UBS AG historic quarter change: Foreign Stocks, Added
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 35 positions, added to 365, reduced 285 and sold out of 28.
- Q3 2014: Stock ATHM; Country of operation —; Class SP ADR RP CL A; Shares before 211.
- Q3 2014: Stock BIDU; Country of operation —; Class SPON ADR REP A; Shares before 674,310.
- Q3 2014: Stock NVS; Country of operation —; Class SPONSORED ADR; Shares before 4,387,926.
- Q3 2014: Stock TEVA; Country of operation —; Class ADR; Shares before 2,303,762.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q3 2014 | ATHM AUTOHOME INC | SP ADR RP CL A | 211 | 1,766,728 | +1,766,517 | $7,000 | $74,220,000 | +$74,213,000 | 2014-11-12 | |
| Q3 2014 | BIDU BAIDU INC | SPON ADR REP A | 674,310 | 797,480 | +123,170 | $125,967,000 | $174,034,000 | +$48,067,000 | 2014-11-12 | |
| Q3 2014 | NVS NOVARTIS A G | SPONSORED ADR | 4,387,926 | 4,624,270 | +236,344 | $397,239,000 | $435,282,000 | +$38,043,000 | 2014-11-12 | |
| Q3 2014 | TEVA TEVA PHARMACEUTICAL INDS LTD | ADR | 2,303,762 | 2,925,533 | +621,771 | $120,763,000 | $157,248,000 | +$36,485,000 | 2014-11-12 | |
| Q3 2014 | PBR PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 2,123,396 | 3,383,226 | +1,259,830 | $31,066,000 | $48,007,000 | +$16,941,000 | 2014-11-12 | |
| Q3 2014 | VALE VALE S A | ADR | 1,196,787 | 2,849,603 | +1,652,816 | $15,834,000 | $31,373,000 | +$15,539,000 | 2014-11-12 | |
| Q3 2014 | DEO DIAGEO P L C | SPON ADR NEW | 2,205,979 | 2,301,415 | +95,436 | $280,756,000 | $265,583,000 | -$15,173,000 | 2014-11-12 | |
| Q3 2014 | PKX POSCO | SPONSORED ADR | 213,494 | 406,137 | +192,643 | $15,893,000 | $30,826,000 | +$14,933,000 | 2014-11-12 | |
| Q3 2014 | PSO PEARSON PLC | SPONSORED ADR | 11,366,156 | 11,902,217 | +536,061 | $225,163,000 | $238,283,000 | +$13,120,000 | 2014-11-12 | |
| Q3 2014 | IBN ICICI BK LTD | ADR | 230,567 | 439,486 | +208,919 | $11,505,000 | $21,578,000 | +$10,073,000 | 2014-11-12 | |
| Q3 2014 | YPF YPF SOCIEDAD ANONIMA | SPON ADR CL D | 88,737 | 344,025 | +255,288 | $2,901,000 | $12,726,000 | +$9,825,000 | 2014-11-12 | |
| Q3 2014 | JD JD COM INC | SPON ADR CL A | 3,966,156 | 4,017,372 | +51,216 | $113,075,000 | $103,728,000 | -$9,347,000 | 2014-11-12 | |
| Q3 2014 | TM TOYOTA MOTOR CORP | SP ADR REP2COM | 128,562 | 199,977 | +71,415 | $15,384,000 | $23,504,000 | +$8,120,000 | 2014-11-12 | |
| Q3 2014 | MLCO MELCO CROWN ENTMT LTD | ADR | 970,842 | 1,039,544 | +68,702 | $34,668,000 | $27,330,000 | -$7,338,000 | 2014-11-12 | |
| Q3 2014 | ING ING GROEP N V | SPONSORED ADR | 653,958 | 1,110,835 | +456,877 | $9,169,000 | $15,763,000 | +$6,594,000 | 2014-11-12 | |
| Q3 2014 | BUD ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 265,914 | 334,557 | +68,643 | $30,564,000 | $37,086,000 | +$6,522,000 | 2014-11-12 | |
| Q3 2014 | RIO RIO TINTO PLC | SPONSORED ADR | 793,701 | 978,320 | +184,619 | $43,082,000 | $48,114,000 | +$5,032,000 | 2014-11-12 | |
| Q3 2014 | BTI BRITISH AMERN TOB PLC | SPONSORED ADR | 2,024,098 | 2,100,326 | +76,228 | $241,030,000 | $237,505,000 | -$3,525,000 | 2014-11-12 | |
| Q3 2014 | HSBC HSBC HLDGS PLC | SPON ADR NEW | 847,707 | 912,966 | +65,259 | $43,064,000 | $46,452,000 | +$3,388,000 | 2014-11-12 | |
| Q3 2014 | HIMX HIMAX TECHNOLOGIES INC | SPONSORED ADR | 772,165 | 833,625 | +61,460 | $5,297,000 | $8,462,000 | +$3,165,000 | 2014-11-12 | |
| Q3 2014 | EMBJ EMBRAER S A | SP ADR REP 4 COM | 53,401 | 114,290 | +60,889 | $1,946,000 | $4,483,000 | +$2,537,000 | 2014-11-12 | |
| Q3 2014 | NVO NOVO-NORDISK A S | ADR | 462,403 | 501,093 | +38,690 | $21,359,000 | $23,863,000 | +$2,504,000 | 2014-11-12 | |
| Q3 2014 | BSAC BANCO SANTANDER CHILE NEW | SP ADR REP COM | 41,427 | 162,396 | +120,969 | $1,096,000 | $3,587,000 | +$2,491,000 | 2014-11-12 | |
| Q3 2014 | KEP KOREA ELECTRIC PWR | SPONSORED ADR | 477,804 | 498,552 | +20,748 | $8,792,000 | $11,187,000 | +$2,395,000 | 2014-11-12 | |
| Q3 2014 | NICE NICE SYS LTD | SPONSORED ADR | 102,887 | 159,143 | +56,256 | $4,199,000 | $6,491,000 | +$2,292,000 | 2014-11-12 | |
| Q3 2014 | SAN BANCO SANTANDER SA | ADR | 1,834,880 | 2,233,167 | +398,287 | $19,119,000 | $21,215,000 | +$2,096,000 | 2014-11-12 | |
| Q3 2014 | HDB HDFC BANK LTD | ADR REPS 3 SHS | 158,712 | 195,409 | +36,697 | $7,430,000 | $9,102,000 | +$1,672,000 | 2014-11-12 | |
| Q3 2014 | SBS COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 688,310 | 744,587 | +56,277 | $7,379,000 | $6,038,000 | -$1,341,000 | 2014-11-12 | |
| Q3 2014 | VEOEY VEOLIA ENVIRONNEMENT | SPONSORED ADR | 103,918 | 183,520 | +79,602 | $1,975,000 | $3,221,000 | +$1,246,000 | 2014-11-12 | |
| Q3 2014 | TSM TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 2,347,859 | 2,546,934 | +199,075 | $50,221,000 | $51,398,000 | +$1,177,000 | 2014-11-12 | |
| Q3 2014 | KT KT CORP | SPONSORED ADR | 380,594 | 423,772 | +43,178 | $5,762,000 | $6,869,000 | +$1,107,000 | 2014-11-12 | |
| Q3 2014 | CELJF CELLCOM ISRAEL LTD | SHS | 7,282 | 96,689 | +89,407 | $88,000 | $1,062,000 | +$974,000 | 2014-11-12 | |
| Q3 2014 | JKS JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 16,282 | 50,781 | +34,499 | $491,000 | $1,396,000 | +$905,000 | 2014-11-12 | |
| Q3 2014 | IEP ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 69,121 | 73,436 | +4,315 | $6,892,000 | $7,772,000 | +$880,000 | 2014-11-12 |
| Q3 2014 | FMX FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 85,023 | 93,095 | +8,072 | $7,963,000 | $8,568,000 | +$605,000 | 2014-11-12 | |
| Q3 2014 | CAJPY CANON INC | Japan | SPONSORED ADR | 3,050 | 20,947 | +17,897 | $100,000 | $682,000 | +$582,000 | 2014-11-12 |
| Q3 2014 | SONY SONY CORP | ADR NEW | 280,317 | 287,749 | +7,432 | $4,701,000 | $5,191,000 | +$490,000 | 2014-11-12 | |
| Q3 2014 | WB WEIBO CORP | SPONSORED ADR | 47,964 | 76,213 | +28,249 | $983,000 | $1,425,000 | +$442,000 | 2014-11-12 | |
| Q3 2014 | SMFG SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 23,961 | 77,127 | +53,166 | $203,000 | $632,000 | +$429,000 | 2014-11-12 | |
| Q3 2014 | ERIC ERICSSON | ADR B SEK 10 | 260,543 | 282,245 | +21,702 | $3,147,000 | $3,554,000 | +$407,000 | 2014-11-12 | |
| Q3 2014 | ABBNY ABB LTD | Switzerland | SPONSORED ADR | 711,869 | 713,306 | +1,437 | $16,387,000 | $15,985,000 | -$402,000 | 2014-11-12 |
| Q3 2014 | SAP SAP AG | SPON ADR | 121,963 | 124,829 | +2,866 | $9,391,000 | $9,008,000 | -$383,000 | 2014-11-12 | |
| Q3 2014 | VNET 21VIANET GROUP INC | SPONSORED ADR | 12,183 | 41,550 | +29,367 | $365,000 | $748,000 | +$383,000 | 2014-11-12 | |
| Q3 2014 | MUFG MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADR | 75,592 | 146,589 | +70,997 | $465,000 | $822,000 | +$357,000 | 2014-11-12 | |
| Q3 2014 | HMY HARMONY GOLD MNG LTD | SPONSORED ADR | 524,097 | 872,120 | +348,023 | $1,556,000 | $1,884,000 | +$328,000 | 2014-11-12 | |
| Q3 2014 | NTES NETEASE INC | SPONSORED ADR | 34,187 | 34,688 | +501 | $2,679,000 | $2,971,000 | +$292,000 | 2014-11-12 | |
| Q3 2014 | NMR NOMURA HLDGS INC | SPONSORED ADR | 180,732 | 264,027 | +83,295 | $1,270,000 | $1,561,000 | +$291,000 | 2014-11-12 | |
| Q3 2014 | IX ORIX CORP | SPONSORED ADR | 17,411 | 17,564 | +153 | $1,446,000 | $1,212,000 | -$234,000 | 2014-11-12 | |
| Q3 2014 | KOF COCA COLA FEMSA S A B DE C V | SPON ADR REP L | 25,729 | 26,796 | +1,067 | $2,923,000 | $2,698,000 | -$225,000 | 2014-11-12 | |
| Q3 2014 | EC ECOPETROL S A | SPONSORED ADS | 45,889 | 59,203 | +13,314 | $1,654,000 | $1,851,000 | +$197,000 | 2014-11-12 | |
| Q3 2014 | SGMOQ SANGAMO BIOSCIENCES INC | United States | COM | 7,600 | 24,550 | +16,950 | $116,000 | $265,000 | +$149,000 | 2014-11-12 |
| Q3 2014 | VIPS VIPSHOP HLDGS LTD | SPONSORED ADR | 28,128 | 28,637 | +509 | $5,281,000 | $5,413,000 | +$132,000 | 2014-11-12 | |
| Q3 2014 | YZCAY YANZHOU COAL MNG CO LTD | SPON ADR H SHS | 22,791 | 35,185 | +12,394 | $171,000 | $286,000 | +$115,000 | 2014-11-12 | |
| Q3 2014 | SID COMPANHIA SIDERURGICA NACION | SPONSORED ADR | 123,748 | 179,791 | +56,043 | $527,000 | $638,000 | +$111,000 | 2014-11-12 | |
| Q3 2014 | MFG MIZUHO FINL GROUP INC | SPONSORED ADR | 566,305 | 627,873 | +61,568 | $2,328,000 | $2,242,000 | -$86,000 | 2014-11-12 | |
| Q3 2014 | FMS FRESENIUS MED CARE AG&CO KGA | SPONSORED ADR | 57,605 | 58,031 | +426 | $1,930,000 | $2,014,000 | +$84,000 | 2014-11-12 | |
| Q3 2014 | AXIAY CENTRAIS ELETRICAS BRASILEIR | Brazil | SPONSORED ADR | 1,476,669 | 1,627,599 | +150,930 | $4,312,000 | $4,394,000 | +$82,000 | 2014-11-12 |
| Q3 2014 | GFI GOLD FIELDS LTD NEW | SPONSORED ADR | 428,025 | 428,105 | +80 | $1,593,000 | $1,670,000 | +$77,000 | 2014-11-12 | |
| Q3 2014 | NOAH NOAH HLDGS LTD | SPONSORED ADS | 1,288 | 6,374 | +5,086 | $18,000 | $86,000 | +$68,000 | 2014-11-12 | |
| Q3 2014 | TELFY TELEFONICA S A | Spain | SPONSORED ADR | 467,408 | 526,255 | +58,847 | $8,021,000 | $8,088,000 | +$67,000 | 2014-11-12 |
| Q3 2014 | REEMF RARE ELEMENT RES LTD | United States | COM | 112,211 | 136,930 | +24,719 | $146,000 | $89,000 | -$57,000 | 2014-11-12 |
| Q3 2014 | TKC TURKCELL ILETISIM HIZMETLERI | SPON ADR NEW | 33,014 | 34,877 | +1,863 | $514,000 | $458,000 | -$56,000 | 2014-11-12 | |
| Q3 2014 | KYOCY KYOCERA CORP | ADR | 14,759 | 16,191 | +1,432 | $702,000 | $756,000 | +$54,000 | 2014-11-12 | |
| Q3 2014 | NTTYY NIPPON TELEG & TEL CORP | Japan | SPONSORED ADR | 76,817 | 78,710 | +1,893 | $2,397,000 | $2,448,000 | +$51,000 | 2014-11-12 |
| Q3 2014 | BRFS BRF SA | SPONSORED ADR | 80,281 | 83,827 | +3,546 | $1,952,000 | $1,995,000 | +$43,000 | 2014-11-12 | |
| Q3 2014 | FOCL EDAP TMS S A | SPONSORED ADR | 7,500 | 7,921 | +421 | $37,000 | $11,000 | -$26,000 | 2014-11-12 | |
| Q3 2014 | IIJIY INTERNET INITIATIVE JAPAN IN | SPONSORED ADR | 1,183 | 3,918 | +2,735 | $14,000 | $39,000 | +$25,000 | 2014-11-12 | |
| Q3 2014 | BBDO BANCO BRADESCO S A | SPONSORED ADR | 400 | 1,585 | +1,185 | $6,000 | $23,000 | +$17,000 | 2014-11-12 | |
| Q3 2014 | NJDCY NIDEC CORP | SPONSORED ADR | 2,598 | 3,267 | +669 | $40,000 | $56,000 | +$16,000 | 2014-11-12 | |
| Q3 2014 | GZTGF GAZIT GLOBE LTD | SHS | 75,002 | 78,954 | +3,952 | $996,000 | $980,000 | -$16,000 | 2014-11-12 | |
| Q3 2014 | AKOA EMBOTELLADORA ANDINA S A | SPON ADR A | 874 | 1,974 | +1,100 | $16,000 | $32,000 | +$16,000 | 2014-11-12 | |
| Q3 2014 | DRD DRDGOLD LIMITED | SPON ADR REPSTG | 2,803 | 6,476 | +3,673 | $8,000 | $22,000 | +$14,000 | 2014-11-12 | |
| Q3 2014 | NLST NETLIST INC | United States | COM | 7,500 | 19,330 | +11,830 | $10,000 | $23,000 | +$13,000 | 2014-11-12 |
| Q3 2014 | AACG ATA INC | SPONS ADR | 1,972 | 4,661 | +2,689 | $9,000 | $21,000 | +$12,000 | 2014-11-12 | |
| Q3 2014 | CUK CARNIVAL PLC | ADR | 182 | 474 | +292 | $7,000 | $19,000 | +$12,000 | 2014-11-12 | |
| Q3 2014 | NTPIF NAM TAI PPTY INC | British Virgin Islands | SHS | 1,350 | 3,429 | +2,079 | $10,000 | $21,000 | +$11,000 | 2014-11-12 |
| Q3 2014 | GLBZ GLEN BURNIE BANCORP | United States | COM | 773 | 1,443 | +670 | $10,000 | $18,000 | +$8,000 | 2014-11-12 |
| Q3 2014 | ECTM ECA MARCELLUS TR I | United States | COM UNIT | 1,272 | 2,848 | +1,576 | $9,000 | $16,000 | +$7,000 | 2014-11-12 |
| Q3 2014 | HKTVY HONG KONG TELEVISION NETWK L | Hong Kong | SPONSORED ADR | 932 | 1,993 | +1,061 | $6,000 | $12,000 | +$6,000 | 2014-11-12 |
| Q3 2014 | SGRP SPAR GROUP INC | United States | COM | 1,294 | 3,058 | +1,764 | $2,000 | $5,000 | +$3,000 | 2014-11-12 |
| Q3 2014 | CCU COMPANIA CERVECERIAS UNIDAS | SPONSORED ADR | 18,220 | 19,288 | +1,068 | $427,000 | $425,000 | -$2,000 | 2014-11-12 |
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