COMMUNITY FINANCIAL SYSTEM, INC. historic quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, COMMUNITY FINANCIAL SYSTEM, INC. opened 172 positions, added to 88, reduced 104 and sold out of 153.
- Q3 2014: Stock AGG; Country of operation —; Class ETF/FIXED INCOME; Shares before 55,400.
- Q3 2014: Stock IVV; Country of operation —; Class ETF/EQUITY; Shares before 208,275.
- Q3 2014: Stock BSV; Country of operation —; Class ETF/FIXED INCOME; Shares before 31,419.
- Q3 2014: Stock EFAV; Country of operation —; Class ETF/INTERNATIONAL EQUITY; Shares before 48,550.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 723188), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2015-02-03); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-25); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-30); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-28); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-19). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2004-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q3 2014 | AGG ISHARES CORE TOTAL U S BOND MARKET ETF | ETF/FIXED INCOME | 55,400 | 64,100 | +8,700 | $6,061,000 | $6,994,000 | +$933,000 | 2015-02-03 | |
| Q3 2014 | IVV ISHARES TR S&P 500 INDEX FD | ETF/EQUITY | 208,275 | 210,025 | +1,750 | $41,030,000 | $41,640,000 | +$610,000 | 2015-02-03 | |
| Q3 2014 | BSV VANGUARD SHORT TERM BOND ETF | ETF/FIXED INCOME | 31,419 | 34,919 | +3,500 | $2,524,000 | $2,796,000 | +$272,000 | 2015-02-03 | |
| Q3 2014 | EFAV ISHARES TR EAFE MIN VOLAT | ETF/INTERNATIONAL EQUITY | 48,550 | 54,900 | +6,350 | $3,174,000 | $3,438,000 | +$264,000 | 2015-02-03 | |
| Q3 2014 | ACWX ISHARES MSCI ACWI EX US | ETF/INTERNATIONAL EQUITY | 3,625 | 8,550 | +4,925 | $174,000 | $389,000 | +$215,000 | 2015-02-03 | |
| Q3 2014 | EEMV ISHARES MSCI EMERGING MKTS MINI VOL ETF | ETF/INTERNATIONAL EQUITY | 8,700 | 11,450 | +2,750 | $523,000 | $684,000 | +$161,000 | 2015-02-03 | |
| Q3 2014 | EZU ISHARES INC MSCI EMU INDEX | ETF/INTERNATIONAL EQUITY | 77,700 | 81,850 | +4,150 | $3,287,000 | $3,151,000 | -$136,000 | 2015-02-03 | |
| Q3 2014 | HDV ISHARES TR HGH DIV EQT FD | ETF/EQUITY | 5,345 | 6,370 | +1,025 | $403,000 | $479,000 | +$76,000 | 2015-02-03 | |
| Q3 2014 | BNDX VANGUARD CHARLOTTE FDS INTL BD IDX ETF | ETF/INTERNATIONAL FIXED INCOME | 99,450 | 99,475 | +25 | $5,112,000 | $5,184,000 | +$72,000 | 2015-02-03 | |
| Q3 2014 | VWO VANGUARD MSCI EMERGING MARKETS ETF | ETF/INTERNATIONAL EQUITY | 17,632 | 19,857 | +2,225 | $760,000 | $828,000 | +$68,000 | 2015-02-03 | |
| Q3 2014 | XLP SELECT SECTOR SPDR TR SBI CONS STPLS | ETF/EQUITY | 92,250 | 92,300 | +50 | $4,115,000 | $4,164,000 | +$49,000 | 2015-02-03 | |
| Q3 2014 | BND VANGUARD TOTAL BOND MRKT ETF | ETF/FIXED INCOME | 29,892 | 30,527 | +635 | $2,458,000 | $2,501,000 | +$43,000 | 2015-02-03 | |
| Q3 2014 | DHS WISDOMTREE EQUITY INC FUND | ETF/EQUITY | 15,495 | 16,220 | +725 | $920,000 | $962,000 | +$42,000 | 2015-02-03 | |
| Q3 2014 | CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E CUSIP 18383M522 | ETF/FIXED INCOME | 600 | 2,100 | +1,500 | $13,000 | $44,000 | +$31,000 | 2015-02-03 | |
| Q3 2014 | SCHA SCHWAB STRATEGIC TR US SML CAP ETF | ETF/EQUITY | 7,408 | 7,410 | +2 | $406,000 | $381,000 | -$25,000 | 2015-02-03 | |
| Q3 2014 | MARKET VECTORS HIGH YIELD MUNI INDEX ETF CUSIP 57060U878 | ETF/FIXED INCOME | 28,750 | 28,775 | +25 | $867,000 | $885,000 | +$18,000 | 2015-02-03 | |
| Q3 2014 | VCSH VANGUARD SHORT TERM CORP BOND ETF | ETF/FIXED INCOME | 55,410 | 55,862 | +452 | $4,454,000 | $4,462,000 | +$8,000 | 2015-02-03 | |
| Q3 2014 | CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E CUSIP 18383M530 | ETF/FIXED INCOME | 58,950 | 59,550 | +600 | $1,254,000 | $1,258,000 | +$4,000 | 2015-02-03 | |
| Q3 2014 | DWX SPDR INDEX SHS FDS S&P INTL ETF | ETF/INTERNATIONAL EQUITY | 1,575 | 1,825 | +250 | $81,000 | $84,000 | +$3,000 | 2015-02-03 | |
| Q3 2014 | SPSB SPDR SERIES TRUST BARC CAPTL ETF | ETF/FIXED INCOME | 5,675 | 5,800 | +125 | $175,000 | $178,000 | +$3,000 | 2015-02-03 | |
| Q2 2014 | XLP SELECT SECTOR SPDR TR SBI CONS STPLS | ETF/EQUITY | 350 | 92,250 | +91,900 | $15,000 | $4,115,000 | +$4,100,000 | 2014-07-25 | |
| Q2 2014 | IEFA ISHARES CORE MSCI EAFE ETF | ETF/INTERNATIONAL EQUITY | 345,047 | 361,526 | +16,479 | $21,069,000 | $22,487,000 | +$1,418,000 | 2014-07-25 | |
| Q2 2014 | AGG ISHARES CORE TOTAL U S BOND MARKET ETF | ETF/FIXED INCOME | 45,350 | 55,400 | +10,050 | $4,894,000 | $6,061,000 | +$1,167,000 | 2014-07-25 | |
| Q2 2014 | BNDX VANGUARD CHARLOTTE FDS INTL BD IDX ETF | ETF/INTERNATIONAL FIXED INCOME | 82,500 | 99,450 | +16,950 | $4,175,000 | $5,112,000 | +$937,000 | 2014-07-25 | |
| Q2 2014 | XLK SELECT SECTOR SPDR TR SBI INT-TECH | ETF/EQUITY | 6,844 | 20,719 | +13,875 | $249,000 | $794,000 | +$545,000 | 2014-07-25 | |
| Q2 2014 | IEMG ISHARES INC CORE MSCI EMKT | ETF/INTERNATIONAL EQUITY | 174,841 | 175,155 | +314 | $8,581,000 | $9,056,000 | +$475,000 | 2014-07-25 | |
| Q2 2014 | IWF ISHARES TR RUSSELL 1000 GROWTH INDEX FUND | ETF/EQUITY | 67,533 | 67,789 | +256 | $5,845,000 | $6,164,000 | +$319,000 | 2014-07-25 | |
| Q2 2014 | IWD ISHARES RUSSELL 1000 VALUE | ETF/EQUITY | 58,250 | 58,402 | +152 | $5,621,000 | $5,914,000 | +$293,000 | 2014-07-25 | |
| Q2 2014 | MDY SPDR S&P MIDCAP 400 ETF TR | ETF/EQUITY | 18,579 | 18,842 | +263 | $4,655,000 | $4,909,000 | +$254,000 | 2014-07-25 | |
| Q2 2014 | IWS ISHARES RUSSELL MIDCAP VALUE | ETF/EQUITY | 30,115 | 31,015 | +900 | $2,069,000 | $2,252,000 | +$183,000 | 2014-07-25 | |
| Q2 2014 | DHS WISDOMTREE EQUITY INC FUND | ETF/EQUITY | 13,425 | 15,495 | +2,070 | $759,000 | $920,000 | +$161,000 | 2014-07-25 | |
| Q2 2014 | SCHA SCHWAB STRATEGIC TR US SML CAP ETF | ETF/EQUITY | 4,658 | 7,408 | +2,750 | $250,000 | $406,000 | +$156,000 | 2014-07-25 | |
| Q2 2014 | VCSH VANGUARD SHORT TERM CORP BOND ETF | ETF/FIXED INCOME | 53,898 | 55,410 | +1,512 | $4,310,000 | $4,454,000 | +$144,000 | 2014-07-25 | |
| Q2 2014 | BND VANGUARD TOTAL BOND MRKT ETF | ETF/FIXED INCOME | 28,539 | 29,892 | +1,353 | $2,317,000 | $2,458,000 | +$141,000 | 2014-07-25 | |
| Q2 2014 | BSV VANGUARD SHORT TERM BOND ETF | ETF/FIXED INCOME | 29,938 | 31,419 | +1,481 | $2,398,000 | $2,524,000 | +$126,000 | 2014-07-25 | |
| Q2 2014 | XLF SELECT SECTOR SPDR TR SBI INT-FINL | ETF/EQUITY | 28,600 | 33,125 | +4,525 | $639,000 | $753,000 | +$114,000 | 2014-07-25 | |
| Q2 2014 | ACWX ISHARES MSCI ACWI EX US | ETF/INTERNATIONAL EQUITY | 1,400 | 3,625 | +2,225 | $65,000 | $174,000 | +$109,000 | 2014-07-25 | |
| Q2 2014 | VWO VANGUARD MSCI EMERGING MARKETS ETF | ETF/INTERNATIONAL EQUITY | 16,202 | 17,632 | +1,430 | $657,000 | $760,000 | +$103,000 | 2014-07-25 | |
| Q2 2014 | EZU ISHARES INC MSCI EMU INDEX | ETF/INTERNATIONAL EQUITY | 75,675 | 77,700 | +2,025 | $3,199,000 | $3,287,000 | +$88,000 | 2014-07-25 | |
| Q2 2014 | POWERSHARES GLOBAL ETF TRUSTDEV MKTS EX-US CUSIP 73936T789 | ETF/INTERNATIONAL EQUITY | 35,375 | 35,700 | +325 | $1,552,000 | $1,626,000 | +$74,000 | 2014-07-25 | |
| Q2 2014 | LQD ISHARES TR IBOXX INV CPBD | ETF/FIXED INCOME | 4,215 | 4,740 | +525 | $493,000 | $566,000 | +$73,000 | 2014-07-25 | |
| Q2 2014 | HDV ISHARES TR HGH DIV EQT FD | ETF/EQUITY | 4,820 | 5,345 | +525 | $344,000 | $403,000 | +$59,000 | 2014-07-25 | |
| Q2 2014 | IGSB ISHARES TR BARCLYS 1-3YR CR | ETF/FIXED INCOME | 11,896 | 12,126 | +230 | $1,255,000 | $1,282,000 | +$27,000 | 2014-07-25 | |
| Q2 2014 | POWERSHARES DWA DEV MARKET MOM PORT ETF CUSIP 73936Q108 | ETF/INTERNATIONAL EQUITY | 4,326 | 5,401 | +1,075 | $116,000 | $142,000 | +$26,000 | 2014-07-25 | |
| Q2 2014 | SPIB SPDR SERIES TRUST INTR TRM CORP BD | ETF/FIXED INCOME | 1,475 | 1,500 | +25 | $50,000 | $52,000 | +$2,000 | 2014-07-25 | |
| Q1 2014 | IVV I SHARES TR S&P 500 INDEX FD | ETF/EQUITY | 184,500 | 215,215 | +30,715 | $34,252,000 | $40,491,000 | +$6,239,000 | 2014-04-30 | |
| Q1 2014 | BNDX VANGUARD CHARLOTTE FDS INTL BD IDX ETF | ETF/INTERNATIONAL FIXED INCOME | 57,250 | 82,500 | +25,250 | $2,840,000 | $4,175,000 | +$1,335,000 | 2014-04-30 | |
| Q1 2014 | EZU ISHARES INC MSCI EMU INDEX | ETF/INTERNATIONAL EQUITY | 66,075 | 75,675 | +9,600 | $2,734,000 | $3,199,000 | +$465,000 | 2014-04-30 | |
| Q1 2014 | DGS WISDOMTREE EMERGING MKTS SMALLCAP DIV ETF | ETF/INTERNATIONAL EQUITY | 5,000 | 11,100 | +6,100 | $230,000 | $517,000 | +$287,000 | 2014-04-30 | |
| Q1 2014 | DHS WISDOMTREE EQUITY INC FUND | ETF/EQUITY | 9,175 | 13,425 | +4,250 | $506,000 | $759,000 | +$253,000 | 2014-04-30 | |
| Q1 2014 | IEFA ISHARES CORE MSCI EAFE ETF | ETF/INTERNATIONAL EQUITY | 343,255 | 345,047 | +1,792 | $20,859,000 | $21,069,000 | +$210,000 | 2014-04-30 | |
| Q1 2014 | VCSH VANGUARD SHORT TERM CORP BOND ETF | ETF/FIXED INCOME | 51,398 | 53,898 | +2,500 | $4,101,000 | $4,310,000 | +$209,000 | 2014-04-30 | |
| Q1 2014 | MDY SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP | ETF/EQUITY | 18,557 | 18,579 | +22 | $4,531,000 | $4,655,000 | +$124,000 | 2014-04-30 | |
| Q1 2014 | BSV VANGUARD SHORT TERM BOND ETF | ETF/FIXED INCOME | 28,688 | 29,938 | +1,250 | $2,293,000 | $2,398,000 | +$105,000 | 2014-04-30 | |
| Q1 2014 | VPU VANGUARD WORLD FDS UTILITIES ETF | ETF/EQUITY | 4,250 | 4,850 | +600 | $354,000 | $439,000 | +$85,000 | 2014-04-30 | |
| Q1 2014 | POWERSHARES GLOBAL ETF TRUSTDEV MKTS EX-US CUSIP 73936T789 | ETF/INTERNATIONAL EQUITY | 33,575 | 35,375 | +1,800 | $1,476,000 | $1,552,000 | +$76,000 | 2014-04-30 | |
| Q1 2014 | VOT VANGUARD INDEX FDS MCAP GR IDXVIP | ETF/EQUITY | 62 | 837 | +775 | $6,000 | $78,000 | +$72,000 | 2014-04-30 | |
| Q1 2014 | EDIV SPDR INDEX SHS FDS S&P EM MKT DIV | ETF/INTERNATIONAL EQUITY | 1,825 | 3,625 | +1,800 | $71,000 | $138,000 | +$67,000 | 2014-04-30 | |
| Q1 2014 | EFAV ISHARES TR EAFE MIN VOLAT | ETF/INTERNATIONAL EQUITY | 48,400 | 48,550 | +150 | $2,981,000 | $3,047,000 | +$66,000 | 2014-04-30 | |
| Q1 2014 | VPL VANGUARD INTL EQUITY INDEX FMEGA CAP GRO ETF | ETF/INTERNATIONAL EQUITY | 35,275 | 35,525 | +250 | $2,162,000 | $2,099,000 | -$63,000 | 2014-04-30 | |
| Q1 2014 | SCHA SCHWAB STRATEGIC TR US SML CAP ETF | ETF/EQUITY | 3,643 | 4,658 | +1,015 | $191,000 | $250,000 | +$59,000 | 2014-04-30 | |
| Q1 2014 | TIP I SHARES BARCLAYS TIPS BOND FUND | ETF/FIXED INCOME | 891 | 1,351 | +460 | $98,000 | $151,000 | +$53,000 | 2014-04-30 | |
| Q1 2014 | SJNK SPDR BARCLAYS SHORT TERM HIGH YIELD BOND ETF | ETF/FIXED INCOME | 129,270 | 130,195 | +925 | $3,987,000 | $4,031,000 | +$44,000 | 2014-04-30 | |
| Q1 2014 | POWERSHARES DWA DEV MARKET MOM PORT ETF CUSIP 73936Q108 | ETF/INTERNATIONAL EQUITY | 2,776 | 4,326 | +1,550 | $74,000 | $116,000 | +$42,000 | 2014-04-30 | |
| Q1 2014 | EFA I SHARES MSCI EAFE | ETF/INTERNATIONAL EQUITY | 39,443 | 39,963 | +520 | $2,646,000 | $2,686,000 | +$40,000 | 2014-04-30 | |
| Q1 2014 | SHY ISHARES TR 1-3 YR TRS BD | ETF/FIXED INCOME | 2,088 | 2,370 | +282 | $176,000 | $200,000 | +$24,000 | 2014-04-30 | |
| Q1 2014 | DWX SPDR INDEX SHS FDS S&P INTL ETF | ETF/INTERNATIONAL EQUITY | 1,175 | 1,575 | +400 | $56,000 | $77,000 | +$21,000 | 2014-04-30 | |
| Q1 2014 | IGSB ISHARES TR BARCLYS 1-3YR CR | ETF/FIXED INCOME | 11,789 | 11,896 | +107 | $1,244,000 | $1,255,000 | +$11,000 | 2014-04-30 | |
| Q1 2014 | HDV ISHARES TR HGH DIV EQT FD | ETF/EQUITY | 4,795 | 4,820 | +25 | $337,000 | $344,000 | +$7,000 | 2014-04-30 | |
| Q1 2014 | SPIB SPDR SERIES TRUST INTR TRM CORP BD | ETF/FIXED INCOME | 1,275 | 1,475 | +200 | $43,000 | $50,000 | +$7,000 | 2014-04-30 | |
| Q1 2014 | IXJ ISHARES TR S&P GBL HLTHCR | ETF/EQUITY | 365 | 411 | +46 | $31,000 | $37,000 | +$6,000 | 2014-04-30 | |
| Q1 2014 | VWO VANGUARD MSCI EMERGING MARKETS ETF | ETF/INTERNATIONAL EQUITY | 15,904 | 16,202 | +298 | $654,000 | $657,000 | +$3,000 | 2014-04-30 | |
| Q4 2013 | IVV I SHARES TR S&P 500 INDEX FD | ETF/EQUITY | 164,365 | 184,500 | +20,135 | $27,761,000 | $34,252,000 | +$6,491,000 | 2014-01-28 | |
| Q4 2013 | VIG VANGUARD SPECIALIZED PORTFOLDIV APP ETF | ETF/EQUITY | 118,982 | 119,157 | +175 | $8,282,000 | $8,965,000 | +$683,000 | 2014-01-28 | |
| Q4 2013 | USMV ISHARES TR USA MIN VOL ID | ETF/EQUITY | 235,645 | 236,095 | +450 | $7,830,000 | $8,381,000 | +$551,000 | 2014-01-28 | |
| Q4 2013 | EFAV ISHARES TR EAFE MIN VOLAT | ETF/INTERNATIONAL EQUITY | 41,000 | 48,400 | +7,400 | $2,499,000 | $2,981,000 | +$482,000 | 2014-01-28 | |
| Q4 2013 | MDY SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP | ETF/EQUITY | 17,908 | 18,557 | +649 | $4,053,000 | $4,531,000 | +$478,000 | 2014-01-28 | |
| Q4 2013 | EZU ISHARES INC MSCI EMU INDEX | ETF/INTERNATIONAL EQUITY | 65,800 | 66,075 | +275 | $2,482,000 | $2,734,000 | +$252,000 | 2014-01-28 | |
| Q4 2013 | EFA I SHARES MSCI EAFE | ETF/INTERNATIONAL EQUITY | 37,588 | 39,443 | +1,855 | $2,398,000 | $2,646,000 | +$248,000 | 2014-01-28 | |
| Q4 2013 | SCHA SCHWAB STRATEGIC TR US SML CAP ETF | ETF/EQUITY | 186 | 3,643 | +3,457 | $9,000 | $191,000 | +$182,000 | 2014-01-28 | |
| Q4 2013 | VWO VANGUARD MSCI EMERGING MARKETS ETF | ETF/INTERNATIONAL EQUITY | 11,882 | 15,904 | +4,022 | $477,000 | $654,000 | +$177,000 | 2014-01-28 | |
| Q4 2013 | DHS WISDOMTREE EQUITY INC FUND | ETF/EQUITY | 7,200 | 9,175 | +1,975 | $374,000 | $506,000 | +$132,000 | 2014-01-28 | |
| Q4 2013 | MARKET VECTORS ETF TR AGRIBUS ETF CUSIP 57060U605 | ETF/EQUITY | 702 | 2,051 | +1,349 | $36,000 | $112,000 | +$76,000 | 2014-01-28 | |
| Q4 2013 | ALPS ETF TR ALERIAN MLP CUSIP 00162Q866 | ETF/EQUITY | 148,815 | 150,554 | +1,739 | $2,617,000 | $2,677,000 | +$60,000 | 2014-01-28 | |
| Q4 2013 | DVY ISHARES TR DJ SEL DIV INX | ETF/EQUITY | 2,309 | 2,745 | +436 | $153,000 | $196,000 | +$43,000 | 2014-01-28 | |
| Q4 2013 | VO VANGUARD INDEX FDS MID CAP ETF | ETF/EQUITY | 1,432 | 1,448 | +16 | $147,000 | $159,000 | +$12,000 | 2014-01-28 | |
| Q4 2013 | EPU ISHARES TR MSCI PERU CAP | ETF/INTERNATIONAL EQUITY | 975 | 1,175 | +200 | $32,000 | $40,000 | +$8,000 | 2014-01-28 | |
| Q4 2013 | VOT VANGUARD INDEX FDS MCAP GR IDXVIP | ETF/EQUITY | 32 | 62 | +30 | $3,000 | $6,000 | +$3,000 | 2014-01-28 |
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|---|---|---|
| Not available yet | |||