Smallwood Wealth Investment Management, LLC quarter change: USA ETF, New
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2026-03-31 to 2026-06-30, Smallwood Wealth Investment Management, LLC opened 43 positions, added to 30, reduced 17, sold out of 35 and left 77 unchanged. The largest increase in value was DBEF (+$11,062,738); the largest decrease was HELO (-$5,698,407).
- DBEF: Country of operation —; Class XTRACK MSCI EAFE; Shares 2026-03-31 0; Shares 2026-06-30 202,503.
- HELO: Country of operation —; Class HEDG EQU LAD ETF; Shares 2026-03-31 0; Shares 2026-06-30 106,768.
- CGDV: Country of operation —; Class SHS CREAT UNIT; Shares 2026-03-31 0; Shares 2026-06-30 141,238.
- CGGO: Country of operation —; Class SHS CREAT UNIT; Shares 2026-03-31 0; Shares 2026-06-30 117,463.
Two Form 13F-HR filings compared (SEC CIK 1921304): 2026-03-31 (filed 2026-04-22) and 2026-06-30 (filed 2026-07-23). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2026-03-31 | Shares 2026-06-30 | Share change | Value 2026-03-31 | Value 2026-06-30 | Value change |
|---|
DBEF
DBX ETF TR | | XTRACK MSCI EAFE | 0 | 202,503 | +202,503 | $0 | $11,062,738 | +$11,062,738 |
|---|
HELO
J P MORGAN EXCHANGE TRADED F | | HEDG EQU LAD ETF | 0 | 106,768 | +106,768 | $0 | $7,215,381 | +$7,215,381 |
|---|
CGDV
CAPITAL GROUP DIVIDEND VALUE | | SHS CREAT UNIT | 0 | 141,238 | +141,238 | $0 | $6,960,220 | +$6,960,220 |
|---|
CGGO
CAPITAL GROUP GBL GROWTH EQT | | SHS CREAT UNIT | 0 | 117,463 | +117,463 | $0 | $4,972,232 | +$4,972,232 |
|---|
MMIT
NEW YORK LIFE INVTS ACTIVE E | | MACKAY MUN INTER | 0 | 182,366 | +182,366 | $0 | $4,440,612 | +$4,440,612 |
|---|
RWR
SPDR SERIES TRUST | | ST STR DOW REIT | 0 | 17,627 | +17,627 | $0 | $1,991,375 | +$1,991,375 |
|---|
BUFR
FIRST TR EXCHNG TRADED FD VI | | FT LADD BUFF ETF | 0 | 14,943 | +14,943 | $0 | $545,867 | +$545,867 |
|---|
IJAN
INNOVATOR ETFS TRUST | | INTRNL DEV JAN | 0 | 11,889 | +11,889 | $0 | $452,731 | +$452,731 |
|---|
SPYV
SPDR SERIES TRUST | | ST STR P500VAL | 0 | 5,842 | +5,842 | $0 | $355,135 | +$355,135 |
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FTGC
FIRST TR EXCHANGE TRAD FD VI | | FST TR GLB FD | 0 | 11,992 | +11,992 | $0 | $324,398 | +$324,398 |
|---|
MRSK
NORTHERN LIGHTS FD TR | | TOEWS AGILTY SHS | 0 | 6,757 | +6,757 | $0 | $260,900 | +$260,900 |
|---|
DFAC
DIMENSIONAL ETF TRUST | | US COR EQU 2 ETF | 0 | 5,727 | +5,727 | $0 | $254,054 | +$254,054 |
|---|
XLK
SELECT SECTOR SPDR TR | | ST STR TECHN ETF | 0 | 1,164 | +1,164 | $0 | $221,765 | +$221,765 |
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EJUL
INNOVATOR ETFS TRUST | | EMRGNG MKT JULY | 0 | 6,029 | +6,029 | $0 | $188,334 | +$188,334 |
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IGLD
FIRST TR EXCHANGE-TRADED FD | | FT VEST GOLD | 0 | 5,494 | +5,494 | $0 | $115,713 | +$115,713 |
|---|
DFSD
DIMENSIONAL ETF TRUST | | SHOR DUR FIX ETF | 0 | 2,000 | +2,000 | $0 | $95,500 | +$95,500 |
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NMZ
NUVEEN MUN HIGH INCOME OPPOR | | COM | 0 | 6,486 | +6,486 | $0 | $68,557 | +$68,557 |
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SPCX
SPACE EXPLORATION TECHN CORP | | CLASS A COM STK | 0 | 361 | +361 | $0 | $61,680 | +$61,680 |
|---|
FSSL
FS SPECIALTY LENDING FD | | COM SH BEN INT | 0 | 5,496 | +5,496 | $0 | $61,280 | +$61,280 |
|---|
XLF
SELECT SECTOR SPDR TR | | ST STR FINL ETF | 0 | 908 | +908 | $0 | $48,677 | +$48,677 |
|---|
XTN
SPDR SERIES TRUST | | ST STR SP TRANS | 0 | 300 | +300 | $0 | $34,692 | +$34,692 |
|---|
GLDB
ETF OPPORTUNITIES TRUST | | IDX ALTERNATIVE | 0 | 1,731 | +1,731 | $0 | $32,715 | +$32,715 |
|---|
XLC
SELECT SECTOR SPDR TR | | ST STR SVC ETF | 0 | 226 | +226 | $0 | $24,211 | +$24,211 |
|---|
XBI
SPDR SERIES TRUST | | ST STR SP BIOT | 0 | 135 | +135 | $0 | $21,363 | +$21,363 |
|---|
XLY
SELECT SECTOR SPDR TR | | ST STR DISCR ETF | 0 | 160 | +160 | $0 | $18,764 | +$18,764 |
|---|
SPYG
SPDR SERIES TRUST | | ST STR P500GRW | 0 | 136 | +136 | $0 | $16,182 | +$16,182 |
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FESM
FIDELITY COVINGTON TRUST | | ENHANCED SML CAP | 0 | 299 | +299 | $0 | $14,438 | +$14,438 |
|---|
FEZ
SPDR INDEX SHS FDS | | ST STR EU 50 ETF | 0 | 178 | +178 | $0 | $12,285 | +$12,285 |
|---|
XLE
SELECT SECTOR SPDR TR | | ST STR ENERG ETF | 0 | 222 | +222 | $0 | $11,790 | +$11,790 |
|---|
HYMB
SPDR SERIES TRUST | | ST NUVE HIGH ETF | 0 | 451 | +451 | $0 | $11,473 | +$11,473 |
|---|
GXC
SPDR INDEX SHS FDS | | SP CHINA ETF | 0 | 120 | +120 | $0 | $10,458 | +$10,458 |
|---|
MNA
NEW YORK LIFE INVESTMENTS ET | | MERGE ARBIT ETF | 0 | 256 | +256 | $0 | $9,338 | +$9,338 |
|---|
JNK
SPDR SERIES TRUST | | ST BLOO HIGH ETF | 0 | 90 | +90 | $0 | $8,758 | +$8,758 |
|---|
SPYM
SPDR SERIES TRUST | United States | ST STR P500ETF | 0 | 52 | +52 | $0 | $4,614 | +$4,614 |
|---|
RWX
SPDR INDEX SHS FDS | | ST DOW INTL ETF | 0 | 134 | +134 | $0 | $3,619 | +$3,619 |
|---|
BITW
BITWISE 10 CRYPTO INDEX ETF | United States | UNIT BENEFICIAL | 0 | 93 | +93 | $0 | $3,494 | +$3,494 |
|---|
SLYG
SPDR SERIES TRUST | | ST STR SP600GRWO | 0 | 20 | +20 | $0 | $2,382 | +$2,382 |
|---|
SOXQ
INVESCO EXCH TRADED FD TR II | | INVESCO PHLX SM | 0 | 10 | +10 | $0 | $1,121 | +$1,121 |
|---|
AIPO
TIDAL TRUST II | | DEFIA AI PWR ETF | 0 | 18 | +18 | $0 | $601 | +$601 |
|---|
VTV
VANGUARD INDEX FDS | | VALUE ETF | 0 | 2 | +2 | $0 | $435 | +$435 |
|---|
SPSM
SPDR SERIES TRUST | | ST STR SP600 SML | 0 | 7 | +7 | $0 | $403 | +$403 |
|---|
SPMD
SPDR SERIES TRUST | | ST STR P400MID | 0 | 4 | +4 | $0 | $270 | +$270 |
|---|
VBR
VANGUARD INDEX FDS | | SM CP VAL ETF | 0 | 1 | +1 | $0 | $242 | +$242 |
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