Veritable, L.P. quarter change: USA ETF, Reduced
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Veritable, L.P. opened 10 positions, added to 25, reduced 45, sold out of 7 and left 31 unchanged. The largest increase in value was VOO (+$11,688,000); the largest decrease was XLU (-$14,598,000).
- XLU: Country of operation —; Class SBI INT-UTILS; Shares 2016-06-30 760,481; Shares 2016-09-30 516,508.
- MDY: Country of operation —; Class UTSER1 S&PDCRP; Shares 2016-06-30 1,807,733; Shares 2016-09-30 1,774,395.
- IWM: Country of operation —; Class RUSSELL 2000 ETF; Shares 2016-06-30 706,549; Shares 2016-09-30 704,620.
- IWR: Country of operation —; Class RUS MID-CAP ETF; Shares 2016-06-30 517,727; Shares 2016-09-30 475,356.
Two Form 13F-HR filings compared (SEC CIK 1300311): 2016-06-30 (filed 2016-08-15) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
XLU
SELECT SECTOR SPDR TR | | SBI INT-UTILS | 760,481 | 516,508 | -243,973 | $39,902,000 | $25,304,000 | -$14,598,000 |
|---|
MDY
SPDR S&P MIDCAP 400 ETF TR | | UTSER1 S&PDCRP | 1,807,733 | 1,774,395 | -33,338 | $492,119,000 | $500,858,000 | +$8,739,000 |
|---|
IWM
ISHARES TR | | RUSSELL 2000 ETF | 706,549 | 704,620 | -1,929 | $81,239,000 | $87,521,000 | +$6,282,000 |
|---|
IWR
ISHARES TR | | RUS MID-CAP ETF | 517,727 | 475,356 | -42,371 | $87,082,000 | $82,864,000 | -$4,218,000 |
|---|
IWB
ISHARES TR | | RUS 1000 ETF | 1,139,849 | 1,071,873 | -67,976 | $133,237,000 | $129,118,000 | -$4,119,000 |
|---|
IWN
ISHARES TR | | RUS 2000 VAL ETF | 99,851 | 61,012 | -38,839 | $9,715,000 | $6,391,000 | -$3,324,000 |
|---|
SPY
SPDR S&P 500 ETF TR | | TR UNIT | 3,033,015 | 2,952,614 | -80,401 | $635,341,000 | $638,650,000 | +$3,309,000 |
|---|
IWO
ISHARES TR | | RUS 2000 GRW ETF | 71,162 | 43,384 | -27,778 | $9,762,000 | $6,460,000 | -$3,302,000 |
|---|
VDE
VANGUARD WORLD FDS | | ENERGY ETF | 240,530 | 200,703 | -39,827 | $22,879,000 | $19,607,000 | -$3,272,000 |
|---|
VWO
VANGUARD INTL EQUITY INDEX F | | FTSE EMR MKT ETF | 514,089 | 423,008 | -91,081 | $18,111,000 | $15,918,000 | -$2,193,000 |
|---|
XLE
SELECT SECTOR SPDR TR | | SBI INT-ENERGY | 1,338,820 | 1,320,227 | -18,593 | $91,361,000 | $93,221,000 | +$1,860,000 |
|---|
VO
VANGUARD INDEX FDS | | MID CAP ETF | 276,326 | 275,537 | -789 | $34,162,000 | $35,666,000 | +$1,504,000 |
|---|
XLK
SELECT SECTOR SPDR TR | | TECHNOLOGY | 354,575 | 349,692 | -4,883 | $15,378,000 | $16,708,000 | +$1,330,000 |
|---|
EFA
ISHARES TR | | MSCI EAFE ETF | 1,355,668 | 1,261,783 | -93,885 | $75,673,000 | $74,609,000 | -$1,064,000 |
|---|
VNQ
VANGUARD INDEX FDS | | REIT ETF | 162,230 | 158,871 | -3,359 | $14,385,000 | $13,781,000 | -$604,000 |
|---|
BND
VANGUARD BD INDEX FD INC | | TOTAL BND MRKT | 18,863 | 12,243 | -6,620 | $1,590,000 | $1,030,000 | -$560,000 |
|---|
POWERSHARES ETF TR II
CUSIP 73937B779 | | S&P500 LOW VOL | 20,288 | 8,583 | -11,705 | $868,000 | $356,000 | -$512,000 |
|---|
VB
VANGUARD INDEX FDS | | SMALL CP ETF | 126,227 | 123,653 | -2,574 | $14,602,000 | $15,108,000 | +$506,000 |
|---|
IYE
ISHARES TR | | U.S. ENERGY ETF | 136,641 | 121,889 | -14,752 | $5,242,000 | $4,754,000 | -$488,000 |
|---|
IXP
ISHARES TR | | GLOB TELECOM ETF | 217,437 | 214,553 | -2,884 | $13,740,000 | $13,270,000 | -$470,000 |
|---|
SDY
SPDR SERIES TRUST | | S&P DIVID ETF | 766,647 | 757,265 | -9,382 | $64,337,000 | $63,883,000 | -$454,000 |
|---|
VT
VANGUARD INTL EQUITY INDEX F | | TT WRLD ST ETF | 108,574 | 96,380 | -12,194 | $6,305,000 | $5,865,000 | -$440,000 |
|---|
EEM
ISHARES TR | | MSCI EMG MKT ETF | 167,422 | 165,046 | -2,376 | $5,753,000 | $6,181,000 | +$428,000 |
|---|
RYDEX ETF TRUST
CUSIP 78355W106 | | GUG S&P500 EQ WT | 9,577 | 4,214 | -5,363 | $770,000 | $352,000 | -$418,000 |
|---|
VYM
VANGUARD WHITEHALL FDS INC | | HIGH DIV YLD | 918,116 | 914,877 | -3,239 | $65,609,000 | $65,999,000 | +$390,000 |
|---|
ICF
ISHARES TR | | COHEN&STEER REIT | 91,254 | 90,501 | -753 | $9,874,000 | $9,494,000 | -$380,000 |
|---|
IVW
ISHARES TR | | S&P 500 GRWT ETF | 76,632 | 76,549 | -83 | $8,934,000 | $9,313,000 | +$379,000 |
|---|
DVY
ISHARES TR | | SELECT DIVID ETF | 201,939 | 196,641 | -5,298 | $17,221,000 | $16,850,000 | -$371,000 |
|---|
KBE
SPDR SERIES TRUST | | S&P BK ETF | 93,457 | 92,397 | -1,060 | $2,849,000 | $3,084,000 | +$235,000 |
|---|
GDXJ
VANECK VECTORS ETF TR | | JR GOLD MINERS E | 16,695 | 10,795 | -5,900 | $711,000 | $478,000 | -$233,000 |
|---|
VOE
VANGUARD INDEX FDS | | MCAP VL IDXVIP | 5,264 | 2,700 | -2,564 | $469,000 | $253,000 | -$216,000 |
|---|
VEA
VANGUARD TAX MANAGED INTL FD | | FTSE DEV MKT ETF | 734,502 | 689,126 | -45,376 | $25,972,000 | $25,780,000 | -$192,000 |
|---|
ACWX
ISHARES TR | | MSCI ACWI EX US | 152,157 | 139,514 | -12,643 | $5,928,000 | $5,787,000 | -$141,000 |
|---|
IXC
ISHARES TR | | GLOBAL ENERG ETF | 192,350 | 192,319 | -31 | $6,215,000 | $6,322,000 | +$107,000 |
|---|
IGSB
ISHARES TR | | 1-3 YR CR BD ETF | 3,654 | 2,654 | -1,000 | $388,000 | $281,000 | -$107,000 |
|---|
GDX
VANECK VECTORS ETF TR | | GOLD MINERS ETF | 21,135 | 18,485 | -2,650 | $586,000 | $489,000 | -$97,000 |
|---|
ICLN
ISHARES TR | | GL CLEAN ENE ETF | 42,706 | 30,662 | -12,044 | $375,000 | $281,000 | -$94,000 |
|---|
RWR
SPDR SERIES TRUST | | DJ REIT ETF | 43,599 | 43,563 | -36 | $4,335,000 | $4,242,000 | -$93,000 |
|---|
DWM
WISDOMTREE TR | | INTL EQUITY FD | 35,051 | 35,011 | -40 | $1,569,000 | $1,648,000 | +$79,000 |
|---|
LQD
ISHARES TR | | IBOXX INV CP ETF | 107,551 | 106,700 | -851 | $13,200,000 | $13,143,000 | -$57,000 |
|---|
XLB
SELECT SECTOR SPDR TR | | SBI MATERIALS | 62,509 | 61,736 | -773 | $2,897,000 | $2,948,000 | +$51,000 |
|---|
GNR
SPDR INDEX SHS FDS | | GLB NAT RESRCE | 32,112 | 29,287 | -2,825 | $1,192,000 | $1,146,000 | -$46,000 |
|---|
IWV
ISHARES TR | | RUSSELL 3000 ETF | 13,730 | 13,463 | -267 | $1,703,000 | $1,726,000 | +$23,000 |
|---|
DEM
WISDOMTREE TR | | EMER MKT HIGH FD | 10,686 | 10,420 | -266 | $379,000 | $391,000 | +$12,000 |
|---|
IVE
ISHARES TR | | S&P 500 VAL ETF | 124,037 | 121,367 | -2,670 | $11,523,000 | $11,525,000 | +$2,000 |
|---|
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