Forward Management, LLC historic quarter change: USA ETF, Reduced
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, Forward Management, LLC opened 58 positions, added to 57, reduced 69 and sold out of 49.
- Q3 2016: Stock DIA; Country of operation —; Class UT SER 1; Shares before 780,570.
- Q3 2016: Stock SPDR SERIES TRUST; Country of operation —; Class BRCLYS 1-3MT ETF; Shares before 2,780,278.
- Q3 2016: Stock IGIB; Country of operation —; Class INTERM CR BD ETF; Shares before 27,662.
- Q3 2016: Stock RWX; Country of operation —; Class DJ INTL RL ETF; Shares before 30,000.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1385864), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-04); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-03); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-11); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-09); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-11); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-10); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-12); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-08); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-03-04); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-06). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | DIA
SPDR DOW JONES INDL AVRG ETF | | UT SER 1 | 780,570 | 1,107 | -779,463 | $101,606,000 | $203,000 | -$101,403,000 | 2016-11-04 |
|---|
| Q3 2016 | SPDR SERIES TRUST
CUSIP 78464A680 | | BRCLYS 1-3MT ETF | 2,780,278 | 1,171,718 | -1,608,560 | $127,059,000 | $53,583,000 | -$73,476,000 | 2016-11-04 |
|---|
| Q3 2016 | IGIB
ISHARES TR | | INTERM CR BD ETF | 27,662 | 12,469 | -15,193 | $3,077,000 | $1,389,000 | -$1,688,000 | 2016-11-04 |
|---|
| Q3 2016 | RWX
SPDR INDEX SHS FDS | | DJ INTL RL ETF | 30,000 | 5,750 | -24,250 | $1,244,000 | $240,000 | -$1,004,000 | 2016-11-04 |
|---|
| Q3 2016 | ISHARES TR
CUSIP 464288422 | | INTL DEVPPTY ETF | 29,300 | 6,650 | -22,650 | $1,077,000 | $252,000 | -$825,000 | 2016-11-04 |
|---|
| Q3 2016 | MBB
ISHARES TR | | MBS ETF | 12,454 | 7,812 | -4,642 | $1,370,000 | $860,000 | -$510,000 | 2016-11-04 |
|---|
| Q3 2016 | IJR
ISHARES TR | | CORE S&P SCP ETF | 1,080 | 442 | -638 | $126,000 | $55,000 | -$71,000 | 2016-11-04 |
|---|
| Q2 2016 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 706,773 | 697,203 | -9,570 | $145,256,000 | $107,148,000 | -$38,108,000 | 2016-08-03 |
|---|
| Q2 2016 | ACWX
ISHARES TR | | MSCI ACWI EX US | 147,610 | 101,110 | -46,500 | $6,495,000 | $4,372,000 | -$2,123,000 | 2016-08-03 |
|---|
| Q2 2016 | ISHARES
CUSIP 464286145 | | MSCI FRNTR100ETF | 14,950 | 3,900 | -11,050 | $367,000 | $96,000 | -$271,000 | 2016-08-03 |
|---|
| Q2 2016 | IGIB
ISHARES TR | | INTERM CR BD ETF | 29,835 | 27,662 | -2,173 | $3,273,000 | $3,077,000 | -$196,000 | 2016-08-03 |
|---|
| Q2 2016 | XLP
SELECT SECTOR SPDR TR | | SBI CONS STPLS | 86,968 | 80,474 | -6,494 | $4,614,000 | $4,438,000 | -$176,000 | 2016-08-03 |
|---|
| Q2 2016 | MBB
ISHARES TR | | MBS ETF | 13,373 | 12,454 | -919 | $1,464,000 | $1,370,000 | -$94,000 | 2016-08-03 |
|---|
| Q2 2016 | VOX
VANGUARD WORLD FDS | | TELCOMM ETF | 46,762 | 44,853 | -1,909 | $4,336,000 | $4,414,000 | +$78,000 | 2016-08-03 |
|---|
| Q1 2016 | SPDR SERIES TRUST
CUSIP 78464A680 | | BRCLYS 1-3MT ETF | 2,587,027 | 2,275,298 | -311,729 | $118,175,000 | $103,958,000 | -$14,217,000 | 2016-05-13 |
|---|
| Q1 2016 | MARKET VECTORS ETF TR
CUSIP 57060U761 | | VIETNAM ETF | 282,781 | 89,065 | -193,716 | $4,504,000 | $1,639,000 | -$2,865,000 | 2016-05-13 |
|---|
| Q1 2016 | IGIB
ISHARES TR | | INTERM CR BD ETF | 30,985 | 29,835 | -1,150 | $3,324,000 | $3,273,000 | -$51,000 | 2016-05-13 |
|---|
| Q4 2015 | SPDR SERIES TRUST
CUSIP 78464A680 | | BRCLYS 1-3MT ETF | 4,326,976 | 2,587,027 | -1,739,949 | $197,700,000 | $118,175,000 | -$79,525,000 | 2016-02-11 |
|---|
| Q4 2015 | VMBS
VANGUARD SCOTTSDALE FDS | | MORTG-BACK SEC | 36,737 | 10,470 | -26,267 | $1,961,000 | $551,000 | -$1,410,000 | 2016-02-11 |
|---|
| Q4 2015 | IWV
ISHARES TR | | RUSSELL 3000 ETF | 22,600 | 15,435 | -7,165 | $2,574,000 | $1,857,000 | -$717,000 | 2016-02-11 |
|---|
| Q4 2015 | IGIB
ISHARES TR | | INTERM CR BD ETF | 33,166 | 30,985 | -2,181 | $3,601,000 | $3,324,000 | -$277,000 | 2016-02-11 |
|---|
| Q4 2015 | MBB
ISHARES TR | | MBS ETF | 11,169 | 10,036 | -1,133 | $1,225,000 | $1,081,000 | -$144,000 | 2016-02-11 |
|---|
| Q3 2015 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 1,354,982 | 514,167 | -840,815 | $278,923,000 | $98,531,000 | -$180,392,000 | 2015-11-09 |
|---|
| Q3 2015 | ISHARES
CUSIP 464286145 | | MSCI FRNTR100ETF | 147,350 | 70,050 | -77,300 | $4,313,000 | $1,761,000 | -$2,552,000 | 2015-11-09 |
|---|
| Q3 2015 | VCIT
VANGUARD SCOTTSDALE FDS | | INT-TERM CORP | 43,507 | 35,000 | -8,507 | $3,711,000 | $2,990,000 | -$721,000 | 2015-11-09 |
|---|
| Q3 2015 | ISHARES
CUSIP 464286731 | | MSCI TAIWAN ETF | 93,000 | 59,690 | -33,310 | $1,331,000 | $836,000 | -$495,000 | 2015-11-09 |
|---|
| Q3 2015 | VGSH
VANGUARD SCOTTSDALE FDS | | SHTRM GVT BD ETF | 130,850 | 125,750 | -5,100 | $7,995,000 | $7,698,000 | -$297,000 | 2015-11-09 |
|---|
| Q3 2015 | VCSH
VANGUARD SCOTTSDALE FDS | | SHRT TRM CORP BD | 49,950 | 47,750 | -2,200 | $3,975,000 | $3,806,000 | -$169,000 | 2015-11-09 |
|---|
| Q3 2015 | VMBS
VANGUARD SCOTTSDALE FDS | | MORTG-BACK SEC | 40,067 | 36,737 | -3,330 | $2,116,000 | $1,961,000 | -$155,000 | 2015-11-09 |
|---|
| Q3 2015 | IGIB
ISHARES TR | | INTERM CR BD ETF | 33,714 | 33,166 | -548 | $3,670,000 | $3,601,000 | -$69,000 | 2015-11-09 |
|---|
| Q3 2015 | MBB
ISHARES TR | | MBS ETF | 11,397 | 11,169 | -228 | $1,239,000 | $1,225,000 | -$14,000 | 2015-11-09 |
|---|
| Q2 2015 | VGSH
VANGUARD SCOTTSDALE FDS | | SHTRM GVT BD ETF | 145,650 | 130,850 | -14,800 | $8,904,000 | $7,995,000 | -$909,000 | 2015-08-11 |
|---|
| Q2 2015 | VGIT
VANGUARD SCOTTSDALE FDS | | INT-TERM GOV | 91,940 | 83,740 | -8,200 | $6,015,000 | $5,400,000 | -$615,000 | 2015-08-11 |
|---|
| Q2 2015 | VMBS
VANGUARD SCOTTSDALE FDS | | MORTG-BACK SEC | 49,967 | 40,067 | -9,900 | $2,670,000 | $2,116,000 | -$554,000 | 2015-08-11 |
|---|
| Q2 2015 | VCSH
VANGUARD SCOTTSDALE FDS | | SHRT TRM CORP BD | 55,450 | 49,950 | -5,500 | $4,448,000 | $3,975,000 | -$473,000 | 2015-08-11 |
|---|
| Q2 2015 | VCIT
VANGUARD SCOTTSDALE FDS | | INT-TERM CORP | 47,207 | 43,507 | -3,700 | $4,140,000 | $3,711,000 | -$429,000 | 2015-08-11 |
|---|
| Q2 2015 | IGIB
ISHARES | | INTERM CR BD ETF | 36,268 | 33,714 | -2,554 | $4,015,000 | $3,670,000 | -$345,000 | 2015-08-11 |
|---|
| Q2 2015 | MBB
ISHARES | | MBS ETF | 12,946 | 11,397 | -1,549 | $1,429,000 | $1,239,000 | -$190,000 | 2015-08-11 |
|---|
| Q1 2015 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 2,546,833 | 604,268 | -1,942,565 | $523,472,000 | $124,739,000 | -$398,733,000 | 2015-05-14 |
|---|
| Q1 2015 | VGSH
VANGUARD SCOTTSDALE FDS | | SHTRM GVT BD ETF | 169,000 | 145,650 | -23,350 | $10,287,000 | $8,904,000 | -$1,383,000 | 2015-05-14 |
|---|
| Q1 2015 | ISHARES
CUSIP 464286145 | | MSCI FRNTR100ETF | 109,600 | 88,100 | -21,500 | $3,376,000 | $2,620,000 | -$756,000 | 2015-05-14 |
|---|
| Q1 2015 | VCSH
VANGUARD SCOTTSDALE FDS | | SHRT TRM CORP BD | 64,500 | 55,450 | -9,050 | $5,136,000 | $4,448,000 | -$688,000 | 2015-05-14 |
|---|
| Q1 2015 | VMBS
VANGUARD SCOTTSDALE FDS | | MORTG-BACK SEC | 60,450 | 49,967 | -10,483 | $3,204,000 | $2,670,000 | -$534,000 | 2015-05-14 |
|---|
| Q1 2015 | IVV
ISHARES TR | | CORE S&P500 ETF | 1,436 | 380 | -1,056 | $297,000 | $79,000 | -$218,000 | 2015-05-14 |
|---|
| Q4 2014 | SPDR SERIES TRUST
CUSIP 78464A680 | | BRCLYS 1-3MT ETF | 2,504,468 | 1,856,242 | -648,226 | $114,604,000 | $84,905,000 | -$29,699,000 | 2015-02-10 |
|---|
| Q4 2014 | VGSH
VANGUARD SCOTTSDALE FDS | | SHTRM GVT BD ETF | 200,900 | 169,000 | -31,900 | $12,237,000 | $10,287,000 | -$1,950,000 | 2015-02-10 |
|---|
| Q4 2014 | VCSH
VANGUARD SCOTTSDALE FDS | | SHRT TRM CORP BD | 74,750 | 64,500 | -10,250 | $5,970,000 | $5,136,000 | -$834,000 | 2015-02-10 |
|---|
| Q4 2014 | IGIB
ISHARES | | INTERM CR BD ETF | 36,413 | 36,176 | -237 | $3,981,000 | $3,955,000 | -$26,000 | 2015-02-10 |
|---|
| Q4 2014 | MBB
ISHARES | | MBS ETF | 12,905 | 12,651 | -254 | $1,394,000 | $1,382,000 | -$12,000 | 2015-02-10 |
|---|
| Q3 2014 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 2,467,848 | 1,746,382 | -721,466 | $483,008,000 | $344,072,000 | -$138,936,000 | 2014-11-12 |
|---|
| Q3 2014 | IGIB
ISHARES | | INTERM CR BD ETF | 36,489 | 36,413 | -76 | $4,021,000 | $3,981,000 | -$40,000 | 2014-11-12 |
|---|
| Q3 2014 | MBB
ISHARES | | MBS ETF | 12,939 | 12,905 | -34 | $1,400,000 | $1,394,000 | -$6,000 | 2014-11-12 |
|---|
| Q2 2014 | SPDR SERIES TRUST
CUSIP 78464A680 | | BRCLYS 1-3MT ETF | 3,876,379 | 2,188,136 | -1,688,243 | $177,422,000 | $100,129,000 | -$77,293,000 | 2014-08-12 |
|---|
| Q2 2014 | ISHARES
CUSIP 464286145 | | MSCI FRNTR100ETF | 97,000 | 1,641 | -95,359 | $3,516,000 | $59,000 | -$3,457,000 | 2014-08-12 |
|---|
| Q2 2014 | VGSH
VANGUARD SCOTTSDALE FDS | | SHTRM GVT BD ETF | 253,600 | 200,900 | -52,700 | $15,434,000 | $12,247,000 | -$3,187,000 | 2014-08-12 |
|---|
| Q2 2014 | VCSH
VANGUARD SCOTTSDALE FDS | | SHRT TRM CORP BD | 95,750 | 74,750 | -21,000 | $7,658,000 | $6,008,000 | -$1,650,000 | 2014-08-12 |
|---|
| Q2 2014 | VMBS
VANGUARD SCOTTSDALE FDS | | MORTG-BACK SEC | 50,230 | 28,330 | -21,900 | $2,597,000 | $1,491,000 | -$1,106,000 | 2014-08-12 |
|---|
| Q2 2014 | XLI
SELECT SECTOR SPDR TR | | SBI INT-INDS | 508 | 260 | -248 | $27,000 | $14,000 | -$13,000 | 2014-08-12 |
|---|
| Q1 2014 | IWM
ISHARES | | RUSSELL 2000 ETF | 606,728 | 1,604 | -605,124 | $70,053,000 | $187,000 | -$69,866,000 | 2014-05-08 |
|---|
| Q1 2014 | IGIB
ISHARES | | INTERM CR BD ETF | 35,682 | 35,329 | -353 | $3,850,000 | $3,819,000 | -$31,000 | 2014-05-08 |
|---|
| Q1 2014 | MBB
ISHARES | | MBS ETF | 12,098 | 12,039 | -59 | $1,265,000 | $1,278,000 | +$13,000 | 2014-05-08 |
|---|
| Q4 2013 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 1,922,584 | 1,888,497 | -34,087 | $323,014,000 | $348,787,000 | +$25,773,000 | 2014-03-04 |
|---|
| Q4 2013 | EEM
ISHARES | | MSCI EMG MKT ETF | 380,978 | 1,991 | -378,987 | $15,527,000 | $83,000 | -$15,444,000 | 2014-03-04 |
|---|
| Q4 2013 | ISHARES
CUSIP 464286145 | | MSCI FRNTR100ETF | 122,381 | 67,300 | -55,081 | $3,856,000 | $2,271,000 | -$1,585,000 | 2014-03-04 |
|---|
| Q3 2013 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 1,990,638 | 1,922,584 | -68,054 | $76,805,000 | $323,014,000 | +$246,209,000 | 2013-11-06 |
|---|
| Q3 2013 | SPDR SERIES TRUST
CUSIP 78464A680 | | BRCLYS 1-3MT ETF | 2,945,759 | 2,179,235 | -766,524 | $135,000 | $99,787,000 | +$99,652,000 | 2013-11-06 |
|---|
| Q3 2013 | IWV
ISHARES | | RUSSELL 3000 ETF | 8,600 | 2,930 | -5,670 | $829,000 | $296,000 | -$533,000 | 2013-11-06 |
|---|
| Q3 2013 | IGIB
ISHARES | | INTERM CR BD ETF | 36,050 | 35,682 | -368 | $3,883,000 | $3,851,000 | -$32,000 | 2013-11-06 |
|---|
| Q3 2013 | MBB
ISHARES | | MBS ETF | 12,357 | 12,097 | -260 | $1,301,000 | $1,280,000 | -$21,000 | 2013-11-06 |
|---|
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|
| Not available yet |