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BB&T SECURITIES, LLC Historic Quarter Change: USA ETF, Added, 2016 Q3, Page 2

BB&T SECURITIES, LLC historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, BB&T SECURITIES, LLC opened 638 positions, added to 1,649, reduced 1,216 and sold out of 500.

  • Q3 2016: Stock * ISHARES GOLD TRUST; Country of operation —; Class ISHARES; Shares before 49,169.
  • Q3 2016: Stock IQI; Country of operation —; Class COM; Shares before 10,400.
  • Q3 2016: Stock BST; Country of operation —; Class SHS; Shares before 15,006.
  • Q3 2016: Stock IJK; Country of operation —; Class S&P MC 400GR; Shares before 2,836.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1383161), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-09); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-04); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-15); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-20); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-21); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-17); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-22); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-21); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-11); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-27); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-16). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2013-03-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016* ISHARES GOLD TRUST
CUSIP 464285105
ISHARES49,16960,568+11,399$627,000$768,000+$141,0002016-11-09
Q3 2016IQI
INVESCO QUALITY MUNI INC TRS
COM10,40020,600+10,200$143,000$284,000+$141,0002016-11-09
Q3 2016BST
BLACKROCK SCIENCE & TECH TR
SHS15,00620,718+5,712$247,000$385,000+$138,0002016-11-09
Q3 2016IJK
* ISHARES TR
S&P MC 400GR2,8363,392+556$479,000$592,000+$113,0002016-11-09
Q3 2016KYN
* KAYNE ANDERSON MLP INVT C
COM163,933167,149+3,216$3,336,000$3,447,000+$111,0002016-11-09
Q3 2016SCHD
* SCHWAB STRATEGIC TR
US DIVIDEND E5,1667,640+2,474$214,000$323,000+$109,0002016-11-09
Q3 2016HQL
TEKLA LIFE SCIENCES INVS
SH BEN INT21,65025,650+4,000$372,000$480,000+$108,0002016-11-09
Q3 2016VCR
* VANGUARD WORLD FDS
CONSUM DIS ET1,7822,465+683$217,000$309,000+$92,0002016-11-09
Q3 2016ITOT
* ISHARES TR
CORE S&P TTL5,9079,527+3,620$562,000$471,000-$91,0002016-11-09
Q3 2016PFL
PIMCO INCOME STRATEGY FUND
COM71,38376,560+5,177$733,000$818,000+$85,0002016-11-09
Q3 2016USIG
* ISHARES TR
CORE US CR BD2,1232,770+647$240,000$315,000+$75,0002016-11-09
Q3 2016SHYG
ISHARES TR
0-5YR HI YL C6,3027,753+1,451$292,000$366,000+$74,0002016-11-09
Q3 2016IGSB
* ISHARES TR
1-3 YR CR BD94,83295,787+955$10,060,000$10,130,000+$70,0002016-11-09
Q3 2016RYDEX ETF TRUST
CUSIP 78355W858
GUG S&P500EQW8,2219,023+802$350,000$281,000-$69,0002016-11-09
Q3 2016* POWERSHARES ETF TRUST
CUSIP 73935X567
FTSE US1500 S3,1313,476+345$304,000$366,000+$62,0002016-11-09
Q3 2016IYF
* ISHARES TR
U.S. FINLS ET8,0228,351+329$689,000$751,000+$62,0002016-11-09
Q3 2016FRI
* FIRST TR S&P REIT INDEX F
COM253,731261,075+7,344$6,262,000$6,320,000+$58,0002016-11-09
Q3 2016SPYG
SPDR SERIES TRUST
S&P 500 GROWT5,8436,147+304$589,000$646,000+$57,0002016-11-09
Q3 2016FTSL
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD5,2426,334+1,092$250,000$307,000+$57,0002016-11-09
Q3 2016PSF
COHEN & STEERS SLT PFD INCM
COM28,84430,825+1,981$774,000$826,000+$52,0002016-11-09
Q3 2016EFV
* ISHARES TR
EAFE VALUE ET7,8098,366+557$335,000$386,000+$51,0002016-11-09
Q3 2016FBT
* FIRST TR EXCHANGE TRADED
NY ARCA BIOTE4,6434,665+22$415,000$465,000+$50,0002016-11-09
Q3 2016CWB
* SPDR SERIES TRUST
BRC CNV SECS4,9305,759+829$216,000$266,000+$50,0002016-11-09
Q3 2016ISHARES U S ETF TR
CUSIP 46431W846
FXD INC BAL R4,8305,230+400$485,000$529,000+$44,0002016-11-09
Q3 2016UTF
COHEN & STEERS INFRASTRUCTUR
COM44,20845,836+1,628$946,000$987,000+$41,0002016-11-09
Q3 2016* POWERSHARES ETF TR II
CUSIP 73936T557
FDM HG YLD RA48,39049,255+865$890,000$929,000+$39,0002016-11-09
Q3 2016IIM
INVESCO VALUE MUN INCOME TR
COM32,71833,093+375$580,000$541,000-$39,0002016-11-09
Q3 2016* POWERSHARES ETF TRUST
CUSIP 73935X286
DYNA BUYBK AC14,87114,983+112$672,000$710,000+$38,0002016-11-09
Q3 2016VEU
VANGUARD INTL EQUITY INDEX FD
COM12,19112,329+138$522,000$560,000+$38,0002016-11-09
Q3 2016NOBL
* PROSHARES TR
S&P 500 DV AR16,33417,043+709$888,000$925,000+$37,0002016-11-09
Q3 2016SPYV
SPDR SERIES TRUST
S&P 500 VALUE2,1622,473+311$217,000$254,000+$37,0002016-11-09
Q3 2016NPV
NUVEEN VA PREM INCOME MUN FD
COM43,72647,108+3,382$649,000$684,000+$35,0002016-11-09
Q3 2016NML
NEUBERGER BERMAN MLP INCOME
COM35,93136,105+174$303,000$335,000+$32,0002016-11-09
Q3 2016ETG
EATON VANCE TX ADV GLBL DIV
COM57,91458,010+96$833,000$864,000+$31,0002016-11-09
Q3 2016EZM
WISDOMTREE TR
MDCP EARN FUN5,5995,673+74$511,000$542,000+$31,0002016-11-09
Q3 2016GOVT
ISHARES TR
CORE US TR BD11,50212,714+1,212$301,000$331,000+$30,0002016-11-09
Q3 2016CSQ
CALAMOS STRATEGIC TOTL RETN
COM SH BEN IN14,05515,941+1,886$138,000$163,000+$25,0002016-11-09
Q3 2016EOS
EATON VANCE ENH EQTY INC FD
COM18,58019,115+535$238,000$263,000+$25,0002016-11-09
Q3 2016IMCB
ISHARES TR
MRGSTR MD CP1,9332,012+79$288,000$310,000+$22,0002016-11-09
Q3 2016EIM
EATON VANCE MUN BD FD
COM42,86943,216+347$607,000$588,000-$19,0002016-11-09
Q3 2016FFC
FLAHERTY&CRMN PFD SEC INCOM
COM49,04051,971+2,931$1,062,000$1,081,000+$19,0002016-11-09
Q3 2016TIP
* ISHARES TR
TIPS BD ETF19,28919,470+181$2,250,000$2,268,000+$18,0002016-11-09
Q3 2016JQC
NUVEEN CR STRATEGIES INCM FD
COM SHS35,15135,651+500$284,000$302,000+$18,0002016-11-09
Q3 2016JRI
NUVEEN REAL ASSET INC & GROW
COM10,71111,542+831$181,000$198,000+$17,0002016-11-09
Q3 2016FEZ
* SPDR INDEX SHS FDS
EURO STOXX 506,6076,686+79$205,000$219,000+$14,0002016-11-09
Q3 2016XLI
* SELECT SECTOR SPDR TR
SBI INT-INDS5,8045,807+3$325,000$339,000+$14,0002016-11-09
Q3 2016MDIV
* FIRST TR EXCHANGE TRADED
MULTI ASSET D76,45178,894+2,443$1,477,000$1,491,000+$14,0002016-11-09
Q3 2016VANGUARD INDEX TR 500 INDEX AD
CUSIP 922908710
United StatesMF1,8261,834+8$354,000$367,000+$13,0002016-11-09
Q3 2016SPTI
* SPDR SERIES TRUST
BRCLYS INTER6,4376,678+241$396,000$409,000+$13,0002016-11-09
Q3 2016SPIB
SPDR SERIES TRUST
INTR TRM CORP12,03612,322+286$419,000$430,000+$11,0002016-11-09
Q3 2016VONG
VANGUARD SCOTTSDALE FDS
VNG RUS1000GR2,3992,404+5$245,000$256,000+$11,0002016-11-09
Q3 2016CHW
CALAMOS GBL DYN INCOME FUND
COM19,98620,047+61$140,000$150,000+$10,0002016-11-09
Q3 2016* POWERSHARES ETF TR II
CUSIP 73936T474
INSUR NATL MU20,61920,692+73$547,000$538,000-$9,0002016-11-09
Q3 2016EFAD
PROSHARES TR
MSCI EAFE DIV11,29511,555+260$398,000$407,000+$9,0002016-11-09
Q3 2016NBB
NUVEEN BUILD AMER BD FD
COM14,74815,249+501$336,000$345,000+$9,0002016-11-09
Q3 2016NORW
GLOBAL X FDS
FTSE NORDIC R17,25017,546+296$354,000$361,000+$7,0002016-11-09
Q3 2016EWL
* ISHARES
MSCI SZ CAP E8,3008,309+9$246,000$253,000+$7,0002016-11-09
Q3 2016BGY
BLACKROCK INTL GRWTH & INC T
COM BENE INTE16,94917,075+126$97,000$101,000+$4,0002016-11-09
Q3 2016BIV
* VANGUARD BD INDEX FD INC
INTERMED TERM10,35610,438+82$912,000$914,000+$2,0002016-11-09
Q3 2016JPC
NUVEEN PFD INCOME OPPRTNY FD
COM11,38011,580+200$114,000$116,000+$2,0002016-11-09

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