ROCKEFELLER FINANCIAL SERVICES INC current holdings: USA ETF
ROCKEFELLER FINANCIAL SERVICES INC reported $0.30 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 49 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are SPY, VMBS, EFA.
- SPY: Country of operation —; Class Exchange Traded Fund; Shares 415,212; Value $89,810,000.
- VMBS: Country of operation —; Class Exchange Traded Fund; Shares 1,083,231; Value $58,452,000.
- EFA: Country of operation —; Class Exchange Traded Fund; Shares 722,344; Value $42,712,000.
- VOO: Country of operation —; Class Exchange Traded Fund; Shares 94,024; Value $18,682,000.
Form 13F-HR as filed (SEC CIK 869878): quarter ended 2016-09-30, filed 2016-10-28. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|
SPY
SPDR S&P 500 ETF Trust | | Exchange Traded Fund | 415,212 | $89,810,000 | 2016-09-30 | 2016-10-28 | |
|---|
VMBS
Vanguard Mortgage Backed Securities ETF | | Exchange Traded Fund | 1,083,231 | $58,452,000 | 2016-09-30 | 2016-10-28 | |
|---|
EFA
iShares MSCI EAFE ETF | | Exchange Traded Fund | 722,344 | $42,712,000 | 2016-09-30 | 2016-10-28 | |
|---|
VOO
Vanguard S&P 500 ETF | | Exchange Traded Fund | 94,024 | $18,682,000 | 2016-09-30 | 2016-10-28 | |
|---|
AGG
iShares Core U.S. Aggregate Bond ETF | | Exchange Traded Fund | 110,992 | $12,478,000 | 2016-09-30 | 2016-10-28 | |
|---|
TIP
iShares TIPS Bond ETF | | Exchange Traded Fund | 106,701 | $12,430,000 | 2016-09-30 | 2016-10-28 | |
|---|
IWM
iShares Russell 2000 ETF | | Exchange Traded Fund | 96,671 | $12,008,000 | 2016-09-30 | 2016-10-28 | |
|---|
KRE
SPDR S&P Regional Banking ETF | | Exchange Traded Fund | 271,636 | $11,482,000 | 2016-09-30 | 2016-10-28 | |
|---|
VWO
Vanguard Emerging Markets ETF | | Exchange Traded Fund | 238,256 | $8,965,000 | 2016-09-30 | 2016-10-28 | |
|---|
DIA
SPDR Dow Jones Industrial Average ETF | | Exchange Traded Fund | 48,562 | $8,876,000 | 2016-09-30 | 2016-10-28 | |
|---|
VIG
Vanguard Dividend Appreciation Index Fd | | Exchange Traded Fund | 26,698 | $2,241,000 | 2016-09-30 | 2016-10-28 | |
|---|
IJT
iShares S&P Small-Cap 600 Growth ETF | | Exchange Traded Fund | 15,000 | $2,057,000 | 2016-09-30 | 2016-10-28 | |
|---|
IVE
iShares S&P 500 Value ETF | | Exchange Traded Fund | 19,114 | $1,815,000 | 2016-09-30 | 2016-10-28 | |
|---|
EEM
iShares MSCI Emerging Markets ETF | | Exchange Traded Fund | 43,539 | $1,630,000 | 2016-09-30 | 2016-10-28 | |
|---|
PowerShares QQQ Trust, Series 1
CUSIP 73935A104 | | Exchange Traded Fund | 12,825 | $1,523,000 | 2016-09-30 | 2016-10-28 | |
|---|
IVW
iShares S&P 500 Growth ETF | | Exchange Traded Fund | 9,635 | $1,172,000 | 2016-09-30 | 2016-10-28 | |
|---|
iShares MSCI United Kingdom - ETF
CUSIP 46434V548 | | Exchange Traded Fund | 71,890 | $1,139,000 | 2016-09-30 | 2016-10-28 | |
|---|
BSV
Vanguard Short-Term Bond ETF | | Exchange Traded Fund | 13,510 | $1,093,000 | 2016-09-30 | 2016-10-28 | |
|---|
iShares Gold Trust
CUSIP 464285105 | | Exchange Traded Fund | 84,981 | $1,079,000 | 2016-09-30 | 2016-10-28 | |
|---|
FEZ
SPDR Euro Stoxx 50 Fund | | Exchange Traded Fund | 31,206 | $1,022,000 | 2016-09-30 | 2016-10-28 | |
|---|
VEU
Vanguard FTSE All-World Ex-US Index Fund | | Exchange Traded Fund | 19,700 | $895,000 | 2016-09-30 | 2016-10-28 | |
|---|
IJR
iShares Core S&P Small-Cap ETF | | Exchange Traded Fund | 6,657 | $826,000 | 2016-09-30 | 2016-10-28 | |
|---|
IGSB
iShares 1-3 Year Credit Bond ETF | | Exchange Traded Fund | 7,667 | $811,000 | 2016-09-30 | 2016-10-28 | |
|---|
VT
Vanguard Total World Stock ETF | | Exchange Traded Fund | 10,100 | $615,000 | 2016-09-30 | 2016-10-28 | |
|---|
iShares MSCI Japan ETF
CUSIP 464286848 | | Exchange Traded Fund | 47,094 | $591,000 | 2016-09-30 | 2016-10-28 | |
|---|
STIP
iShares 0-5 Year TIPS Bond ETF | | Exchange Traded Fund | 5,710 | $577,000 | 2016-09-30 | 2016-10-28 | |
|---|
VanEck Vectors AMT-Free Intermediate
CUSIP 92189F544 | | Exchange Traded Fund | 20,263 | $498,000 | 2016-09-30 | 2016-10-28 | |
|---|
MIDU
Direxion Daily Mid Cap Bull 3X Shares | | Exchange Traded Fund | 18,000 | $489,000 | 2016-09-30 | 2016-10-28 | |
|---|
IOO
iShares Global 100 ETF | | Exchange Traded Fund | 6,449 | $483,000 | 2016-09-30 | 2016-10-28 | |
|---|
GUNR
FlexShares Morningstar Global Upstream | | Exchange Traded Fund | 16,500 | $454,000 | 2016-09-30 | 2016-10-28 | |
|---|
EUFN
iShares MSCI Europe Financials ETF | | Exchange Traded Fund | 22,661 | $389,000 | 2016-09-30 | 2016-10-28 | |
|---|
IVV
iShares Core S&P 500 ETF | | Exchange Traded Fund | 1,569 | $342,000 | 2016-09-30 | 2016-10-28 | |
|---|
BOND
PIMCO Total Return - ETF | | Exchange Traded Fund | 2,257 | $244,000 | 2016-09-30 | 2016-10-28 | |
|---|
JPMorgan Alerian MLP Index ETN
CUSIP 46625H365 | | Exchange Traded Fund | 7,403 | $233,000 | 2016-09-30 | 2016-10-28 | |
|---|
VEA
Vanguard FTSE Developed Markets ETF | | Exchange Traded Fund | 4,305 | $161,000 | 2016-09-30 | 2016-10-28 | |
|---|
IWP
iShares Russell Mid-Cap Growth ETF | | Exchange Traded Fund | 1,200 | $117,000 | 2016-09-30 | 2016-10-28 | |
|---|
ACWI
iShares MSCI ACWI ETF | | Exchange Traded Fund | 1,968 | $116,000 | 2016-09-30 | 2016-10-28 | |
|---|
VGK
Vanguard FTSE Europe ETF | | Exchange Traded Fund | 2,124 | $104,000 | 2016-09-30 | 2016-10-28 | |
|---|
NYF
iShares New York Muni Bond ETF | | Exchange Traded Fund | 777 | $89,000 | 2016-09-30 | 2016-10-28 | |
|---|
VNQ
Vanguard REIT VIPERs | | Exchange Traded Fund | 890 | $77,000 | 2016-09-30 | 2016-10-28 | |
|---|
XLK
AMEX Technology Select Spider | | Exchange Traded Fund | 1,580 | $75,000 | 2016-09-30 | 2016-10-28 | |
|---|
IJH
iShares Core S&P Mid-Cap ETF | | Exchange Traded Fund | 443 | $69,000 | 2016-09-30 | 2016-10-28 | |
|---|
LQD
iShares iBoxx $ Investment Grade | | Exchange Traded Fund | 506 | $62,000 | 2016-09-30 | 2016-10-28 | |
|---|
IWR
iShares Russell Mid-Cap ETF | | Exchange Traded Fund | 217 | $37,000 | 2016-09-30 | 2016-10-28 | |
|---|
PowerShares Cleantech Portfolio
CUSIP 73935X278 | | Exchange Traded Fund | 500 | $17,000 | 2016-09-30 | 2016-10-28 | |
|---|
XLF
Financial Select Sector SPDR Fund | | Exchange Traded Fund | 450 | $9,000 | 2016-09-30 | 2016-10-28 | |
|---|
IWO
iShares Russell 2000 Growth ETF | | Exchange Traded Fund | 48 | $7,000 | 2016-09-30 | 2016-10-28 | |
|---|
IWN
iShares Russell 2000 Value ETF | | Exchange Traded Fund | 56 | $6,000 | 2016-09-30 | 2016-10-28 | |
|---|
XLRE
Real Estate Select Sector SPDR Fund | | Exchange Traded Fund | 62 | $2,000 | 2016-09-30 | 2016-10-28 | |
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