Forward Management, LLC historic quarter change: USA ETF, Sold out
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, Forward Management, LLC opened 58 positions, added to 57, reduced 69 and sold out of 49.
- Q3 2016: Stock ACWI; Country of operation —; Class MSCI ACWI ETF; Shares before 0.
- Q2 2016: Stock EEM; Country of operation —; Class MSCI EMG MKT ETF; Shares before 1,695,701.
- Q2 2016: Stock XLY; Country of operation —; Class SBI CONS DISCR; Shares before 58,547.
- Q2 2016: Stock MARKET VECTORS ETF TR; Country of operation —; Class VIETNAM ETF; Shares before 89,065.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1385864), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-04); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-03); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-11); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-09); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-11); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-10); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-12); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-08); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-03-04); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-06). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | ACWI
ISHARES TR | | MSCI ACWI ETF | 0 | 0 | 0 | $0 | $0 | $0 | 2016-11-04 |
|---|
| Q2 2016 | EEM
ISHARES TR | | MSCI EMG MKT ETF | 1,695,701 | 0 | -1,695,701 | $58,078,000 | $0 | -$58,078,000 | 2016-08-03 |
|---|
| Q2 2016 | XLY
SELECT SECTOR SPDR TR | | SBI CONS DISCR | 58,547 | 0 | -58,547 | $4,628,000 | $0 | -$4,628,000 | 2016-08-03 |
|---|
| Q2 2016 | MARKET VECTORS ETF TR
CUSIP 57060U761 | | VIETNAM ETF | 89,065 | 0 | -89,065 | $1,639,000 | $0 | -$1,639,000 | 2016-08-03 |
|---|
| Q2 2016 | XLK
SELECT SECTOR SPDR TR | | TECHNOLOGY | 16,504 | 0 | -16,504 | $732,000 | $0 | -$732,000 | 2016-08-03 |
|---|
| Q2 2016 | XLV
SELECT SECTOR SPDR TR | | SBI HEALTHCARE | 8,598 | 0 | -8,598 | $583,000 | $0 | -$583,000 | 2016-08-03 |
|---|
| Q1 2016 | IWM
ISHARES TR | | RUSSELL 2000 ETF | 403,671 | 0 | -403,671 | $45,461,000 | $0 | -$45,461,000 | 2016-05-13 |
|---|
| Q1 2016 | VGSH
VANGUARD SCOTTSDALE FDS | | SHTRM GVT BD ETF | 125,750 | 0 | -125,750 | $7,641,000 | $0 | -$7,641,000 | 2016-05-13 |
|---|
| Q1 2016 | VCSH
VANGUARD SCOTTSDALE FDS | | SHRT TRM CORP BD | 47,750 | 0 | -47,750 | $3,772,000 | $0 | -$3,772,000 | 2016-05-13 |
|---|
| Q1 2016 | IWV
ISHARES TR | | RUSSELL 3000 ETF | 15,435 | 0 | -15,435 | $1,857,000 | $0 | -$1,857,000 | 2016-05-13 |
|---|
| Q1 2016 | VMBS
VANGUARD SCOTTSDALE FDS | | MORTG-BACK SEC | 10,470 | 0 | -10,470 | $551,000 | $0 | -$551,000 | 2016-05-13 |
|---|
| Q1 2016 | IJR
ISHARES TR | | CORE S&P SCP ETF | 4,422 | 0 | -4,422 | $487,000 | $0 | -$487,000 | 2016-05-13 |
|---|
| Q1 2016 | IXUS
ISHARES TR | | CORE MSCITOTAL | 8,962 | 0 | -8,962 | $443,000 | $0 | -$443,000 | 2016-05-13 |
|---|
| Q1 2016 | DVY
ISHARES TR | | SELECT DIVID ETF | 2,930 | 0 | -2,930 | $220,000 | $0 | -$220,000 | 2016-05-13 |
|---|
| Q1 2016 | ACWI
ISHARES TR | | MSCI ACWI ETF | 505 | 0 | -505 | $28,000 | $0 | -$28,000 | 2016-05-13 |
|---|
| Q4 2015 | VCIT
VANGUARD SCOTTSDALE FDS | | INT-TERM CORP | 35,000 | 0 | -35,000 | $2,990,000 | $0 | -$2,990,000 | 2016-02-11 |
|---|
| Q4 2015 | ISHARES
CUSIP 464286145 | | MSCI FRNTR100ETF | 70,050 | 0 | -70,050 | $1,761,000 | $0 | -$1,761,000 | 2016-02-11 |
|---|
| Q4 2015 | PROSHARES TR
CUSIP 74348A244 | | ULTSHT REAL EST | 4,000 | 0 | -4,000 | $211,000 | $0 | -$211,000 | 2016-02-11 |
|---|
| Q4 2015 | MUB
ISHARES TR | | NAT AMT FREE BD | 265 | 0 | -265 | $29,000 | $0 | -$29,000 | 2016-02-11 |
|---|
| Q3 2015 | VGIT
VANGUARD SCOTTSDALE FDS | | INT-TERM GOV | 83,740 | 0 | -83,740 | $5,400,000 | $0 | -$5,400,000 | 2015-11-09 |
|---|
| Q3 2015 | ACWX
ISHARES | | MSCI ACWI US ETF | 115,000 | 0 | -115,000 | $5,096,000 | $0 | -$5,096,000 | 2015-11-09 |
|---|
| Q3 2015 | EWY
ISHARES | | MSCI STH KOR ETF | 14,750 | 0 | -14,750 | $813,000 | $0 | -$813,000 | 2015-11-09 |
|---|
| Q2 2015 | IWM
ISHARES TR | | RUSSELL 2000 ETF | 1,336,456 | 0 | -1,336,456 | $166,215,000 | $0 | -$166,215,000 | 2015-08-11 |
|---|
| Q2 2015 | FXI
ISHARES TR | | CHINA LG-CAP ETF | 701,954 | 0 | -701,954 | $31,166,000 | $0 | -$31,166,000 | 2015-08-11 |
|---|
| Q2 2015 | EFA
ISHARES TR | | MSCI EAFE ETF | 479,998 | 0 | -479,998 | $30,802,000 | $0 | -$30,802,000 | 2015-08-11 |
|---|
| Q2 2015 | IVV
ISHARES TR | | CORE S&P500 ETF | 380 | 0 | -380 | $79,000 | $0 | -$79,000 | 2015-08-11 |
|---|
| Q1 2015 | IJS
ISHARES TR | | SP SMCP600VL ETF | 1,997 | 0 | -1,997 | $236,000 | $0 | -$236,000 | 2015-05-14 |
|---|
| Q1 2015 | RMT
ROYCE MICRO-CAP TR INC | | COM | 2,175 | 0 | -2,175 | $22,000 | $0 | -$22,000 | 2015-05-14 |
|---|
| Q4 2014 | EEM
ISHARES TR | | MSCI EMG MKT ETF | 267,027 | 0 | -267,027 | $11,097,000 | $0 | -$11,097,000 | 2015-02-10 |
|---|
| Q4 2014 | IWV
ISHARES TR | | RUSSELL 3000 ETF | 1,375 | 0 | -1,375 | $161,000 | $0 | -$161,000 | 2015-02-10 |
|---|
| Q4 2014 | XLV
SELECT SECTOR SPDR TR | | SBI HEALTHCARE | 424 | 0 | -424 | $27,000 | $0 | -$27,000 | 2015-02-10 |
|---|
| Q4 2014 | XLE
SELECT SECTOR SPDR TR | | SBI INT-ENERGY | 296 | 0 | -296 | $27,000 | $0 | -$27,000 | 2015-02-10 |
|---|
| Q4 2014 | XLF
SELECT SECTOR SPDR TR | | SBI INT-FINL | 1,176 | 0 | -1,176 | $27,000 | $0 | -$27,000 | 2015-02-10 |
|---|
| Q4 2014 | XLU
SELECT SECTOR SPDR TR | | SBI INT-UTILS | 650 | 0 | -650 | $27,000 | $0 | -$27,000 | 2015-02-10 |
|---|
| Q3 2014 | DIREXION SHS ETF TR
CUSIP 25459Y314 | | DLY SEMICONDUCT | 1,500 | 0 | -1,500 | $30,000 | $0 | -$30,000 | 2014-11-12 |
|---|
| Q3 2014 | XLY
SELECT SECTOR SPDR TR | | SBI CONS DISCR | 211 | 0 | -211 | $14,000 | $0 | -$14,000 | 2014-11-12 |
|---|
| Q3 2014 | XLI
SELECT SECTOR SPDR TR | | SBI INT-INDS | 260 | 0 | -260 | $14,000 | $0 | -$14,000 | 2014-11-12 |
|---|
| Q3 2014 | XLK
SELECT SECTOR SPDR TR | | TECHNOLOGY | 369 | 0 | -369 | $14,000 | $0 | -$14,000 | 2014-11-12 |
|---|
| Q2 2014 | IWM
ISHARES | | RUSSELL 2000 ETF | 1,604 | 0 | -1,604 | $187,000 | $0 | -$187,000 | 2014-08-12 |
|---|
| Q2 2014 | XLE
SELECT SECTOR SPDR TR | | SBI INT-ENERGY | 304 | 0 | -304 | $27,000 | $0 | -$27,000 | 2014-08-12 |
|---|
| Q2 2014 | XLV
SELECT SECTOR SPDR TR | | SBI HEALTHCARE | 459 | 0 | -459 | $26,000 | $0 | -$26,000 | 2014-08-12 |
|---|
| Q2 2014 | XLB
SELECT SECTOR SPDR TR | | SBI MATERIALS | 557 | 0 | -557 | $26,000 | $0 | -$26,000 | 2014-08-12 |
|---|
| Q1 2014 | EEM
ISHARES | | MSCI EMG MKT ETF | 1,991 | 0 | -1,991 | $83,000 | $0 | -$83,000 | 2014-05-08 |
|---|
| Q1 2014 | KYN
KAYNE ANDERSON MLP INVT CO | | COM | 1,700 | 0 | -1,700 | $68,000 | $0 | -$68,000 | 2014-05-08 |
|---|
| Q1 2014 | EFA
ISHARES | | MSCI EAFE ETF | 390 | 0 | -390 | $26,000 | $0 | -$26,000 | 2014-05-08 |
|---|
| Q1 2014 | THD
ISHARES | | MSCI THI CAP ETF | 210 | 0 | -210 | $14,000 | $0 | -$14,000 | 2014-05-08 |
|---|
| Q1 2014 | EIDO
ISHARES | | MSCI INDONIA ETF | 540 | 0 | -540 | $12,000 | $0 | -$12,000 | 2014-05-08 |
|---|
| Q4 2013 | IWV
ISHARES | | RUSSELL 3000 ETF | 2,930 | 0 | -2,930 | $296,000 | $0 | -$296,000 | 2014-03-04 |
|---|
| Q3 2013 | DXJ
WISDOMTREE TR | | JAPN HEDGE EQT | 9,000 | 0 | -9,000 | $414,000 | $0 | -$414,000 | 2013-11-06 |
|---|
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