PEAK6 Group LLC historic quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, PEAK6 Group LLC opened 169 positions, added to 82, reduced 72 and sold out of 186.
- Q3 2016: Stock GDX; Country of operation —; Class GOLD MINERS ETF; Shares before 92,391.
- Q3 2016: Stock IBB; Country of operation —; Class NASDQ BIOTEC ETF; Shares before 6,848.
- Q3 2016: Stock SMH; Country of operation —; Class SEMICONDUCTOR ET; Shares before 7,854.
- Q3 2016: Stock VANECK VECTORS ETF TR; Country of operation —; Class OIL SVCS ETF; Shares before 477.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1389957), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-10); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-11); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-13); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-11); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-15); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-19); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | GDX
VANECK VECTORS ETF TR | | GOLD MINERS ETF | 92,391 | 561,345 | +468,954 | $2,560,000 | $14,836,000 | +$12,276,000 | 2016-11-14 |
|---|
| Q3 2016 | IBB
ISHARES TR | | NASDQ BIOTEC ETF | 6,848 | 29,262 | +22,414 | $1,762,000 | $8,470,000 | +$6,708,000 | 2016-11-14 |
|---|
| Q3 2016 | SMH
VANECK VECTORS ETF TR | | SEMICONDUCTOR ET | 7,854 | 78,719 | +70,865 | $448,000 | $5,469,000 | +$5,021,000 | 2016-11-14 |
|---|
| Q3 2016 | VANECK VECTORS ETF TR
CUSIP 92189F718 | | OIL SVCS ETF | 477 | 64,123 | +63,646 | $14,000 | $1,878,000 | +$1,864,000 | 2016-11-14 |
|---|
| Q3 2016 | ASA
ASA GOLD AND PRECIOUS MTLS L | | SHS | 7,994 | 15,275 | +7,281 | $118,000 | $226,000 | +$108,000 | 2016-11-14 |
|---|
| Q3 2016 | XME
SPDR SERIES TRUST | | S&P METALS MNG | 10,497 | 12,536 | +2,039 | $256,000 | $332,000 | +$76,000 | 2016-11-14 |
|---|
| Q2 2016 | KBE
SPDR SERIES TRUST | | S&P BK ETF | 21,373 | 47,088 | +25,715 | $649,000 | $1,435,000 | +$786,000 | 2016-08-10 |
|---|
| Q2 2016 | SPDR SERIES TRUST
CUSIP 78464A730 | | S&P OILGAS EXP | 67,634 | 68,274 | +640 | $2,053,000 | $2,377,000 | +$324,000 | 2016-08-10 |
|---|
| Q2 2016 | ALPS ETF TR
CUSIP 00162Q866 | | ALERIAN MLP | 21,864 | 24,032 | +2,168 | $239,000 | $306,000 | +$67,000 | 2016-08-10 |
|---|
| Q1 2016 | FXI
ISHARES TR | | CHINA LG-CAP ETF | 368,908 | 564,238 | +195,330 | $13,019,000 | $19,051,000 | +$6,032,000 | 2016-05-13 |
|---|
| Q1 2016 | IBB
ISHARES TR | | NASDQ BIOTEC ETF | 13,420 | 36,165 | +22,745 | $4,540,000 | $9,432,000 | +$4,892,000 | 2016-05-13 |
|---|
| Q1 2016 | XLY
SELECT SECTOR SPDR TR | | SBI CONS DISCR | 18,249 | 33,978 | +15,729 | $1,426,000 | $2,688,000 | +$1,262,000 | 2016-05-13 |
|---|
| Q1 2016 | DIA
SPDR DOW JONES INDL AVRG ETF | | UT SER 1 | 15,977 | 19,835 | +3,858 | $2,780,000 | $3,504,000 | +$724,000 | 2016-05-13 |
|---|
| Q1 2016 | PROSHARES TR II
CUSIP 74347W387 | | ULSHT BLOOMB GAS | 1,600 | 2,600 | +1,000 | $223,000 | $514,000 | +$291,000 | 2016-05-13 |
|---|
| Q1 2016 | ALPS ETF TR
CUSIP 00162Q866 | | ALERIAN MLP | 4,547 | 21,864 | +17,317 | $55,000 | $239,000 | +$184,000 | 2016-05-13 |
|---|
| Q1 2016 | DIREXION SHS ETF TR
CUSIP 25490K836 | | FTSE CHIN BEAR | 200 | 5,200 | +5,000 | $20,000 | $127,000 | +$107,000 | 2016-05-13 |
|---|
| Q4 2015 | XLF
SELECT SECTOR SPDR TR | | SBI INT-FINL | 39,182 | 117,760 | +78,578 | $888,000 | $2,806,000 | +$1,918,000 | 2016-02-16 |
|---|
| Q4 2015 | DIA
SPDR DOW JONES INDL AVRG ETF | | UT SER 1 | 6,046 | 15,977 | +9,931 | $983,000 | $2,780,000 | +$1,797,000 | 2016-02-16 |
|---|
| Q4 2015 | MARKET VECTORS ETF TR
CUSIP 57060U191 | | OIL SVCS ETF | 1,511 | 47,622 | +46,111 | $42,000 | $1,260,000 | +$1,218,000 | 2016-02-16 |
|---|
| Q4 2015 | MARKET VECTORS ETF TR
CUSIP 57060U100 | | GOLD MINER ETF | 233,277 | 265,870 | +32,593 | $3,205,000 | $3,648,000 | +$443,000 | 2016-02-16 |
|---|
| Q3 2015 | FXI
ISHARES TR | | CHINA LG-CAP ETF | 43,222 | 559,573 | +516,351 | $1,993,000 | $19,848,000 | +$17,855,000 | 2015-11-16 |
|---|
| Q3 2015 | IBB
ISHARES TR | | NASDQ BIOTEC ETF | 13,383 | 35,002 | +21,619 | $4,938,000 | $10,617,000 | +$5,679,000 | 2015-11-16 |
|---|
| Q3 2015 | MARKET VECTORS ETF TR
CUSIP 57060U100 | | GOLD MINER ETF | 143,455 | 233,277 | +89,822 | $2,548,000 | $3,205,000 | +$657,000 | 2015-11-16 |
|---|
| Q3 2015 | EWA
ISHARES | | MSCI AUST ETF | 113,817 | 145,584 | +31,767 | $2,394,000 | $2,609,000 | +$215,000 | 2015-11-16 |
|---|
| Q2 2015 | EWA
ISHARES | | MSCI AUST ETF | 85,039 | 113,817 | +28,778 | $1,944,000 | $2,394,000 | +$450,000 | 2015-08-11 |
|---|
| Q2 2015 | XLF
SELECT SECTOR SPDR TR | | SBI INT-FINL | 37,703 | 47,038 | +9,335 | $909,000 | $1,147,000 | +$238,000 | 2015-08-11 |
|---|
| Q1 2015 | KRE
SPDR SERIES TRUST | | S&P REGL BKG | 321,259 | 396,222 | +74,963 | $13,075,000 | $16,178,000 | +$3,103,000 | 2015-05-13 |
|---|
| Q1 2015 | XLV
SELECT SECTOR SPDR TR | | SBI HEALTHCARE | 11,840 | 25,190 | +13,350 | $810,000 | $1,826,000 | +$1,016,000 | 2015-05-13 |
|---|
| Q1 2015 | IYG
ISHARES TR | | U.S. FIN SVC ETF | 1,676 | 5,418 | +3,742 | $154,000 | $485,000 | +$331,000 | 2015-05-13 |
|---|
| Q1 2015 | PROSHARES TR
CUSIP 74348A434 | | ULTSHT FTSE EURO | 500 | 6,000 | +5,500 | $32,000 | $338,000 | +$306,000 | 2015-05-13 |
|---|
| Q1 2015 | XLK
SELECT SECTOR SPDR TR | | TECHNOLOGY | 8,492 | 15,246 | +6,754 | $351,000 | $632,000 | +$281,000 | 2015-05-13 |
|---|
| Q1 2015 | FDN
FIRST TR EXCHANGE TRADED FD | | DJ INTERNT IDX | 5,013 | 7,949 | +2,936 | $307,000 | $516,000 | +$209,000 | 2015-05-13 |
|---|
| Q1 2015 | PROSHARES TR II
CUSIP 74347W346 | | ULT VIX SHRT TRM | 2,000 | 5,000 | +3,000 | $50,000 | $75,000 | +$25,000 | 2015-05-13 |
|---|
| Q1 2015 | DIREXION SHS ETF TR
CUSIP 25459Y454 | | DLY ENERBR3X NEW | 5,000 | 6,000 | +1,000 | $105,000 | $121,000 | +$16,000 | 2015-05-13 |
|---|
| Q4 2014 | KRE
SPDR SERIES TRUST | | S&P REGL BKG | 5,817 | 321,259 | +315,442 | $220,000 | $13,075,000 | +$12,855,000 | 2015-02-11 |
|---|
| Q4 2014 | MARKET VECTORS ETF TR
CUSIP 57060U100 | | GOLD MINER ETF | 15,559 | 356,171 | +340,612 | $332,000 | $6,546,000 | +$6,214,000 | 2015-02-11 |
|---|
| Q4 2014 | XLY
SELECT SECTOR SPDR TR | | SBI CONS DISCR | 11,293 | 51,279 | +39,986 | $753,000 | $3,700,000 | +$2,947,000 | 2015-02-11 |
|---|
| Q4 2014 | EWA
ISHARES | | MSCI AUST ETF | 22,220 | 93,346 | +71,126 | $532,000 | $2,069,000 | +$1,537,000 | 2015-02-11 |
|---|
| Q4 2014 | POWERSHARES ETF TRUST
CUSIP 73935X799 | | DYN PHRMA PORT | 4,753 | 16,521 | +11,768 | $303,000 | $1,099,000 | +$796,000 | 2015-02-11 |
|---|
| Q4 2014 | MARKET VECTORS ETF TR
CUSIP 57061R544 | | JR GOLD MINERS E | 6,778 | 31,458 | +24,680 | $228,000 | $753,000 | +$525,000 | 2015-02-11 |
|---|
| Q4 2014 | MARKET VECTORS ETF TR
CUSIP 57060U506 | | RUSSIA ETF | 100,297 | 188,941 | +88,644 | $2,244,000 | $2,764,000 | +$520,000 | 2015-02-11 |
|---|
| Q4 2014 | XLF
SELECT SECTOR SPDR TR | | SBI INT-FINL | 33,139 | 47,250 | +14,111 | $768,000 | $1,168,000 | +$400,000 | 2015-02-11 |
|---|
| Q4 2014 | GLOBAL X FDS
CUSIP 37950E853 | | SILVER MNR ETF | 43,564 | 70,454 | +26,890 | $464,000 | $652,000 | +$188,000 | 2015-02-11 |
|---|
| Q4 2014 | FDN
FIRST TR EXCHANGE TRADED FD | | DJ INTERNT IDX | 3,663 | 5,013 | +1,350 | $223,000 | $307,000 | +$84,000 | 2015-02-11 |
|---|
| Q4 2014 | EWZ
ISHARES | | MSCI BRZ CAP ETF | 8,920 | 9,145 | +225 | $388,000 | $334,000 | -$54,000 | 2015-02-11 |
|---|
| Q4 2014 | PROSHARES TR II
CUSIP 74347W346 | | ULT VIX SHRT TRM | 1,100 | 2,000 | +900 | $33,000 | $50,000 | +$17,000 | 2015-02-11 |
|---|
| Q3 2014 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 137,494 | 277,000 | +139,506 | $26,911,000 | $54,575,000 | +$27,664,000 | 2014-11-14 |
|---|
| Q3 2014 | MARKET VECTORS ETF TR
CUSIP 57060U506 | | RUSSIA ETF | 58,530 | 100,297 | +41,767 | $1,541,000 | $2,244,000 | +$703,000 | 2014-11-14 |
|---|
| Q3 2014 | EWA
ISHARES | | MSCI AUST ETF | 1,088 | 22,220 | +21,132 | $28,000 | $532,000 | +$504,000 | 2014-11-14 |
|---|
| Q3 2014 | MARKET VECTORS ETF TR
CUSIP 57061R544 | | JR GOLD MINERS E | 1,259 | 6,778 | +5,519 | $53,000 | $228,000 | +$175,000 | 2014-11-14 |
|---|
| Q3 2014 | GLOBAL X FDS
CUSIP 37950E853 | | SILVER MNR ETF | 25,206 | 43,564 | +18,358 | $357,000 | $464,000 | +$107,000 | 2014-11-14 |
|---|
| Q3 2014 | VIS
VANGUARD WORLD FDS | | INDUSTRIAL ETF | 4,675 | 4,989 | +314 | $487,000 | $506,000 | +$19,000 | 2014-11-14 |
|---|
| Q3 2014 | CALY
CALLAWAY GOLF CO | | COM | 14,267 | 16,133 | +1,866 | $119,000 | $117,000 | -$2,000 | 2014-11-14 |
|---|
| Q2 2014 | FXI
ISHARES | | CHINA LG-CAP ETF | 4,919 | 309,185 | +304,266 | $176,000 | $11,452,000 | +$11,276,000 | 2014-08-15 |
|---|
| Q2 2014 | XLE
SELECT SECTOR SPDR TR | | SBI INT-ENERGY | 16,580 | 25,118 | +8,538 | $1,477,000 | $2,514,000 | +$1,037,000 | 2014-08-15 |
|---|
| Q2 2014 | MARKET VECTORS ETF TR
CUSIP 57060U506 | | RUSSIA ETF | 33,447 | 58,530 | +25,083 | $803,000 | $1,541,000 | +$738,000 | 2014-08-15 |
|---|
| Q2 2014 | IYR
ISHARES | | U.S. REAL ES ETF | 14,207 | 18,623 | +4,416 | $962,000 | $1,337,000 | +$375,000 | 2014-08-15 |
|---|
| Q2 2014 | XPH
SPDR SERIES TRUST | | S&P PHARMAC | 3,850 | 6,550 | +2,700 | $360,000 | $680,000 | +$320,000 | 2014-08-15 |
|---|
| Q2 2014 | GLOBAL X FDS
CUSIP 37950E853 | | SILVER MNR ETF | 13,024 | 25,206 | +12,182 | $167,000 | $357,000 | +$190,000 | 2014-08-15 |
|---|
| Q2 2014 | EWG
ISHARES | | MSCI GERMANY ETF | 8,857 | 14,567 | +5,710 | $278,000 | $456,000 | +$178,000 | 2014-08-15 |
|---|
| Q2 2014 | EWH
ISHARES | | MSCI HONG KG ETF | 14,243 | 20,288 | +6,045 | $282,000 | $424,000 | +$142,000 | 2014-08-15 |
|---|
| Q2 2014 | IEO
ISHARES | | US OIL&GS EX ETF | 2,450 | 3,431 | +981 | $208,000 | $333,000 | +$125,000 | 2014-08-15 |
|---|
| Q2 2014 | XLB
SELECT SECTOR SPDR TR | | SBI MATERIALS | 7,225 | 7,324 | +99 | $342,000 | $364,000 | +$22,000 | 2014-08-15 |
|---|
| Q1 2014 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 154,836 | 205,294 | +50,458 | $28,593,000 | $38,396,000 | +$9,803,000 | 2014-05-19 |
|---|
| Q1 2014 | HYT
BLACKROCK CORPOR HI YLD FD V | | COM | 581,645 | 837,130 | +255,485 | $7,079,000 | $10,263,000 | +$3,184,000 | 2014-05-19 |
|---|
| Q1 2014 | SPDR SERIES TRUST
CUSIP 78464A730 | | S&P OILGAS EXP | 8,088 | 41,778 | +33,690 | $554,000 | $3,001,000 | +$2,447,000 | 2014-05-19 |
|---|
| Q1 2014 | IWM
ISHARES | | RUSSELL 2000 ETF | 35,438 | 47,790 | +12,352 | $4,088,000 | $5,560,000 | +$1,472,000 | 2014-05-19 |
|---|
| Q1 2014 | XLP
SELECT SECTOR SPDR TR | | SBI CONS STPLS | 70,100 | 99,924 | +29,824 | $3,013,000 | $4,303,000 | +$1,290,000 | 2014-05-19 |
|---|
| Q1 2014 | EWA
ISHARES | | MSCI AUST ETF | 7,000 | 40,400 | +33,400 | $171,000 | $1,045,000 | +$874,000 | 2014-05-19 |
|---|
| Q1 2014 | MARKET VECTORS ETF TR
CUSIP 57060U506 | | RUSSIA ETF | 15,390 | 33,447 | +18,057 | $444,000 | $803,000 | +$359,000 | 2014-05-19 |
|---|
| Q4 2013 | SPY
SPDR S&P 500 ETF TR | | TR UNIT | 20,266 | 154,836 | +134,570 | $3,405,000 | $28,593,000 | +$25,188,000 | 2014-02-13 |
|---|
| Q4 2013 | XRT
SPDR SERIES TRUST | | S&P RETAIL ETF | 1,953 | 51,947 | +49,994 | $160,000 | $4,577,000 | +$4,417,000 | 2014-02-13 |
|---|
| Q4 2013 | XLE
SELECT SECTOR SPDR TR | | SBI INT-ENERGY | 21,402 | 50,490 | +29,088 | $1,774,000 | $4,469,000 | +$2,695,000 | 2014-02-13 |
|---|
| Q4 2013 | MARKET VECTORS ETF TR
CUSIP 57060U100 | | GOLD MINER ETF | 42,623 | 81,023 | +38,400 | $1,066,000 | $1,712,000 | +$646,000 | 2014-02-13 |
|---|
| Q4 2013 | ISHARES
CUSIP 464288539 | | MRG RL ES CP ETF | 9,000 | 21,700 | +12,700 | $108,000 | $250,000 | +$142,000 | 2014-02-13 |
|---|
| Q4 2013 | PROSHARES TR II
CUSIP 74347W379 | | UL VIXSTFUT ETF | 162 | 1,100 | +938 | $6,000 | $18,000 | +$12,000 | 2014-02-13 |
|---|
| Q3 2013 | DXJ
WISDOMTREE TR | | JAPN HEDGE EQT | 40,700 | 148,650 | +107,950 | $1,856,000 | $7,125,000 | +$5,269,000 | 2013-11-14 |
|---|
| Q3 2013 | XLB
SELECT SECTOR SPDR TR | | SBI MATERIALS | 19,042 | 46,825 | +27,783 | $730,000 | $1,967,000 | +$1,237,000 | 2013-11-14 |
|---|
| Q3 2013 | MARKET VECTORS ETF TR
CUSIP 57060U191 | | OIL SVCS ETF | 4,984 | 23,625 | +18,641 | $213,000 | $1,112,000 | +$899,000 | 2013-11-14 |
|---|
| Q3 2013 | ASA
ASA GOLD AND PRECIOUS MTLS L | | SHS | 21,461 | 38,713 | +17,252 | $273,000 | $513,000 | +$240,000 | 2013-11-14 |
|---|
| Q3 2013 | CALY
CALLAWAY GOLF CO | | COM | 8,091 | 22,749 | +14,658 | $53,000 | $162,000 | +$109,000 | 2013-11-14 |
|---|
| Q3 2013 | GLOBAL X FDS
CUSIP 37950E853 | | SILVER MNR ETF | 22,674 | 27,574 | +4,900 | $266,000 | $364,000 | +$98,000 | 2013-11-14 |
|---|
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