Forward Management, LLC historic quarter change: Foreign Stocks, Added
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, Forward Management, LLC opened 12 positions, added to 60, reduced 56 and sold out of 12.
- Q3 2016: Stock WPP; Country of operation —; Class ADR; Shares before 43,880.
- Q3 2016: Stock UGP; Country of operation —; Class SP ADR REP COM; Shares before 27,800.
- Q2 2016: Stock TSM; Country of operation —; Class SPONSORED ADR; Shares before 191,652.
- Q2 2016: Stock NVS; Country of operation —; Class SPONSORED ADR; Shares before 55,558.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1385864), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-04); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-03); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-11); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-09); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-11); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-10); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-12); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-08); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-03-04); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-06). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | WPP
WPP PLC NEW | | ADR | 43,880 | 49,634 | +5,754 | $4,587,000 | $5,843,000 | +$1,256,000 | 2016-11-04 |
|---|
| Q3 2016 | UGP
ULTRAPAR PARTICIPACOES S A | | SP ADR REP COM | 27,800 | 34,300 | +6,500 | $612,000 | $751,000 | +$139,000 | 2016-11-04 |
|---|
| Q2 2016 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 191,652 | 333,097 | +141,445 | $5,021,000 | $8,737,000 | +$3,716,000 | 2016-08-03 |
|---|
| Q2 2016 | NVS
NOVARTIS A G | | SPONSORED ADR | 55,558 | 63,422 | +7,864 | $4,025,000 | $5,233,000 | +$1,208,000 | 2016-08-03 |
|---|
| Q2 2016 | FMX
FOMENTO ECONOMICO MEXICANO S | | SPON ADR UNITS | 32,606 | 37,075 | +4,469 | $3,140,000 | $3,429,000 | +$289,000 | 2016-08-03 |
|---|
| Q4 2015 | WPP
WPP PLC NEW | | ADR | 52,365 | 63,112 | +10,747 | $5,448,000 | $7,241,000 | +$1,793,000 | 2016-02-11 |
|---|
| Q4 2015 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 84,243 | 113,870 | +29,627 | $3,436,000 | $4,911,000 | +$1,475,000 | 2016-02-11 |
|---|
| Q4 2015 | MUFG
MITSUBISHI UFJ FINL GROUP IN | | SPONSORED ADR | 492,901 | 707,184 | +214,283 | $3,001,000 | $4,399,000 | +$1,398,000 | 2016-02-11 |
|---|
| Q4 2015 | LYG
LLOYDS BANKING GROUP PLC | | SPONSORED ADR | 671,199 | 966,059 | +294,860 | $3,086,000 | $4,212,000 | +$1,126,000 | 2016-02-11 |
|---|
| Q4 2015 | HSBC
HSBC HLDGS PLC | | SPON ADR NEW | 151,163 | 162,096 | +10,933 | $5,726,000 | $6,398,000 | +$672,000 | 2016-02-11 |
|---|
| Q4 2015 | FMX
FOMENTO ECONOMICO MEXICANO S | | SPON ADR UNITS | 51,185 | 54,919 | +3,734 | $4,569,000 | $5,072,000 | +$503,000 | 2016-02-11 |
|---|
| Q4 2015 | ABEV
AMBEV SA | | SPONSORED ADR | 1,098,445 | 1,137,553 | +39,108 | $5,383,000 | $5,074,000 | -$309,000 | 2016-02-11 |
|---|
| Q2 2015 | HSBC
HSBC HLDGS PLC | | SPON ADR NEW | 91,829 | 178,482 | +86,653 | $3,912,000 | $7,998,000 | +$4,086,000 | 2015-08-11 |
|---|
| Q2 2015 | ABEV
AMBEV SA | | SPONSORED ADR | 1,165,380 | 1,244,332 | +78,952 | $6,714,000 | $7,591,000 | +$877,000 | 2015-08-11 |
|---|
| Q2 2015 | NVS
NOVARTIS A G | | SPONSORED ADR | 101,195 | 105,471 | +4,276 | $9,980,000 | $10,372,000 | +$392,000 | 2015-08-11 |
|---|
| Q2 2015 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 286,473 | 308,405 | +21,932 | $6,725,000 | $7,004,000 | +$279,000 | 2015-08-11 |
|---|
| Q2 2015 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 88,975 | 90,874 | +1,899 | $3,710,000 | $3,903,000 | +$193,000 | 2015-08-11 |
|---|
| Q1 2015 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 141,491 | 286,473 | +144,982 | $3,167,000 | $6,725,000 | +$3,558,000 | 2015-05-14 |
|---|
| Q1 2015 | WPP
WPP PLC NEW | | ADR | 109,283 | 109,935 | +652 | $11,376,000 | $12,506,000 | +$1,130,000 | 2015-05-14 |
|---|
| Q1 2015 | FMX
FOMENTO ECONOMICO MEXICANO S | | SPON ADR UNITS | 47,528 | 54,161 | +6,633 | $4,184,000 | $5,063,000 | +$879,000 | 2015-05-14 |
|---|
| Q1 2015 | ABEV
AMBEV SA | | SPONSORED ADR | 1,161,333 | 1,165,380 | +4,047 | $7,222,000 | $6,714,000 | -$508,000 | 2015-05-14 |
|---|
| Q1 2015 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 94,120 | 99,555 | +5,435 | $4,787,000 | $5,207,000 | +$420,000 | 2015-05-14 |
|---|
| Q4 2014 | HSBC
HSBC HLDGS PLC | | SPON ADR NEW | 138,135 | 162,013 | +23,878 | $7,028,000 | $7,652,000 | +$624,000 | 2015-02-10 |
|---|
| Q4 2014 | WPP
WPP PLC NEW | | ADR | 109,266 | 109,283 | +17 | $10,975,000 | $11,376,000 | +$401,000 | 2015-02-10 |
|---|
| Q4 2014 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 138,032 | 141,491 | +3,459 | $2,785,000 | $3,167,000 | +$382,000 | 2015-02-10 |
|---|
| Q4 2014 | NVS
NOVARTIS A G | | SPONSORED ADR | 97,381 | 102,009 | +4,628 | $9,166,000 | $9,452,000 | +$286,000 | 2015-02-10 |
|---|
| Q4 2014 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 96,257 | 96,852 | +595 | $4,032,000 | $3,922,000 | -$110,000 | 2015-02-10 |
|---|
| Q3 2014 | ABEV
AMBEV SA | | SPONSORED ADR | 353,575 | 1,468,509 | +1,114,934 | $2,489,000 | $9,619,000 | +$7,130,000 | 2014-11-12 |
|---|
| Q3 2014 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 72,905 | 110,585 | +37,680 | $3,701,000 | $5,676,000 | +$1,975,000 | 2014-11-12 |
|---|
| Q3 2014 | WPP
WPP PLC NEW | | ADR | 106,995 | 109,266 | +2,271 | $11,648,000 | $10,975,000 | -$673,000 | 2014-11-12 |
|---|
| Q3 2014 | NVS
NOVARTIS A G | | SPONSORED ADR | 96,522 | 97,381 | +859 | $8,759,000 | $9,166,000 | +$407,000 | 2014-11-12 |
|---|
| Q3 2014 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 94,498 | 96,257 | +1,759 | $4,297,000 | $4,032,000 | -$265,000 | 2014-11-12 |
|---|
| Q3 2014 | SAN
BANCO SANTANDER SA | | ADR | 1,106,167 | 1,192,530 | +86,363 | $11,553,000 | $11,329,000 | -$224,000 | 2014-11-12 |
|---|
| Q3 2014 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 133,376 | 138,032 | +4,656 | $2,897,000 | $2,785,000 | -$112,000 | 2014-11-12 |
|---|
| Q3 2014 | HSBC
HSBC HLDGS PLC | | SPON ADR NEW | 137,214 | 138,135 | +921 | $6,984,000 | $7,028,000 | +$44,000 | 2014-11-12 |
|---|
| Q3 2014 | VALE
VALE S A | | ADR | 218,500 | 262,500 | +44,000 | $2,891,000 | $2,890,000 | -$1,000 | 2014-11-12 |
|---|
| Q2 2014 | SAN
BANCO SANTANDER SA | | ADR | 937,231 | 1,106,167 | +168,936 | $8,978,000 | $11,553,000 | +$2,575,000 | 2014-08-12 |
|---|
| Q2 2014 | ABEV
AMBEV SA | | SPONSORED ADR | 88,100 | 353,575 | +265,475 | $653,000 | $2,489,000 | +$1,836,000 | 2014-08-12 |
|---|
| Q2 2014 | FMX
FOMENTO ECONOMICO MEXICANO S | | SPON ADR UNITS | 41,399 | 55,373 | +13,974 | $3,860,000 | $5,187,000 | +$1,327,000 | 2014-08-12 |
|---|
| Q2 2014 | NVS
NOVARTIS A G | | SPONSORED ADR | 93,448 | 96,522 | +3,074 | $7,946,000 | $8,759,000 | +$813,000 | 2014-08-12 |
|---|
| Q2 2014 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 67,770 | 72,905 | +5,135 | $3,402,000 | $3,701,000 | +$299,000 | 2014-08-12 |
|---|
| Q2 2014 | HSBC
HSBC HLDGS PLC | | SPON ADR NEW | 134,541 | 137,214 | +2,673 | $6,839,000 | $6,984,000 | +$145,000 | 2014-08-12 |
|---|
| Q2 2014 | BCS
BARCLAYS PLC | | ADR | 222,546 | 234,155 | +11,609 | $3,494,000 | $3,422,000 | -$72,000 | 2014-08-12 |
|---|
| Q1 2014 | SAN
BANCO SANTANDER SA | | ADR | 778,390 | 937,231 | +158,841 | $7,060,000 | $8,978,000 | +$1,918,000 | 2014-05-08 |
|---|
| Q1 2014 | NVS
NOVARTIS A G | | SPONSORED ADR | 82,432 | 93,448 | +11,016 | $6,626,000 | $7,946,000 | +$1,320,000 | 2014-05-08 |
|---|
| Q1 2014 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 109,371 | 153,127 | +43,756 | $1,908,000 | $3,065,000 | +$1,157,000 | 2014-05-08 |
|---|
| Q1 2014 | WPP
WPP PLC NEW | | ADR | 96,197 | 107,799 | +11,602 | $11,048,000 | $11,110,000 | +$62,000 | 2014-05-08 |
|---|
| Q4 2013 | BCS
BARCLAYS PLC | | ADR | 202,914 | 350,405 | +147,491 | $3,458,000 | $6,353,000 | +$2,895,000 | 2014-03-04 |
|---|
| Q4 2013 | HSBC
HSBC HLDGS PLC | | SPON ADR NEW | 132,430 | 172,317 | +39,887 | $7,186,000 | $9,499,000 | +$2,313,000 | 2014-03-04 |
|---|
| Q4 2013 | WPP
WPP PLC NEW | | ADR | 86,551 | 96,197 | +9,646 | $8,911,000 | $11,048,000 | +$2,137,000 | 2014-03-04 |
|---|
| Q4 2013 | FMX
FOMENTO ECONOMICO MEXICANO S | | SPON ADR UNITS | 48,280 | 60,962 | +12,682 | $4,688,000 | $5,965,000 | +$1,277,000 | 2014-03-04 |
|---|
| Q4 2013 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 58,083 | 109,371 | +51,288 | $985,000 | $1,908,000 | +$923,000 | 2014-03-04 |
|---|
| Q4 2013 | NVS
NOVARTIS A G | | SPONSORED ADR | 75,203 | 82,432 | +7,229 | $5,769,000 | $6,626,000 | +$857,000 | 2014-03-04 |
|---|
| Q3 2013 | HSBC
HSBC HLDGS PLC | | SPON ADR NEW | 40,115 | 132,430 | +92,315 | $2,082,000 | $7,186,000 | +$5,104,000 | 2013-11-06 |
|---|
| Q3 2013 | BCS
BARCLAYS PLC | | ADR | 735 | 202,914 | +202,179 | $13,000 | $3,458,000 | +$3,445,000 | 2013-11-06 |
|---|
| Q3 2013 | WPP
WPP PLC NEW | | ADR | 85,468 | 86,551 | +1,083 | $7,299,000 | $8,911,000 | +$1,612,000 | 2013-11-06 |
|---|
| Q3 2013 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 129,141 | 164,748 | +35,607 | $5,224,000 | $6,358,000 | +$1,134,000 | 2013-11-06 |
|---|
| Q3 2013 | NVS
NOVARTIS A G | | SPONSORED ADR | 73,399 | 75,203 | +1,804 | $5,191,000 | $5,769,000 | +$578,000 | 2013-11-06 |
|---|
| Q3 2013 | FMX
FOMENTO ECONOMICO MEXICANO S | | SPON ADR UNITS | 40,498 | 48,280 | +7,782 | $4,177,000 | $4,688,000 | +$511,000 | 2013-11-06 |
|---|
| Q3 2013 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 53,846 | 58,083 | +4,237 | $986,000 | $985,000 | -$1,000 | 2013-11-06 |
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