ROCKEFELLER FINANCIAL SERVICES INC current holdings: USA Other Stocks
ROCKEFELLER FINANCIAL SERVICES INC reported $0.75 billion in shares no fund filing gives a ticker for, so this site has no page for them (listed in the US), 112 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are Delphi Automotive PLC, Annaly Capital Management Inc., Mallinckrodt PLC.
- Delphi Automotive PLC: Country of operation —; Class Common; Shares 1,238,546; Value $88,334,000.
- Annaly Capital Management Inc.: Country of operation United States; Class Common; Shares 7,232,120; Value $75,937,000.
- Mallinckrodt PLC: Country of operation —; Class Common; Shares 1,031,255; Value $71,962,000.
- Cerner Corporation: Country of operation —; Class Common; Shares 1,126,548; Value $69,565,000.
Form 13F-HR as filed (SEC CIK 869878): quarter ended 2016-09-30, filed 2016-10-28. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| Delphi Automotive PLC CUSIP G27823106 | Common | 1,238,546 | $88,334,000 | 2016-09-30 | 2016-10-28 | |
| Annaly Capital Management Inc. CUSIP 035710409 | United States | Common | 7,232,120 | $75,937,000 | 2016-09-30 | 2016-10-28 |
| Mallinckrodt PLC CUSIP G5785G107 | Common | 1,031,255 | $71,962,000 | 2016-09-30 | 2016-10-28 | |
| Cerner Corporation CUSIP 156782104 | Common | 1,126,548 | $69,565,000 | 2016-09-30 | 2016-10-28 | |
| SBA Communications Corporation CUSIP 78388J106 | Common | 618,967 | $69,423,000 | 2016-09-30 | 2016-10-28 | |
| St. Jude Medical CUSIP 790849103 | Common | 735,504 | $58,663,000 | 2016-09-30 | 2016-10-28 | |
| Abiomed, Inc CUSIP 003654100 | Common | 231,516 | $29,768,000 | 2016-09-30 | 2016-10-28 | |
| Microsemi Corp. CUSIP 595137100 | Common | 537,536 | $22,566,000 | 2016-09-30 | 2016-10-28 | |
| Mentor Graphics CUSIP 587200106 | Common | 680,340 | $17,988,000 | 2016-09-30 | 2016-10-28 | |
| Apache Corporation CUSIP 037411105 | Common | 244,714 | $15,630,000 | 2016-09-30 | 2016-10-28 | |
| Synchronoss Technologies, Inc. CUSIP 87157B103 | Common | 359,469 | $14,803,000 | 2016-09-30 | 2016-10-28 | |
| Vocera Communications Inc. CUSIP 92857F107 | Common | 872,334 | $14,742,000 | 2016-09-30 | 2016-10-28 | |
| Medidata Solutions, Inc. CUSIP 58471A105 | Common | 263,947 | $14,718,000 | 2016-09-30 | 2016-10-28 | |
| FirstCash Inc CUSIP 33767D105 | Common | 302,077 | $14,222,000 | 2016-09-30 | 2016-10-28 | |
| Carnival Corporation CUSIP 143658300 | Common | 280,613 | $13,700,000 | 2016-09-30 | 2016-10-28 | |
| NIC Inc. CUSIP 62914B100 | Common | 573,036 | $13,466,000 | 2016-09-30 | 2016-10-28 | |
| DigitalGlobe Inc. CUSIP 25389M877 | Common | 468,536 | $12,885,000 | 2016-09-30 | 2016-10-28 | |
| Intralinks Holdings Incorporated CUSIP 46118H104 | Common | 1,225,820 | $12,332,000 | 2016-09-30 | 2016-10-28 | |
| Discover Financial Services CUSIP 254709108 | United States | Common | 215,571 | $12,190,000 | 2016-09-30 | 2016-10-28 |
| Stericycle, Inc. CUSIP 858912108 | United States | Common | 133,075 | $10,665,000 | 2016-09-30 | 2016-10-28 |
| Abaxis, Inc. CUSIP 002567105 | Common | 186,936 | $9,650,000 | 2016-09-30 | 2016-10-28 | |
| Clarcor Inc. CUSIP 179895107 | Common | 148,287 | $9,639,000 | 2016-09-30 | 2016-10-28 | |
| General Electric Co. CUSIP 369604103 | United States | Common | 318,258 | $9,427,000 | 2016-09-30 | 2016-10-28 |
| EPIQ Systems, Inc. CUSIP 26882D109 | Common | 564,950 | $9,316,000 | 2016-09-30 | 2016-10-28 | |
| Triumph Group, Inc. CUSIP 896818101 | United States | Common | 242,516 | $6,761,000 | 2016-09-30 | 2016-10-28 |
| Noble Energy, Inc. CUSIP 655044105 | Common | 182,043 | $6,506,000 | 2016-09-30 | 2016-10-28 | |
| Fred's Inc. CUSIP 356108100 | Common | 489,463 | $4,435,000 | 2016-09-30 | 2016-10-28 | |
| General Growth Properties, Inc. CUSIP 370023103 | Common | 101,852 | $2,811,000 | 2016-09-30 | 2016-10-28 | |
| Berkshire Hathaway Inc. - Class A CUSIP 084670108 | United States | Class A | 11 | $2,378,000 | 2016-09-30 | 2016-10-28 |
| Howard Hughes Corporation CUSIP 44267D107 | United States | Common | 16,922 | $1,938,000 | 2016-09-30 | 2016-10-28 |
| Time Warner Inc. CUSIP 887317303 | Common | 21,894 | $1,743,000 | 2016-09-30 | 2016-10-28 | |
| Spectra Energy Corporation CUSIP 847560109 | Common | 39,570 | $1,692,000 | 2016-09-30 | 2016-10-28 | |
| CIGNA Corporation CUSIP 125509109 | Common | 12,758 | $1,663,000 | 2016-09-30 | 2016-10-28 | |
| Celgene Corp. CUSIP 151020104 | Common | 15,269 | $1,596,000 | 2016-09-30 | 2016-10-28 | |
| United Technologies Corp. CUSIP 913017109 | United States | Common | 14,526 | $1,476,000 | 2016-09-30 | 2016-10-28 |
| Express Scripts Holding, Inc. CUSIP 30219G108 | Common | 20,502 | $1,446,000 | 2016-09-30 | 2016-10-28 | |
| Anadarko Petroleum Corporation CUSIP 032511107 | Common | 21,174 | $1,341,000 | 2016-09-30 | 2016-10-28 | |
| Goldcorp Inc. CUSIP 380956409 | Common | 81,042 | $1,339,000 | 2016-09-30 | 2016-10-28 | |
| Kansas City Southern CUSIP 485170302 | Common | 12,451 | $1,162,000 | 2016-09-30 | 2016-10-28 | |
| Alexion Pharmaceuticals, Inc. CUSIP 015351109 | Common | 9,257 | $1,134,000 | 2016-09-30 | 2016-10-28 | |
| Monsanto Company CUSIP 61166W101 | Common | 10,904 | $1,114,000 | 2016-09-30 | 2016-10-28 | |
| Athenahealth Inc CUSIP 04685W103 | Common | 8,222 | $1,037,000 | 2016-09-30 | 2016-10-28 | |
| Walgreens Boots Alliance Inc CUSIP 931427108 | United States | Common | 12,729 | $1,026,000 | 2016-09-30 | 2016-10-28 |
| Broadcom Limited CUSIP Y09827109 | Common | 4,842 | $835,000 | 2016-09-30 | 2016-10-28 | |
| Cimarex Energy Co. CUSIP 171798101 | Common | 6,000 | $806,000 | 2016-09-30 | 2016-10-28 | |
| Hess Corp CUSIP 42809H107 | United States | Common | 15,033 | $806,000 | 2016-09-30 | 2016-10-28 |
| Brookfield Asset Management CUSIP 112585104 | Class A | 21,063 | $741,000 | 2016-09-30 | 2016-10-28 | |
| Nuvectra Corporation CUSIP 67075N108 | Common | 103,281 | $715,000 | 2016-09-30 | 2016-10-28 | |
| Aqua America Inc. CUSIP 03836W103 | Common | 19,761 | $602,000 | 2016-09-30 | 2016-10-28 | |
| Mead Johnson Nutrition Company CUSIP 582839106 | Common | 7,435 | $587,000 | 2016-09-30 | 2016-10-28 | |
| Concho Resources Inc. CUSIP 20605P101 | Common | 3,400 | $467,000 | 2016-09-30 | 2016-10-28 | |
| The Dow Chemical Company CUSIP 260543103 | United States | Common | 8,653 | $448,000 | 2016-09-30 | 2016-10-28 |
| National Oilwell Varco, Inc. CUSIP 637071101 | Common | 11,067 | $407,000 | 2016-09-30 | 2016-10-28 | |
| National Instruments Corporation CUSIP 636518102 | United States | Common | 14,121 | $401,000 | 2016-09-30 | 2016-10-28 |
| Connecticut Water Service, Inc. CUSIP 207797101 | Common | 7,652 | $381,000 | 2016-09-30 | 2016-10-28 | |
| Harman International Industires, Inc. CUSIP 413086109 | Common | 4,497 | $380,000 | 2016-09-30 | 2016-10-28 | |
| Varian Medical Systems, Inc. CUSIP 92220P105 | Common | 3,708 | $369,000 | 2016-09-30 | 2016-10-28 | |
| C.R. Bard, Inc. CUSIP 067383109 | Common | 1,500 | $336,000 | 2016-09-30 | 2016-10-28 | |
| Praxair, Inc. CUSIP 74005P104 | Common | 2,740 | $331,000 | 2016-09-30 | 2016-10-28 | |
| NuVasive, Inc. CUSIP 670704105 | United States | Common | 4,320 | $288,000 | 2016-09-30 | 2016-10-28 |
| Priceline.com Inc CUSIP 741503403 | Common | 187 | $275,000 | 2016-09-30 | 2016-10-28 | |
| CDK Global Inc. CUSIP 12508E101 | Common | 3,603 | $207,000 | 2016-09-30 | 2016-10-28 | |
| VCA Antech, Inc. CUSIP 918194101 | Common | 2,771 | $194,000 | 2016-09-30 | 2016-10-28 | |
| TerraVia Holdings Inc CUSIP 88105A106 | Common | 70,274 | $193,000 | 2016-09-30 | 2016-10-28 | |
| Cobalt International Energy, Inc. CUSIP 19075F106 | Common | 152,595 | $189,000 | 2016-09-30 | 2016-10-28 | |
| Buffalo Wild Wings Inc. CUSIP 119848109 | Common | 1,298 | $183,000 | 2016-09-30 | 2016-10-28 | |
| Raytheon Company CUSIP 755111507 | Common | 1,200 | $163,000 | 2016-09-30 | 2016-10-28 | |
| Halyard Health Inc. CUSIP 40650V100 | Common | 4,391 | $152,000 | 2016-09-30 | 2016-10-28 | |
| MSG Networks Inc. CUSIP 553573106 | Common | 6,975 | $130,000 | 2016-09-30 | 2016-10-28 | |
| Rigel Pharmaceuticals, Inc. CUSIP 766559603 | United States | Common | 34,954 | $128,000 | 2016-09-30 | 2016-10-28 |
| Baker Hughes Incorporated CUSIP 057224107 | Common | 2,493 | $126,000 | 2016-09-30 | 2016-10-28 | |
| Nevro Corporation CUSIP 64157F103 | United States | Common | 1,201 | $125,000 | 2016-09-30 | 2016-10-28 |
| Continental Resources, Inc. CUSIP 212015101 | Common | 2,289 | $119,000 | 2016-09-30 | 2016-10-28 | |
| Aetna Inc. CUSIP 00817Y108 | Common | 1,000 | $115,000 | 2016-09-30 | 2016-10-28 | |
| Amsurg Corporation CUSIP 03232P405 | Common | 1,582 | $106,000 | 2016-09-30 | 2016-10-28 | |
| Juno Therapeutics Inc CUSIP 48205A109 | Common | 3,465 | $104,000 | 2016-09-30 | 2016-10-28 | |
| Chimerix Inc. CUSIP 16934W106 | United States | Common | 16,973 | $94,000 | 2016-09-30 | 2016-10-28 |
| InterXion Holding NV CUSIP N47279109 | Common | 2,597 | $94,000 | 2016-09-30 | 2016-10-28 | |
| ComScore Inc. CUSIP 20564W105 | United States | Common | 2,984 | $91,000 | 2016-09-30 | 2016-10-28 |
| NanoString Technologies Inc CUSIP 63009R109 | United States | Common | 4,470 | $89,000 | 2016-09-30 | 2016-10-28 |
| Spark Therapeutics, Inc. CUSIP 84652J103 | Common | 1,488 | $89,000 | 2016-09-30 | 2016-10-28 | |
| Concert Pharmaceuticals Inc. CUSIP 206022105 | Common | 8,600 | $87,000 | 2016-09-30 | 2016-10-28 | |
| T2 Biosystems, Inc. CUSIP 89853L104 | Common | 11,766 | $85,000 | 2016-09-30 | 2016-10-28 | |
| Ophthotech Corporation CUSIP 683745103 | Common | 1,816 | $84,000 | 2016-09-30 | 2016-10-28 | |
| Avexis Inc CUSIP 05366U100 | Common | 1,778 | $73,000 | 2016-09-30 | 2016-10-28 | |
| Ingersoll-Rand Plc CUSIP G47791101 | Common | 1,030 | $70,000 | 2016-09-30 | 2016-10-28 | |
| Jacobs Engineering Group, Inc. CUSIP 469814107 | Common | 1,250 | $65,000 | 2016-09-30 | 2016-10-28 | |
| Aptevo Therapeutics Inc - W/I CUSIP 03835L108 | Common | 24,869 | $64,000 | 2016-09-30 | 2016-10-28 | |
| Lam Research Corporation CUSIP 512807108 | United States | Common | 650 | $62,000 | 2016-09-30 | 2016-10-28 |
| Whole Foods Market, Inc. CUSIP 966837106 | Common | 2,120 | $60,000 | 2016-09-30 | 2016-10-28 | |
| Zeltiq Aesthetics Inc. CUSIP 98933Q108 | Common | 1,154 | $45,000 | 2016-09-30 | 2016-10-28 | |
| ContraFect Corporation CUSIP 212326102 | Common | 16,954 | $42,000 | 2016-09-30 | 2016-10-28 | |
| Plains GP Holdings LP-CL A CUSIP 72651A108 | Class A | 3,100 | $40,000 | 2016-09-30 | 2016-10-28 | |
| Dupont, E.I. de Nemours & Co. CUSIP 263534109 | Common | 559 | $38,000 | 2016-09-30 | 2016-10-28 | |
| Dell Technologies Inc - CL V CUSIP 24703L103 | Common | 752 | $36,000 | 2016-09-30 | 2016-10-28 | |
| Allergan Plc CUSIP G0177J108 | Common | 141 | $32,000 | 2016-09-30 | 2016-10-28 | |
| Rite Aid Corp. CUSIP 767754104 | Common | 3,565 | $27,000 | 2016-09-30 | 2016-10-28 | |
| Time Inc. CUSIP 887228104 | Common | 1,687 | $24,000 | 2016-09-30 | 2016-10-28 | |
| AMN Healthcare Services, Inc. CUSIP 001744XXX | Common | 668 | $21,000 | 2016-09-30 | 2016-10-28 | |
| Tesoro Logistics LP CUSIP 88160T107 | Common | 410 | $20,000 | 2016-09-30 | 2016-10-28 |
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|---|---|---|
| Not available yet | |||