ROCKEFELLER FINANCIAL SERVICES INC current holdings: USA Stocks
ROCKEFELLER FINANCIAL SERVICES INC reported $3.42 billion in share positions in stocks (listed in the US), 255 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are MSFT, JPM, CVS.
- MSFT: Country of operation United States; Class Common; Shares 2,741,137; Value $157,889,000.
- JPM: Country of operation United States; Class Common; Shares 2,254,154; Value $150,104,000.
- CVS: Country of operation United States; Class Common; Shares 1,589,794; Value $141,475,000.
- V: Country of operation United States; Class Class A; Shares 1,681,342; Value $139,048,000.
Form 13F-HR as filed (SEC CIK 869878): quarter ended 2016-09-30, filed 2016-10-28. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | % of listed | Quarter end | Filed | Performance |
|---|---|---|---|---|---|---|---|---|
| MSFT Microsoft Corp. | United States | Common | 2,741,137 | $157,889,000 | 4.38% | 2016-09-30 | 2016-10-28 | +783.61% |
| JPM J.P. Morgan Chase & Co. | United States | Common | 2,254,154 | $150,104,000 | 4.16% | 2016-09-30 | 2016-10-28 | +403.05% |
| CVS CVS Health Corporation | United States | Common | 1,589,794 | $141,475,000 | 3.92% | 2016-09-30 | 2016-10-28 | -2.12% |
| V Visa Inc - Class A Shares | United States | Class A | 1,681,342 | $139,048,000 | 3.85% | 2016-09-30 | 2016-10-28 | +342.42% |
| ORCL Oracle Corporation | United States | Common | 3,289,199 | $129,199,000 | 3.58% | 2016-09-30 | 2016-10-28 | +250.79% |
| GOOG Alphabet Inc. - Class C | United States | Class C | 160,380 | $124,662,000 | 3.46% | 2016-09-30 | 2016-10-28 | +768.04% |
| RGA Reinsurance Group of America, Inc. | United States | Common | 1,149,706 | $124,099,000 | 3.44% | 2016-09-30 | 2016-10-28 | +134.33% |
| LUV Southwest Airlines Co. | United States | Common | 2,810,998 | $109,319,000 | 3.03% | 2016-09-30 | 2016-10-28 | +8.20% |
| KMI Kinder Morgan Inc. | United States | Common | 4,452,531 | $102,987,000 | 2.85% | 2016-09-30 | 2016-10-28 | +31.65% |
| PNR Pentair, PLC | Common | 1,558,084 | $100,092,000 | 2.77% | 2016-09-30 | 2016-10-28 | +23.95% | |
| BDX Becton Dickinson & Co. | United States | Common | 541,377 | $97,302,000 | 2.70% | 2016-09-30 | 2016-10-28 | +32.01% |
| WFC Wells Fargo Company | United States | Common | 2,112,110 | $93,525,000 | 2.59% | 2016-09-30 | 2016-10-28 | +81.75% |
| AMZN Amazon.Com Inc | United States | Common | 108,913 | $91,193,000 | 2.53% | 2016-09-30 | 2016-10-28 | +489.13% |
| XOMXXXX Exxon Mobil Corporation | Common | 1,040,168 | $90,786,000 | 2.52% | 2016-09-30 | 2016-10-28 | ||
| RCL Royal Caribbean Cruises Ltd. | United States | Common | 1,179,278 | $88,387,000 | 2.45% | 2016-09-30 | 2016-10-28 | +247.79% |
| COF Capital One Financial Corp. | United States | Common | 1,199,204 | $86,139,000 | 2.39% | 2016-09-30 | 2016-10-28 | +173.51% |
| ITW Illinois Tool Works Inc. | United States | Common | 712,191 | $85,349,000 | 2.37% | 2016-09-30 | 2016-10-28 | +122.86% |
| WEC WEC Energy Group, Inc. | United States | Common | 1,420,526 | $85,060,000 | 2.36% | 2016-09-30 | 2016-10-28 | +71.31% |
| NKE Nike Inc. - CL B | United States | Class B | 1,346,194 | $70,877,000 | 1.96% | 2016-09-30 | 2016-10-28 | -31.93% |
| COP ConocoPhillips | United States | Common | 1,509,828 | $65,632,000 | 1.82% | 2016-09-30 | 2016-10-28 | +188.57% |
| UAL United Continental Holdings Inc. | United States | Common | 1,184,170 | $62,134,000 | 1.72% | 2016-09-30 | 2016-10-28 | +114.69% |
| ABT Abbott Laboratories | United States | Common | 1,434,398 | $60,660,000 | 1.68% | 2016-09-30 | 2016-10-28 | +138.71% |
| BIDU Baidu.com, Inc. | Common | 321,713 | $58,574,000 | 1.62% | 2016-09-30 | 2016-10-28 | -52.38% | |
| BIIB Biogen Idec Inc. | United States | Common | 174,892 | $54,746,000 | 1.52% | 2016-09-30 | 2016-10-28 | -27.46% |
| AFL Aflac, Inc. | United States | Common | 720,577 | $51,788,000 | 1.44% | 2016-09-30 | 2016-10-28 | +216.25% |
| GOOGL Alphabet Inc. - Class A | United States | Class A | 61,534 | $49,477,000 | 1.37% | 2016-09-30 | 2016-10-28 | +748.06% |
| AWK American Water Works Co., Inc. | United States | Common | 632,515 | $47,337,000 | 1.31% | 2016-09-30 | 2016-10-28 | +73.44% |
| ILMN Illumina, Inc. | United States | Common | 257,026 | $46,691,000 | 1.29% | 2016-09-30 | 2016-10-28 | +53.92% |
| CVX Chevron Corporation | United States | Common | 394,479 | $40,600,000 | 1.13% | 2016-09-30 | 2016-10-28 | +98.58% |
| CTRA Cabot Oil & Gas Corporation -Cl A | United States | Class A | 1,397,810 | $36,063,000 | 1.00% | 2016-09-30 | 2016-10-28 | |
| REGN Regeneron Pharmaceuticals | United States | Common | 87,875 | $35,328,000 | 0.98% | 2016-09-30 | 2016-10-28 | +86.68% |
| MRK Merck & Co. Inc. | United States | Common | 540,446 | $33,730,000 | 0.94% | 2016-09-30 | 2016-10-28 | +150.68% |
| HCSG Healthcare Services Group. | United States | Common | 720,799 | $28,529,000 | 0.79% | 2016-09-30 | 2016-10-28 | -47.20% |
| RARE Ultragenyx Pharmaceutical Inc. | United States | Common | 372,551 | $26,429,000 | 0.73% | 2016-09-30 | 2016-10-28 | — split 2025-12-29, ratio not on file |
| CL Colgate-Palmolive | United States | Common | 355,901 | $26,386,000 | 0.73% | 2016-09-30 | 2016-10-28 | +16.62% |
| EW Edwards Lifesciences Corporation | United States | Common | 214,692 | $25,883,000 | 0.72% | 2016-09-30 | 2016-10-28 | +119.16% |
| MASI Masimo Corporation | United States | Common | 338,015 | $20,109,000 | 0.56% | 2016-09-30 | 2016-10-28 | |
| FDS FactSet Research Systems, Inc. | United States | Common | 123,469 | $20,014,000 | 0.55% | 2016-09-30 | 2016-10-28 | +60.38% |
| PRO PROS Holdings, Inc. | United States | Common | 813,548 | $18,394,000 | 0.51% | 2016-09-30 | 2016-10-28 | |
| LFUS Littelfuse, Inc. | United States | Common | 140,229 | $18,063,000 | 0.50% | 2016-09-30 | 2016-10-28 | +232.86% |
| INGN Inogen Inc | United States | Common | 295,558 | $17,704,000 | 0.49% | 2016-09-30 | 2016-10-28 | -91.04% |
| OMCL Omnicell, Inc. | United States | Common | 458,715 | $17,569,000 | 0.49% | 2016-09-30 | 2016-10-28 | -10.42% |
| MMSI Merit Medical Systems, Inc. | United States | Common | 722,100 | $17,540,000 | 0.49% | 2016-09-30 | 2016-10-28 | +261.75% |
| IRM Iron Mountain Inc. | United States | Common | 453,917 | $17,036,000 | 0.47% | 2016-09-30 | 2016-10-28 | +197.10% |
| CRI Carter's, Inc. | United States | Common | 194,594 | $16,873,000 | 0.47% | 2016-09-30 | 2016-10-28 | -63.93% |
| CHE Chemed Corporation | United States | Common | 117,212 | $16,535,000 | 0.46% | 2016-09-30 | 2016-10-28 | +262.98% |
| ROP Roper Industries Inc. | United States | Common | 82,927 | $15,131,000 | 0.42% | 2016-09-30 | 2016-10-28 | +91.51% |
| HD Home Depot Inc. | United States | Common | 115,836 | $14,906,000 | 0.41% | 2016-09-30 | 2016-10-28 | +123.84% |
| MG Mistras Group Inc. | United States | Common | 634,255 | $14,886,000 | 0.41% | 2016-09-30 | 2016-10-28 | -9.08% |
| PODD Insulet Corporation | United States | Common | 362,463 | $14,839,000 | 0.41% | 2016-09-30 | 2016-10-28 | +224.47% |
| THRM Gentherm Inc. | United States | Common | 452,662 | $14,223,000 | 0.39% | 2016-09-30 | 2016-10-28 | +7.96% |
| PEP Pepsico, Inc | United States | Common | 129,077 | $14,039,000 | 0.39% | 2016-09-30 | 2016-10-28 | +18.31% |
| CSCO Cisco Systems, Inc. | United States | Common | 433,824 | $13,760,000 | 0.38% | 2016-09-30 | 2016-10-28 | +237.14% |
| IPGP IPG Photonics Corporation | United States | Common | 163,808 | $13,490,000 | 0.37% | 2016-09-30 | 2016-10-28 | -4.65% |
| SPGI S&P Global Inc | United States | Common | 105,680 | $13,375,000 | 0.37% | 2016-09-30 | 2016-10-28 | +227.77% |
| JNJ Johnson & Johnson | United States | Common | 113,018 | $13,351,000 | 0.37% | 2016-09-30 | 2016-10-28 | +126.50% |
| HONZZZZ Honeywell International Inc. | Common | 109,254 | $12,738,000 | 0.35% | 2016-09-30 | 2016-10-28 | ||
| RMD ResMed Inc. | United States | Common | 176,322 | $11,424,000 | 0.32% | 2016-09-30 | 2016-10-28 | +243.93% |
| AAON Aaon Inc | United States | Common | 394,236 | $11,362,000 | 0.31% | 2016-09-30 | 2016-10-28 | +343.05% |
| F Ford Motor Company | United States | Common | 920,956 | $11,116,000 | 0.31% | 2016-09-30 | 2016-10-28 | +1.91% |
| IBM Int'l Business Machines Corp. | United States | Common | 69,967 | $11,114,000 | 0.31% | 2016-09-30 | 2016-10-28 | +44.86% |
| SSD Simpson Manufacturing Co., Inc. | United States | Common | 249,011 | $10,944,000 | 0.30% | 2016-09-30 | 2016-10-28 | +295.88% |
| BMI Badger Meter, Inc. | United States | Common | 323,530 | $10,841,000 | 0.30% | 2016-09-30 | 2016-10-28 | +275.98% |
| PG Procter & Gamble Co. | United States | Common | 101,674 | $9,125,000 | 0.25% | 2016-09-30 | 2016-10-28 | +65.26% |
| ELV Anthem Inc. | United States | Common | 58,210 | $7,294,000 | 0.20% | 2016-09-30 | 2016-10-28 | +213.41% |
| INTC Intel Corp. | United States | Common | 184,447 | $6,963,000 | 0.19% | 2016-09-30 | 2016-10-28 | +207.10% |
| ITGR Integer Holdings Corp | United States | Common | 306,864 | $6,656,000 | 0.18% | 2016-09-30 | 2016-10-28 | +482.43% |
| RRC Range Resources Corp. | United States | Common | 164,788 | $6,386,000 | 0.18% | 2016-09-30 | 2016-10-28 | -4.83% |
| SLM SLM Corporation | United States | Common | 842,893 | $6,296,000 | 0.17% | 2016-09-30 | 2016-10-28 | +206.43% |
| ABBV AbbVie Inc. | United States | Common | 99,781 | $6,293,000 | 0.17% | 2016-09-30 | 2016-10-28 | +317.46% |
| QCOM Qualcomm Inc. | United States | Common | 89,682 | $6,143,000 | 0.17% | 2016-09-30 | 2016-10-28 | +168.76% |
| NPKI Newpark Resources, Inc. | United States | Common | 829,053 | $6,102,000 | 0.17% | 2016-09-30 | 2016-10-28 | — split 2020-03-09, ratio not on file |
| TXN Texas Instruments Inc. | United States | Common | 85,200 | $5,980,000 | 0.17% | 2016-09-30 | 2016-10-28 | +301.38% |
| CMCSA Comcast Corporation - CL A | United States | Class A | 84,675 | $5,617,000 | 0.16% | 2016-09-30 | 2016-10-28 | -30.52% |
| DIS The Walt Disney Company | United States | Common | 55,242 | $5,130,000 | 0.14% | 2016-09-30 | 2016-10-28 | +13.51% |
| MRC MRC Global Inc. | United States | Common | 272,590 | $4,479,000 | 0.12% | 2016-09-30 | 2016-10-28 | |
| GLD SPDR Gold Shares | United States | Exchange Traded Fund | 33,352 | $4,191,000 | 0.12% | 2016-09-30 | 2016-10-28 | +204.75% |
| UNP Union Pacific Corp. | United States | Common | 36,950 | $3,604,000 | 0.10% | 2016-09-30 | 2016-10-28 | +181.09% |
| PFE Pfizer Inc. | United States | Common | 104,974 | $3,556,000 | 0.10% | 2016-09-30 | 2016-10-28 | -10.63% |
| UNH UnitedHealth Group Inc. | United States | Common | 25,396 | $3,555,000 | 0.10% | 2016-09-30 | 2016-10-28 | +167.81% |
| ARMK Aramark | United States | Common | 93,401 | $3,552,000 | 0.10% | 2016-09-30 | 2016-10-28 | +98.29% |
| BRKB Berkshire Hathaway Inc - Cl B | Class B | 23,630 | $3,414,000 | 0.09% | 2016-09-30 | 2016-10-28 | ||
| AAPL Apple Inc. | United States | Common | 29,683 | $3,355,000 | 0.09% | 2016-09-30 | 2016-10-28 | |
| MDT Medtronic, PLC | Ireland | Common | 36,220 | $3,129,000 | 0.09% | 2016-09-30 | 2016-10-28 | +0.80% |
| DOV Dover Corp. | United States | Common | 38,494 | $2,835,000 | 0.08% | 2016-09-30 | 2016-10-28 | +218.93% |
| MCD McDonald's Corporation | United States | Common | 23,381 | $2,697,000 | 0.07% | 2016-09-30 | 2016-10-28 | +102.83% |
| TMO Thermo Fisher Scientific Inc. | United States | Common | 16,955 | $2,696,000 | 0.07% | 2016-09-30 | 2016-10-28 | +327.27% |
| KEY Keycorp | United States | Common | 180,000 | $2,191,000 | 0.06% | 2016-09-30 | 2016-10-28 | +65.32% |
| WMT Wal-Mart Stores, Inc. | United States | Common | 30,056 | $2,167,000 | 0.06% | 2016-09-30 | 2016-10-28 | +344.26% |
| CNI Canadian National Railway Company | Common | 33,102 | $2,165,000 | 0.06% | 2016-09-30 | 2016-10-28 | +84.33% | |
| EOG EOG Resources Inc. | United States | Common | 22,312 | $2,158,000 | 0.06% | 2016-09-30 | 2016-10-28 | +44.41% |
| MMM 3M Co. | United States | Common | 11,948 | $2,105,000 | 0.06% | 2016-09-30 | 2016-10-28 | +14.35% |
| BNY Bank of New York Mellon Corporation | United States | Common | 51,831 | $2,067,000 | 0.06% | 2016-09-30 | 2016-10-28 | +268.56% |
| UPS United Parcel Service Class B | United States | Common | 18,352 | $2,007,000 | 0.06% | 2016-09-30 | 2016-10-28 | -14.11% |
| EMR Emerson Electric Co. | United States | Common | 35,994 | $1,963,000 | 0.05% | 2016-09-30 | 2016-10-28 | +188.46% |
| GLW Corning Inc. | United States | Common | 77,300 | $1,828,000 | 0.05% | 2016-09-30 | 2016-10-28 | +571.08% |
| KO Coca Cola Company | United States | Common | 39,569 | $1,675,000 | 0.05% | 2016-09-30 | 2016-10-28 | +105.20% |
| RNR Renaissance Holdings Ltd. | Common | 12,900 | $1,550,000 | 0.04% | 2016-09-30 | 2016-10-28 | +170.08% | |
| GIS General Mills, Inc. | United States | Common | 23,416 | $1,496,000 | 0.04% | 2016-09-30 | 2016-10-28 | -47.06% |
| KMX CarMax, Inc. | United States | Common | 28,020 | $1,495,000 | 0.04% | 2016-09-30 | 2016-10-28 | +11.02% |
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