OCTOBER | United States | ETF | 609 | 0 | -609 | $13,471 | $0 | -$13,471 |
|---|
ASCI
ABRDN INTERNATIONAL SMALL CAP ACTIVE ETF | | ETF | 379 | 0 | -379 | $12,584 | $0 | -$12,584 |
|---|
JUST
GOLDMAN SACHS JUST U.S. LARGE CAP EQUITY ETF | | ETF | 123 | 0 | -123 | $11,377 | $0 | -$11,377 |
|---|
MFSI
MFS ACTIVE INTERNATIONAL ETF | | ETF | 352 | 0 | -352 | $10,461 | $0 | -$10,461 |
|---|
DDTO
INNOVATOR EQUITY DUAL DIRECTIONAL 10 BUFFER ETF - OCTOBER | | ETF | 431 | 0 | -431 | $9,141 | $0 | -$9,141 |
|---|
BGIG
BAHL & GAYNOR INCOME GROWTH ETF | | ETF | 258 | 0 | -258 | $8,581 | $0 | -$8,581 |
|---|
BFOR
ALPS BARRON'S 400 ETF | | ETF | 90 | 0 | -90 | $7,470 | $0 | -$7,470 |
|---|
CBON
VANECK CHINA BOND ETF | | ETF | 300 | 0 | -300 | $6,996 | $0 | -$6,996 |
|---|
XBOC
INNOVATOR U.S. EQUITY ACCELERATED 9 BUFFER ETF - OCTOBER | | ETF | 198 | 0 | -198 | $6,512 | $0 | -$6,512 |
|---|
FDNI
FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | | ETF | 239 | 0 | -239 | $6,507 | $0 | -$6,507 |
|---|
ERH
ALLSPRING UTILITIES AND HIGH I WF UTILITIES INC | | CEF | 333 | 0 | -333 | $4,029 | $0 | -$4,029 |
|---|
CPSJ
CALAMOS S&P 500 STRUCTURED ALT PROTECTION ETF JULY | | ETF | 124 | 0 | -124 | $3,332 | $0 | -$3,332 |
|---|
VICE
ADVISORSHARES VICE ETF | | ETF | 100 | 0 | -100 | $3,173 | $0 | -$3,173 |
|---|
IVES
DAN IVES WEDBUSH AI REVOLUTION ETF | | ETF | 100 | 0 | -100 | $2,837 | $0 | -$2,837 |
|---|
KIE
STATE STREET SPDR S&P INSURANCE ETF | | ETF | 49 | 0 | -49 | $2,695 | $0 | -$2,695 |
|---|
RPV
INVESCO S&P 500 PURE VALUE ETF | | ETF | 22 | 0 | -22 | $2,363 | $0 | -$2,363 |
|---|
GNMA
ISHARES GNMA BOND ETF | | ETF | 50 | 0 | -50 | $2,217 | $0 | -$2,217 |
|---|
THD
ISHARES MSCI THAILAND ETF | | ETF | 27 | 0 | -27 | $1,873 | $0 | -$1,873 |
|---|
OMFS
INVESCO RUSSELL 2000 DYNAMIC MULTIFACTOR ETF | | ETF | 39 | 0 | -39 | $1,765 | $0 | -$1,765 |
|---|
AIA
ISHARES ASIA 50 ETF | | ETF | 15 | 0 | -15 | $1,592 | $0 | -$1,592 |
|---|
PROSHARES ULTRA XRP ETF
CUSIP 74349Y498 | | ETF | 405 | 0 | -405 | $1,494 | $0 | -$1,494 |
|---|
PUI
INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | | ETF | 30 | 0 | -30 | $1,410 | $0 | -$1,410 |
|---|
KARS
KRANESHARES ELECTRIC VEHICLES & FUTURE MOBILITY INDEX ETF | | ETF | 41 | 0 | -41 | $1,324 | $0 | -$1,324 |
|---|
PIM
PUTNAM MASTER INTER INCOME TR SH BEN INT | | CEF | 339 | 0 | -339 | $1,109 | $0 | -$1,109 |
|---|
POINT BRIDGE AMERICA FIRST ETF
CUSIP 26922A628 | | ETF | 20 | 0 | -20 | $1,070 | $0 | -$1,070 |
|---|
SELV
SEI ENHANCED LOW VOLATILITY U.S. LARGE CAP ETF | | ETF | 29 | 0 | -29 | $930 | $0 | -$930 |
|---|
HYDW
XTRACKERS LOW BETA HIGH YIELD BOND ETF | | ETF | 16 | 0 | -16 | $746 | $0 | -$746 |
|---|
PICB
INVESCO INTERNATIONAL CORPORATE BOND ETF | | ETF | 32 | 0 | -32 | $739 | $0 | -$739 |
|---|
OGIG
ALPS O'SHARES GLOBAL INTERNET GIANTS ETF | | ETF | 14 | 0 | -14 | $571 | $0 | -$571 |
|---|
MUSI
AMERICAN CENTURY MULTISECTOR INCOME ETF | | ETF | 13 | 0 | -13 | $569 | $0 | -$569 |
|---|
DMBS
DOUBLELINE MORTGAGE ETF | | ETF | 6 | 0 | -6 | $296 | $0 | -$296 |
|---|
IMVP
INVESCO INDIA ETF | United States | ETF | 2 | 0 | -2 | $41 | $0 | -$41 |
|---|
SPUU
DIREXION DAILY S&P 500 BULL 2X ETF | | ETF | 0 | 0 | 0 | $21 | $0 | -$21 |
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