UBS AG historic quarter change: USA ETF, New
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 741 positions, added to 3,234, reduced 2,078 and sold out of 603.
- Q3 2014: Stock AGG; Country of operation —; Class CORE US AGGBD ET; Shares before 0.
- Q3 2014: Stock HDV; Country of operation —; Class CORE HIGH DV ETF; Shares before 0.
- Q3 2014: Stock ISHARES TR; Country of operation —; Class MSCI UTD KNGDM; Shares before 0.
- Q3 2014: Stock GOVT; Country of operation —; Class CORE US TR BD; Shares before 0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q3 2014 | AGG ISHARES TR | CORE US AGGBD ET | 0 | 2,003,600 | +2,003,600 | $0 | $218,613,000 | +$218,613,000 | 2014-11-12 | |
| Q3 2014 | HDV ISHARES TR | CORE HIGH DV ETF | 0 | 1,186,771 | +1,186,771 | $0 | $89,293,000 | +$89,293,000 | 2014-11-12 | |
| Q3 2014 | ISHARES TR CUSIP 46434V548 | MSCI UTD KNGDM | 0 | 4,102,629 | +4,102,629 | $0 | $79,509,000 | +$79,509,000 | 2014-11-12 | |
| Q3 2014 | GOVT ISHARES TR | CORE US TR BD | 0 | 776,323 | +776,323 | $0 | $19,268,000 | +$19,268,000 | 2014-11-12 | |
| Q3 2014 | DIREXION SHS ETF TR CUSIP 25459Y223 | 7-10YR TRS BUL | 0 | 250,100 | +250,100 | $0 | $10,047,000 | +$10,047,000 | 2014-11-12 | |
| Q3 2014 | GLOBAL X FDS CUSIP 37950E747 | GLBX MSCI NORW | 0 | 576,524 | +576,524 | $0 | $9,449,000 | +$9,449,000 | 2014-11-12 | |
| Q3 2014 | FTGC FIRST TR EXCHAN TRADED FD VI | FST TR GLB FD | 0 | 310,327 | +310,327 | $0 | $9,089,000 | +$9,089,000 | 2014-11-12 | |
| Q3 2014 | USIG ISHARES | CORE US CR BD | 0 | 74,617 | +74,617 | $0 | $8,246,000 | +$8,246,000 | 2014-11-12 | |
| Q3 2014 | THQ TEKLA HEALTHCARE OPPORTUNIT | SHS | 0 | 144,663 | +144,663 | $0 | $2,727,000 | +$2,727,000 | 2014-11-12 | |
| Q3 2014 | IUSV ISHARES TR | CORE US VAL ETF | 0 | 18,908 | +18,908 | $0 | $2,465,000 | +$2,465,000 | 2014-11-12 | |
| Q3 2014 | QLD PROSHARES TR | PSHS ULTRA QQQ | 0 | 7,862 | +7,862 | $0 | $988,000 | +$988,000 | 2014-11-12 | |
| Q3 2014 | IUSG ISHARES TR | CORE US GRW ETF | 0 | 9,608 | +9,608 | $0 | $718,000 | +$718,000 | 2014-11-12 | |
| Q3 2014 | FPA FIRST TR EXCH TRD ALPHA FD I | ASIA EX JAPAN | 0 | 12,573 | +12,573 | $0 | $380,000 | +$380,000 | 2014-11-12 | |
| Q3 2014 | FTEC FIDELITY | MSCI INFO TECH I | 0 | 12,103 | +12,103 | $0 | $364,000 | +$364,000 | 2014-11-12 | |
| Q3 2014 | ADVISORSHARES TR CUSIP 00768Y651 | SAGE CORE ETF | 0 | 3,375 | +3,375 | $0 | $336,000 | +$336,000 | 2014-11-12 | |
| Q3 2014 | DGRO ISHARES TR | CORE DIV GRWTH | 0 | 13,102 | +13,102 | $0 | $328,000 | +$328,000 | 2014-11-12 | |
| Q3 2014 | ALPS ETF TR CUSIP 00162Q734 | US EQTHIVOLPT WR | 0 | 12,632 | +12,632 | $0 | $306,000 | +$306,000 | 2014-11-12 | |
| Q3 2014 | GLOBAL X FDS CUSIP 37950E200 | GLBX MSCI COLUM | 0 | 16,069 | +16,069 | $0 | $294,000 | +$294,000 | 2014-11-12 | |
| Q3 2014 | DIREXION SHS ETF TR CUSIP 25459Y264 | IBILLION INDEX | 0 | 11,095 | +11,095 | $0 | $281,000 | +$281,000 | 2014-11-12 | |
| Q3 2014 | GLOBAL X FDS CUSIP 37950E267 | GBLX JR MNRS NEW | 0 | 16,884 | +16,884 | $0 | $231,000 | +$231,000 | 2014-11-12 | |
| Q3 2014 | XPP PROSHARES TR | ULT FTSE CHIN 50 | 0 | 3,204 | +3,204 | $0 | $185,000 | +$185,000 | 2014-11-12 | |
| Q3 2014 | URTY PROSHARES TR | ULTR RUSSL2000 | 0 | 2,178 | +2,178 | $0 | $159,000 | +$159,000 | 2014-11-12 | |
| Q3 2014 | HYGH ISHARES U S ETF TR | IT RT HDG HGYL | 0 | 1,619 | +1,619 | $0 | $157,000 | +$157,000 | 2014-11-12 | |
| Q3 2014 | FCOM FIDELITY | TELECOMM SVCS | 0 | 5,871 | +5,871 | $0 | $156,000 | +$156,000 | 2014-11-12 | |
| Q3 2014 | WISDOMTREE TR CUSIP 97717W356 | JAPAN CP GOODS | 0 | 5,453 | +5,453 | $0 | $152,000 | +$152,000 | 2014-11-12 | |
| Q3 2014 | PROSHARES TR II CUSIP 74347W668 | ULSHT BLOOMB OIL | 0 | 4,670 | +4,670 | $0 | $143,000 | +$143,000 | 2014-11-12 | |
| Q3 2014 | UPW PROSHARES TR | PSHS ULTRA UTIL | 0 | 1,538 | +1,538 | $0 | $132,000 | +$132,000 | 2014-11-12 | |
| Q3 2014 | KWEB KRANESHARES TR | CSI CHI INTERNET | 0 | 3,514 | +3,514 | $0 | $122,000 | +$122,000 | 2014-11-12 | |
| Q3 2014 | EXCHANGE TRADED CONCEPTS TR CUSIP 301505301 | YLD SHS HGH INC | 0 | 4,832 | +4,832 | $0 | $111,000 | +$111,000 | 2014-11-12 | |
| Q3 2014 | ISHARES CUSIP 464289404 | TRGT DT 2020 ETF | 0 | 2,591 | +2,591 | $0 | $104,000 | +$104,000 | 2014-11-12 | |
| Q3 2014 | ISHARES CUSIP 464289800 | TRGT DT 2040 ETF | 0 | 2,303 | +2,303 | $0 | $102,000 | +$102,000 | 2014-11-12 | |
| Q3 2014 | FNDB SCHWAB STRATEGIC TR | SCHWAB FDT US BM | 0 | 3,500 | +3,500 | $0 | $101,000 | +$101,000 | 2014-11-12 | |
| Q3 2014 | WDIV SPDR INDEX SHS FDS | S&P GLBDIV ETF | 0 | 1,500 | +1,500 | $0 | $97,000 | +$97,000 | 2014-11-12 | |
| Q3 2014 | ISHARES CUSIP 464289602 | TRGT DT 2030 ETF | 0 | 2,248 | +2,248 | $0 | $96,000 | +$96,000 | 2014-11-12 | |
| Q3 2014 | SIZE ISHARES TR | MSCI USASZEFCT | 0 | 1,500 | +1,500 | $0 | $92,000 | +$92,000 | 2014-11-12 | |
| Q3 2014 | JMM NUVEEN MULTI MKT INCOME FD I | COM | 0 | 11,714 | +11,714 | $0 | $89,000 | +$89,000 | 2014-11-12 | |
| Q3 2014 | WISDOMTREE TR CUSIP 97717W638 | JAPAN HD RL ES | 0 | 2,960 | +2,960 | $0 | $80,000 | +$80,000 | 2014-11-12 | |
| Q3 2014 | WISDOMTREE TR CUSIP 97717W372 | KOREA HEDG EQT | 0 | 3,590 | +3,590 | $0 | $78,000 | +$78,000 | 2014-11-12 | |
| Q3 2014 | VIDI ETF SER SOLUTIONS | VIDENT INTL EQ | 0 | 3,202 | +3,202 | $0 | $78,000 | +$78,000 | 2014-11-12 | |
| Q3 2014 | GVAL CAMBRIA ETF TR | GLOBAL VALUE ETF | 0 | 3,409 | +3,409 | $0 | $77,000 | +$77,000 | 2014-11-12 | |
| Q3 2014 | PROSHARES TR II CUSIP 74347W122 | ULT BLOOMB N GAS | 0 | 2,029 | +2,029 | $0 | $73,000 | +$73,000 | 2014-11-12 | |
| Q3 2014 | UCC PROSHARES TR | PSHS CONSMR SVCS | 0 | 885 | +885 | $0 | $71,000 | +$71,000 | 2014-11-12 | |
| Q3 2014 | DIREXION SHS ETF TR CUSIP 25459Y819 | TOTAL MKT BEAR | 0 | 3,174 | +3,174 | $0 | $66,000 | +$66,000 | 2014-11-12 | |
| Q3 2014 | GYLD ARROW ETF TR | ARROW DJ GLB YLD | 0 | 2,449 | +2,449 | $0 | $64,000 | +$64,000 | 2014-11-12 | |
| Q3 2014 | DIREXION SHS ETF TR CUSIP 25459W888 | DLY ENRGY BULL3X | 0 | 652 | +652 | $0 | $63,000 | +$63,000 | 2014-11-12 | |
| Q3 2014 | HEWJ ISHARES TR | HDG MSCI JAPAN | 0 | 2,348 | +2,348 | $0 | $62,000 | +$62,000 | 2014-11-12 | |
| Q3 2014 | PROSHARES TR CUSIP 74348A863 | ULSHRT UTILS FD | 0 | 3,849 | +3,849 | $0 | $60,000 | +$60,000 | 2014-11-12 | |
| Q3 2014 | ARGT GLOBAL X FDS | GB MSCI AR ETF | 0 | 2,782 | +2,782 | $0 | $58,000 | +$58,000 | 2014-11-12 | |
| Q3 2014 | UBT PROSHARES TR | ULTRA 20YR TRE | 0 | 734 | +734 | $0 | $50,000 | +$50,000 | 2014-11-12 | |
| Q3 2014 | ALPS ETF TR CUSIP 00162Q304 | GLB COMMOD EQTY | 0 | 1,180 | +1,180 | $0 | $50,000 | +$50,000 | 2014-11-12 | |
| Q3 2014 | ISHARES CUSIP 464289305 | TRGT DT 2015 ETF | 0 | 1,236 | +1,236 | $0 | $48,000 | +$48,000 | 2014-11-12 | |
| Q3 2014 | RUSSELL EXCHANGE TRADED FDS CUSIP 782474522 | EQUITY ETF | 0 | 1,312 | +1,312 | $0 | $47,000 | +$47,000 | 2014-11-12 | |
| Q3 2014 | ALPS ETF TR CUSIP 00162Q791 | VELOSH VOLA HDGD | 0 | 1,592 | +1,592 | $0 | $47,000 | +$47,000 | 2014-11-12 | |
| Q3 2014 | DIREXION SHS ETF TR CUSIP 25459Y561 | DLY JR GMNR BEAR | 0 | 2,529 | +2,529 | $0 | $45,000 | +$45,000 | 2014-11-12 | |
| Q3 2014 | BANX STONECASTLE FINL CORP | COM | 0 | 1,753 | +1,753 | $0 | $44,000 | +$44,000 | 2014-11-12 | |
| Q3 2014 | WISDOMTREE TR CUSIP 97717X859 | DREYFUS CMM FD | 0 | 2,186 | +2,186 | $0 | $42,000 | +$42,000 | 2014-11-12 | |
| Q3 2014 | RDVY FIRST TR EXCHANGE TRADED FD | FIRST TR NASDAQ | 0 | 1,842 | +1,842 | $0 | $40,000 | +$40,000 | 2014-11-12 | |
| Q3 2014 | SPDR SER TR CUSIP 78468R879 | BARCLAYS 0-5YR | 0 | 1,799 | +1,799 | $0 | $35,000 | +$35,000 | 2014-11-12 | |
| Q3 2014 | POWERSHARES ETF TRUST II CUSIP 73936Q710 | GLBL ST HI YLD | 0 | 1,452 | +1,452 | $0 | $35,000 | +$35,000 | 2014-11-12 | |
| Q3 2014 | TIPX SPDR SER TR | BARC 1-10YRTIP | 0 | 1,724 | +1,724 | $0 | $34,000 | +$34,000 | 2014-11-12 | |
| Q3 2014 | ALPS ETF TR CUSIP 00162Q817 | VELOSH TAIL RISK | 0 | 1,150 | +1,150 | $0 | $32,000 | +$32,000 | 2014-11-12 | |
| Q3 2014 | DIREXION SHS ETF TR CUSIP 25459Y645 | DLY RUSSIA BUL | 0 | 2,764 | +2,764 | $0 | $32,000 | +$32,000 | 2014-11-12 | |
| Q3 2014 | ETF SER TR CUSIP 26923E108 | REC CAP NAS100 | 0 | 1,270 | +1,270 | $0 | $32,000 | +$32,000 | 2014-11-12 | |
| Q3 2014 | ISHARES CUSIP 464289701 | TRGT DT 2035 ETF | 0 | 711 | +711 | $0 | $31,000 | +$31,000 | 2014-11-12 | |
| Q3 2014 | FYLD CAMBRIA ETF TR | CAMBRIA FGN SHR | 0 | 1,207 | +1,207 | $0 | $30,000 | +$30,000 | 2014-11-12 | |
| Q3 2014 | IPO RENAISSANCE FDS | IPO ETF | 0 | 1,229 | +1,229 | $0 | $28,000 | +$28,000 | 2014-11-12 | |
| Q3 2014 | GLOBAL X FDS CUSIP 37950E283 | GBLX GLDEXPL NEW | 0 | 2,238 | +2,238 | $0 | $28,000 | +$28,000 | 2014-11-12 | |
| Q3 2014 | FIRST TR EXCH TRD ALPHA FD I CUSIP 33737J133 | BRAZIL ALPHA | 0 | 1,461 | +1,461 | $0 | $26,000 | +$26,000 | 2014-11-12 | |
| Q3 2014 | EFAD PROSHARES TR | MSCI EAFE DIVD | 0 | 649 | +649 | $0 | $25,000 | +$25,000 | 2014-11-12 | |
| Q3 2014 | PROSHARES TR II CUSIP 74347W106 | ULT BLOOMB CMD | 0 | 1,403 | +1,403 | $0 | $24,000 | +$24,000 | 2014-11-12 | |
| Q3 2014 | REVENUESHARES ETF TR CUSIP 761396886 | ULTRA DIVID FD | 0 | 829 | +829 | $0 | $23,000 | +$23,000 | 2014-11-12 | |
| Q3 2014 | ISHARES INC CUSIP 46434G202 | MSCI CLB CP ETF | 0 | 925 | +925 | $0 | $23,000 | +$23,000 | 2014-11-12 | |
| Q3 2014 | PROSHARES TR CUSIP 74347R495 | PSHS ULT MCP VAL | 0 | 258 | +258 | $0 | $22,000 | +$22,000 | 2014-11-12 | |
| Q3 2014 | KRANESHARES TR CUSIP 500767207 | CSI NW CHINA ETF | 0 | 302 | +302 | $0 | $20,000 | +$20,000 | 2014-11-12 | |
| Q3 2014 | DGRS WISDOMTREE TR | US S CAP DIV GRW | 0 | 708 | +708 | $0 | $20,000 | +$20,000 | 2014-11-12 | |
| Q3 2014 | UGE PROSHARES TR | PSHS CONSMRGOODS | 0 | 222 | +222 | $0 | $19,000 | +$19,000 | 2014-11-12 | |
| Q3 2014 | PROSHARES TR CUSIP 74347X179 | ULT MSCIMEX CAPP | 0 | 935 | +935 | $0 | $18,000 | +$18,000 | 2014-11-12 | |
| Q3 2014 | ASEA GLOBAL X FDS | GBL X SASIA ETF | 0 | 1,078 | +1,078 | $0 | $18,000 | +$18,000 | 2014-11-12 | |
| Q3 2014 | PIMCO ETF TR CUSIP 72201R726 | DIV INCOME ETF | 0 | 358 | +358 | $0 | $18,000 | +$18,000 | 2014-11-12 | |
| Q3 2014 | PROSHARES TR CUSIP 74348A889 | GERMAN SOV/SUB | 0 | 382 | +382 | $0 | $15,000 | +$15,000 | 2014-11-12 | |
| Q3 2014 | INDEXIQ ETF TR CUSIP 45409B842 | GLB CRUDE OIL | 0 | 708 | +708 | $0 | $15,000 | +$15,000 | 2014-11-12 | |
| Q3 2014 | DIREXION SHS ETF TR II CUSIP 25490F100 | DLY GLD BULL3X | 0 | 492 | +492 | $0 | $15,000 | +$15,000 | 2014-11-12 | |
| Q3 2014 | MTUM ISHARES TR | MSCI USAMOMFCT | 0 | 238 | +238 | $0 | $15,000 | +$15,000 | 2014-11-12 | |
| Q3 2014 | DBX ETF TR CUSIP 233051309 | XTRAK MSCI BRAZL | 0 | 933 | +933 | $0 | $14,000 | +$14,000 | 2014-11-12 | |
| Q3 2014 | EXCHANGE TRADED CONCEPTS TR CUSIP 301505103 | YORK HIINC MLP | 0 | 800 | +800 | $0 | $14,000 | +$14,000 | 2014-11-12 | |
| Q3 2014 | PROSHARES TR CUSIP 74347R115 | PSHS CONSUMR GD | 0 | 415 | +415 | $0 | $13,000 | +$13,000 | 2014-11-12 | |
| Q3 2014 | MARKET VECTORS ETF TR CUSIP 57060U381 | GERMANY SM CAP | 0 | 467 | +467 | $0 | $13,000 | +$13,000 | 2014-11-12 | |
| Q3 2014 | LQDH ISHARES U S ETF TR | INT RT HDG C B | 0 | 135 | +135 | $0 | $13,000 | +$13,000 | 2014-11-12 | |
| Q3 2014 | PROSHARES TR CUSIP 74347R123 | SHT INV GRD CP | 0 | 400 | +400 | $0 | $12,000 | +$12,000 | 2014-11-12 | |
| Q3 2014 | PROSHARES TR CUSIP 74347X153 | PSHS TECHNOLOGY | 0 | 730 | +730 | $0 | $11,000 | +$11,000 | 2014-11-12 | |
| Q3 2014 | IQDY FLEXSHARES TR | INT QLTDVDYNAM | 0 | 398 | +398 | $0 | $11,000 | +$11,000 | 2014-11-12 | |
| Q3 2014 | GRF EAGLE CAP GROWTH FD INC | COM | 0 | 1,419 | +1,419 | $0 | $11,000 | +$11,000 | 2014-11-12 | |
| Q3 2014 | DIREXION SHS ETF TR CUSIP 25459Y504 | BAS MAT BULL3X | 0 | 168 | +168 | $0 | $11,000 | +$11,000 | 2014-11-12 | |
| Q3 2014 | CALAMOS ETF TR CUSIP 12811T100 | FOCUS GROWTH | 0 | 1,000 | +1,000 | $0 | $10,000 | +$10,000 | 2014-11-12 | |
| Q3 2014 | FIRST TR EXCH TRD ALPHA FD I CUSIP 33737J257 | TAIWAN ALPHADE | 0 | 292 | +292 | $0 | $10,000 | +$10,000 | 2014-11-12 | |
| Q3 2014 | GLOBAL X FDS CUSIP 37950E176 | GURU INTL IDX | 0 | 562 | +562 | $0 | $9,000 | +$9,000 | 2014-11-12 | |
| Q3 2014 | DIREXION SHS ETF TR CUSIP 25459Y231 | SML CP BULL 2X | 0 | 200 | +200 | $0 | $8,000 | +$8,000 | 2014-11-12 | |
| Q3 2014 | FIRST TR EXCHANGE TRADED FD CUSIP 33738R209 | INCOME INDEX FD | 0 | 323 | +323 | $0 | $7,000 | +$7,000 | 2014-11-12 | |
| Q3 2014 | SPDR INDEX SHS FDS CUSIP 78463X228 | TAIWAN QUAL MX | 0 | 100 | +100 | $0 | $6,000 | +$6,000 | 2014-11-12 | |
| Q3 2014 | PROSHARES TR CUSIP 74348A392 | ULTPRO SHT MDCP | 0 | 125 | +125 | $0 | $6,000 | +$6,000 | 2014-11-12 |
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