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PEAK6 Group LLC Historic Quarter Change: USA Bonds: Convertible Notes, Added

PEAK6 Group LLC historic quarter change: USA Bonds: Convertible Notes, Added

In convertible notes that pay a coupon (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, PEAK6 Group LLC opened 30 positions, added to 3, reduced 3 and sold out of 29.

  • Q2 2014: Stock DRYSHIPS INC.; Country of operation —; Class NOTE 5.000%12/0; Principal before $245,200.
  • Q2 2014: Stock TAKE-TWO INTERACTIVE SOFTWAR; Country of operation —; Class NOTE 1.750%12/0; Principal before $25,000.
  • Q1 2014: Stock SUNPOWER CORP; Country of operation —; Class DBCV 4.750% 4/1; Principal before $284,200.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1389957), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-10); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-11); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-13); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-11); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-15); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-19); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31.

QuarterStockCountry of operationClassPrincipal beforePrincipal afterShare changeValue beforeValue afterValue changeFiled
Q2 2014DRYSHIPS INC.
CUSIP 262498AB4
NOTE 5.000%12/0$245,200$305,600+60,400$24,352,000$30,331,000+$5,979,0002014-08-15
Q2 2014TAKE-TWO INTERACTIVE SOFTWAR
CUSIP 874054AC3
NOTE 1.750%12/0$25,000$50,000+25,000$3,283,000$6,569,000+$3,286,0002014-08-15
Q1 2014SUNPOWER CORP
CUSIP 867652AC3
DBCV 4.750% 4/1$284,200$354,200+70,000$33,926,000$43,190,000+$9,264,0002014-05-19

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