CAPITAL & PLANNING, LLC quarter change: USA ETF, New
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2025-12-31 to 2026-03-31, CAPITAL & PLANNING, LLC opened 42 positions, added to 0, reduced 0, sold out of 1 and left 0 unchanged. The largest increase in value was NEA (+$1,488,483); the largest decrease was NEA (-$325,640).
- NEA: Country of operation —; Class MF Closed and MF Open; Shares 2025-12-31 0; Shares 2026-03-31 132,545.
- PREF: Country of operation —; Class MF Closed and MF Open; Shares 2025-12-31 0; Shares 2026-03-31 39,640.
- PTLC: Country of operation —; Class MF Closed and MF Open; Shares 2025-12-31 0; Shares 2026-03-31 11,278.
- NZF: Country of operation —; Class MF Closed and MF Open; Shares 2025-12-31 0; Shares 2026-03-31 9,783.
Two Form 13F-HR filings compared (SEC CIK 2053750): 2025-12-31 (filed 2026-02-13) and 2026-03-31 (filed 2026-05-18). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2025-12-31 | Shares 2026-03-31 | Share change | Value 2025-12-31 | Value 2026-03-31 | Value change |
|---|
NEA
NUVEEN AMT | | MF Closed and MF Open | 0 | 132,545 | +132,545 | $0 | $1,488,483 | +$1,488,483 |
|---|
PREF
PRINCIPAL SPECTRUM | | MF Closed and MF Open | 0 | 39,640 | +39,640 | $0 | $746,028 | +$746,028 |
|---|
PTLC
PACER TRENDPILOT | | MF Closed and MF Open | 0 | 11,278 | +11,278 | $0 | $591,626 | +$591,626 |
|---|
NZF
NUVEEN MUNICIPAL | | MF Closed and MF Open | 0 | 9,783 | +9,783 | $0 | $119,157 | +$119,157 |
|---|
SPTM
STATE STREET | | MF Closed and MF Open | 0 | 1,219 | +1,219 | $0 | $96,369 | +$96,369 |
|---|
SPMD
STATE STREET | | MF Closed and MF Open | 0 | 1,228 | +1,228 | $0 | $72,743 | +$72,743 |
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XLK
STATE STREET | | MF Closed and MF Open | 0 | 502 | +502 | $0 | $66,653 | +$66,653 |
|---|
BABA
ALIBABA GROUP | | Common Stock | 0 | 483 | +483 | $0 | $60,507 | +$60,507 |
|---|
IJH
ISHARES CORE | | MF Closed and MF Open | 0 | 725 | +725 | $0 | $48,959 | +$48,959 |
|---|
BND
VANGUARD TOTAL | | MF Closed and MF Open | 0 | 550 | +550 | $0 | $40,502 | +$40,502 |
|---|
COWZ
PACER US | | MF Closed and MF Open | 0 | 612 | +612 | $0 | $38,287 | +$38,287 |
|---|
NVG
NUVEEN AMT | | MF Closed and MF Open | 0 | 2,936 | +2,936 | $0 | $36,201 | +$36,201 |
|---|
IVV
ISHARES CORE | | MF Closed and MF Open | 0 | 52 | +52 | $0 | $33,967 | +$33,967 |
|---|
QQQ
INVESCO QQQ | | MF Closed and MF Open | 0 | 38 | +38 | $0 | $21,649 | +$21,649 |
|---|
VTV
VANGUARD VALUE | | MF Closed and MF Open | 0 | 102 | +102 | $0 | $20,012 | +$20,012 |
|---|
RSP
INVESCO S&P | | MF Closed and MF Open | 0 | 100 | +100 | $0 | $19,192 | +$19,192 |
|---|
QQQM
INVESCO NASDAQ | | MF Closed and MF Open | 0 | 64 | +64 | $0 | $15,184 | +$15,184 |
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SPLV
INVESCO S&P | | MF Closed and MF Open | 0 | 204 | +204 | $0 | $14,949 | +$14,949 |
|---|
IEFA
ISHARES CORE | | MF Closed and MF Open | 0 | 155 | +155 | $0 | $14,032 | +$14,032 |
|---|
VOO
VANGUARD S&P | | MF Closed and MF Open | 0 | 21 | +21 | $0 | $12,549 | +$12,549 |
|---|
IUSG
ISHARES S&P | | MF Closed and MF Open | 0 | 76 | +76 | $0 | $11,788 | +$11,788 |
|---|
FDL
FIRST TRUST | | MF Closed and MF Open | 0 | 150 | +150 | $0 | $7,620 | +$7,620 |
|---|
FNDX
SCHWAB FUNDAMENTAL | | MF Closed and MF Open | 0 | 249 | +249 | $0 | $6,935 | +$6,935 |
|---|
VGT
VANGUARD INFORMATION | | MF Closed and MF Open | 0 | 9 | +9 | $0 | $6,327 | +$6,327 |
|---|
IVW
ISHARES S&P | | MF Closed and MF Open | 0 | 56 | +56 | $0 | $6,301 | +$6,301 |
|---|
VV
VANGUARD LARGE | | MF Closed and MF Open | 0 | 19 | +19 | $0 | $5,553 | +$5,553 |
|---|
SDIV
GLOBAL SUPERDIVIDEND | | MF Closed and MF Open | 0 | 214 | +214 | $0 | $5,406 | +$5,406 |
|---|
SPY
STATE STREET | | MF Closed and MF Open | 0 | 7 | +7 | $0 | $4,552 | +$4,552 |
|---|
IJR
ISHARES CORE | | MF Closed and MF Open | 0 | 28 | +28 | $0 | $3,532 | +$3,532 |
|---|
VUG
VANGUARD GROWTH | | MF Closed and MF Open | 0 | 8 | +8 | $0 | $3,494 | +$3,494 |
|---|
VO
VANGUARD MID | | MF Closed and MF Open | 0 | 12 | +12 | $0 | $3,446 | +$3,446 |
|---|
XLV
STATE STREET | | MF Closed and MF Open | 0 | 18 | +18 | $0 | $2,598 | +$2,598 |
|---|
VOOG
VANGUARD S&P | | MF Closed and MF Open | 0 | 6 | +6 | $0 | $2,446 | +$2,446 |
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MGK
VANGUARD MEGA | | MF Closed and MF Open | 0 | 6 | +6 | $0 | $2,205 | +$2,205 |
|---|
IWF
ISHARES RUSSELL | | MF Closed and MF Open | 0 | 5 | +5 | $0 | $2,158 | +$2,158 |
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XLF
STATE STREET | | MF Closed and MF Open | 0 | 44 | +44 | $0 | $2,156 | +$2,156 |
|---|
VOT
VANGUARD MID | | MF Closed and MF Open | 0 | 6 | +6 | $0 | $1,544 | +$1,544 |
|---|
SPYV
STATE STREET | | MF Closed and MF Open | 0 | 27 | +27 | $0 | $1,539 | +$1,539 |
|---|
ISCG
ISHARES MORNINGSTAR | | MF Closed and MF Open | 0 | 20 | +20 | $0 | $1,096 | +$1,096 |
|---|
VTI
VANGUARD TOTAL | | MF Closed and MF Open | 0 | 3 | +3 | $0 | $962 | +$962 |
|---|
SPYG
STATE STREET | | MF Closed and MF Open | 0 | 1 | +1 | $0 | $98 | +$98 |
|---|
XLU
STATE STREET | | MF Closed and MF Open | 0 | 2 | +2 | $0 | $92 | +$92 |
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