Forward Management, LLC historic quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, Forward Management, LLC opened 58 positions, added to 57, reduced 69 and sold out of 49.
- Q3 2016: Stock SPY; Country of operation —; Class TR UNIT; Shares before 697,203.
- Q3 2016: Stock ISHARES; Country of operation —; Class MSCI FRNTR100ETF; Shares before 3,900.
- Q3 2016: Stock VNQ; Country of operation —; Class REIT ETF; Shares before 49,376.
- Q3 2016: Stock XLU; Country of operation —; Class SBI INT-UTILS; Shares before 84,416.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1385864), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-04); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-03); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-11); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-09); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-11); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-10); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-12); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-08); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-03-04); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-06). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 697,203 | 1,288,172 | +590,969 | $107,148,000 | $278,632,000 | +$171,484,000 | 2016-11-04 |
|---|
| Q3 2016 | ISHARES
CUSIP 464286145 | | MSCI FRNTR100ETF | 3,900 | 14,050 | +10,150 | $96,000 | $361,000 | +$265,000 | 2016-11-04 |
|---|
| Q3 2016 | VNQ
VANGUARD INDEX FDS | | REIT ETF | 49,376 | 52,358 | +2,982 | $4,378,000 | $4,542,000 | +$164,000 | 2016-11-04 |
|---|
| Q3 2016 | XLU
SELECT SECTOR SPDR TR | | SBI INT-UTILS | 84,416 | 93,534 | +9,118 | $4,429,000 | $4,582,000 | +$153,000 | 2016-11-04 |
|---|
| Q3 2016 | VOX
VANGUARD WORLD FDS | | TELCOMM ETF | 44,853 | 48,087 | +3,234 | $4,414,000 | $4,539,000 | +$125,000 | 2016-11-04 |
|---|
| Q3 2016 | XLP
SELECT SECTOR SPDR TR | | SBI CONS STPLS | 80,474 | 85,659 | +5,185 | $4,438,000 | $4,558,000 | +$120,000 | 2016-11-04 |
|---|
| Q2 2016 | SPDR SERIES TRUST
CUSIP 78464A680 | | BRCLYS 1-3MT ETF | 2,275,298 | 2,780,278 | +504,980 | $103,958,000 | $127,059,000 | +$23,101,000 | 2016-08-03 |
|---|
| Q2 2016 | XLU
SELECT SECTOR SPDR TR | | SBI INT-UTILS | 74,039 | 84,416 | +10,377 | $3,674,000 | $4,429,000 | +$755,000 | 2016-08-03 |
|---|
| Q2 2016 | MINT
PIMCO ETF TR | | ENHAN SHRT MA AC | 150 | 180 | +30 | $15,000 | $18,000 | +$3,000 | 2016-08-03 |
|---|
| Q1 2016 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 668,311 | 706,773 | +38,462 | $136,249,000 | $145,256,000 | +$9,007,000 | 2016-05-13 |
|---|
| Q1 2016 | XLY
SELECT SECTOR SPDR TR | | SBI CONS DISCR | 2,959 | 58,547 | +55,588 | $231,000 | $4,628,000 | +$4,397,000 | 2016-05-13 |
|---|
| Q1 2016 | XLP
SELECT SECTOR SPDR TR | | SBI CONS STPLS | 4,681 | 86,968 | +82,287 | $236,000 | $4,614,000 | +$4,378,000 | 2016-05-13 |
|---|
| Q1 2016 | XLK
SELECT SECTOR SPDR TR | | TECHNOLOGY | 5,447 | 16,504 | +11,057 | $233,000 | $732,000 | +$499,000 | 2016-05-13 |
|---|
| Q1 2016 | MBB
ISHARES TR | | MBS ETF | 10,036 | 13,373 | +3,337 | $1,081,000 | $1,464,000 | +$383,000 | 2016-05-13 |
|---|
| Q1 2016 | XLV
SELECT SECTOR SPDR TR | | SBI HEALTHCARE | 3,357 | 8,598 | +5,241 | $242,000 | $583,000 | +$341,000 | 2016-05-13 |
|---|
| Q4 2015 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 514,167 | 668,311 | +154,144 | $98,531,000 | $136,249,000 | +$37,718,000 | 2016-02-11 |
|---|
| Q4 2015 | MARKET VECTORS ETF TR
CUSIP 57060U761 | | VIETNAM ETF | 235,188 | 282,781 | +47,593 | $3,901,000 | $4,504,000 | +$603,000 | 2016-02-11 |
|---|
| Q4 2015 | IJR
ISHARES TR | | CORE S&P SCP ETF | 404 | 4,422 | +4,018 | $43,000 | $487,000 | +$444,000 | 2016-02-11 |
|---|
| Q4 2015 | IXUS
ISHARES TR | | CORE MSCITOTAL | 846 | 8,962 | +8,116 | $41,000 | $443,000 | +$402,000 | 2016-02-11 |
|---|
| Q3 2015 | SPDR SERIES TRUST
CUSIP 78464A680 | | BRCLYS 1-3MT ETF | 2,999,746 | 4,326,976 | +1,327,230 | $137,118,000 | $197,700,000 | +$60,582,000 | 2015-11-09 |
|---|
| Q3 2015 | IWV
ISHARES TR | | RUSSELL 3000 ETF | 1,800 | 22,600 | +20,800 | $223,000 | $2,574,000 | +$2,351,000 | 2015-11-09 |
|---|
| Q3 2015 | MARKET VECTORS ETF TR
CUSIP 57060U761 | | VIETNAM ETF | 224,474 | 235,188 | +10,714 | $4,196,000 | $3,901,000 | -$295,000 | 2015-11-09 |
|---|
| Q2 2015 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 604,268 | 1,354,982 | +750,714 | $124,739,000 | $278,923,000 | +$154,184,000 | 2015-08-11 |
|---|
| Q2 2015 | SPDR SERIES TRUST
CUSIP 78464A680 | | BRCLYS 1-3MT ETF | 2,673,212 | 2,999,746 | +326,534 | $122,246,000 | $137,118,000 | +$14,872,000 | 2015-08-11 |
|---|
| Q2 2015 | ISHARES
CUSIP 464286145 | | MSCI FRNTR100ETF | 88,100 | 147,350 | +59,250 | $2,620,000 | $4,313,000 | +$1,693,000 | 2015-08-11 |
|---|
| Q2 2015 | MARKET VECTORS ETF TR
CUSIP 57060U761 | | VIETNAM ETF | 220,022 | 224,474 | +4,452 | $3,847,000 | $4,196,000 | +$349,000 | 2015-08-11 |
|---|
| Q1 2015 | SPDR SERIES TRUST
CUSIP 78464A680 | | BRCLYS 1-3MT ETF | 1,856,242 | 2,673,212 | +816,970 | $84,905,000 | $122,246,000 | +$37,341,000 | 2015-05-14 |
|---|
| Q1 2015 | ACWX
ISHARES | | MSCI ACWI US ETF | 11,725 | 115,000 | +103,275 | $504,000 | $5,096,000 | +$4,592,000 | 2015-05-14 |
|---|
| Q1 2015 | MARKET VECTORS ETF TR
CUSIP 57060U761 | | VIETNAM ETF | 69,250 | 220,022 | +150,772 | $1,302,000 | $3,847,000 | +$2,545,000 | 2015-05-14 |
|---|
| Q1 2015 | VGIT
VANGUARD SCOTTSDALE FDS | | INT-TERM GOV | 90,950 | 91,940 | +990 | $5,865,000 | $6,015,000 | +$150,000 | 2015-05-14 |
|---|
| Q1 2015 | VCIT
VANGUARD SCOTTSDALE FDS | | INT-TERM CORP | 46,690 | 47,207 | +517 | $4,020,000 | $4,140,000 | +$120,000 | 2015-05-14 |
|---|
| Q1 2015 | IGIB
ISHARES | | INTERM CR BD ETF | 36,176 | 36,268 | +92 | $3,955,000 | $4,015,000 | +$60,000 | 2015-05-14 |
|---|
| Q1 2015 | MBB
ISHARES | | MBS ETF | 12,651 | 12,946 | +295 | $1,382,000 | $1,429,000 | +$47,000 | 2015-05-14 |
|---|
| Q4 2014 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 1,746,382 | 2,546,833 | +800,451 | $344,072,000 | $523,472,000 | +$179,400,000 | 2015-02-10 |
|---|
| Q4 2014 | ISHARES
CUSIP 464286145 | | MSCI FRNTR100ETF | 43,850 | 109,600 | +65,750 | $1,659,000 | $3,376,000 | +$1,717,000 | 2015-02-10 |
|---|
| Q4 2014 | VMBS
VANGUARD SCOTTSDALE FDS | | MORTG-BACK SEC | 28,330 | 60,450 | +32,120 | $1,489,000 | $3,204,000 | +$1,715,000 | 2015-02-10 |
|---|
| Q4 2014 | IVV
ISHARES TR | | CORE S&P500 ETF | 695 | 1,436 | +741 | $138,000 | $297,000 | +$159,000 | 2015-02-10 |
|---|
| Q3 2014 | SPDR SERIES TRUST
CUSIP 78464A680 | | BRCLYS 1-3MT ETF | 2,188,136 | 2,504,468 | +316,332 | $100,129,000 | $114,604,000 | +$14,475,000 | 2014-11-12 |
|---|
| Q3 2014 | ISHARES
CUSIP 464286145 | | MSCI FRNTR100ETF | 1,641 | 43,850 | +42,209 | $59,000 | $1,659,000 | +$1,600,000 | 2014-11-12 |
|---|
| Q3 2014 | IVV
ISHARES TR | | CORE S&P500 ETF | 410 | 695 | +285 | $81,000 | $138,000 | +$57,000 | 2014-11-12 |
|---|
| Q3 2014 | XLU
SELECT SECTOR SPDR TR | | SBI INT-UTILS | 322 | 650 | +328 | $14,000 | $27,000 | +$13,000 | 2014-11-12 |
|---|
| Q2 2014 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 2,141,876 | 2,467,848 | +325,972 | $400,594,000 | $483,008,000 | +$82,414,000 | 2014-08-12 |
|---|
| Q2 2014 | IGIB
ISHARES | | INTERM CR BD ETF | 35,329 | 36,489 | +1,160 | $3,819,000 | $4,021,000 | +$202,000 | 2014-08-12 |
|---|
| Q2 2014 | MBB
ISHARES | | MBS ETF | 12,039 | 12,939 | +900 | $1,278,000 | $1,400,000 | +$122,000 | 2014-08-12 |
|---|
| Q1 2014 | SPDR SERIES TRUST
CUSIP 78464A680 | | BRCLYS 1-3MT ETF | 2,287,702 | 3,876,379 | +1,588,677 | $104,708,000 | $177,422,000 | +$72,714,000 | 2014-05-08 |
|---|
| Q1 2014 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 1,888,497 | 2,141,876 | +253,379 | $348,787,000 | $400,594,000 | +$51,807,000 | 2014-05-08 |
|---|
| Q1 2014 | ISHARES
CUSIP 464286145 | | MSCI FRNTR100ETF | 67,300 | 97,000 | +29,700 | $2,271,000 | $3,516,000 | +$1,245,000 | 2014-05-08 |
|---|
| Q1 2014 | VGSH
VANGUARD SCOTTSDALE FDS | | SHTRM GVT BD ETF | 233,900 | 253,600 | +19,700 | $14,240,000 | $15,434,000 | +$1,194,000 | 2014-05-08 |
|---|
| Q1 2014 | VMBS
VANGUARD SCOTTSDALE FDS | | MORTG-BACK SEC | 31,000 | 50,230 | +19,230 | $1,583,000 | $2,597,000 | +$1,014,000 | 2014-05-08 |
|---|
| Q1 2014 | VCSH
VANGUARD SCOTTSDALE FDS | | SHRT TRM CORP BD | 88,800 | 95,750 | +6,950 | $7,084,000 | $7,658,000 | +$574,000 | 2014-05-08 |
|---|
| Q1 2014 | ISHARES
CUSIP 464286731 | | MSCI TAIWAN ETF | 77,000 | 93,000 | +16,000 | $1,108,000 | $1,331,000 | +$223,000 | 2014-05-08 |
|---|
| Q1 2014 | MARKET VECTORS ETF TR
CUSIP 57060U761 | | VIETNAM ETF | 59,250 | 69,250 | +10,000 | $1,113,000 | $1,302,000 | +$189,000 | 2014-05-08 |
|---|
| Q4 2013 | SPDR SERIES TRUST
CUSIP 78464A680 | | BRCLYS 1-3MT ETF | 2,179,235 | 2,287,702 | +108,467 | $99,787,000 | $104,708,000 | +$4,921,000 | 2014-03-04 |
|---|
| Q4 2013 | EWY
ISHARES | | MSCI STH KOR ETF | 7,250 | 14,750 | +7,500 | $332,000 | $813,000 | +$481,000 | 2014-03-04 |
|---|
| Q4 2013 | IVV
ISHARES | | CORE S&P500 ETF | 180 | 410 | +230 | $30,000 | $76,000 | +$46,000 | 2014-03-04 |
|---|
| Q4 2013 | MBB
ISHARES | | MBS ETF | 12,097 | 12,098 | +1 | $1,280,000 | $1,265,000 | -$15,000 | 2014-03-04 |
|---|
| Q3 2013 | ISHARES
CUSIP 464286145 | | MSCI FRNTR100ETF | 71,400 | 122,381 | +50,981 | $2,096,000 | $3,856,000 | +$1,760,000 | 2013-11-06 |
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