Geneva Advisors, LLC quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Geneva Advisors, LLC opened 14 positions, added to 39, reduced 15, sold out of 2 and left 6 unchanged. The largest increase in value was VOO (+$9,150,000); the largest decrease was XLV (-$852,000).
- VOO: Country of operation —; Class ETF; Shares 2016-06-30 4,112; Shares 2016-09-30 50,030.
- BABA: Country of operation —; Class COM; Shares 2016-06-30 19,493; Shares 2016-09-30 55,003.
- POWERSHARES ETF TR II PFD PORT: Country of operation —; Class ETF; Shares 2016-06-30 569,778; Shares 2016-09-30 711,534.
- IJR: Country of operation —; Class ETF; Shares 2016-06-30 88,940; Shares 2016-09-30 92,910.
Two Form 13F-HR filings compared (SEC CIK 1269932): 2016-06-30 (filed 2016-08-08) and 2016-09-30 (filed 2016-11-09). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
VOO
VANGUARD INDEX FDS S&P 500 ETF | | ETF | 4,112 | 50,030 | +45,918 | $790,000 | $9,940,000 | +$9,150,000 |
|---|
BABA
ALIBABA GROUP HLDG LTD SPONSOR | | COM | 19,493 | 55,003 | +35,510 | $1,550,000 | $5,819,000 | +$4,269,000 |
|---|
POWERSHARES ETF TR II PFD PORT
CUSIP 73936T565 | | ETF | 569,778 | 711,534 | +141,756 | $8,683,000 | $10,766,000 | +$2,083,000 |
|---|
IJR
ISHARES CORE S&P SMALL CAP ETF | | ETF | 88,940 | 92,910 | +3,970 | $10,336,000 | $11,535,000 | +$1,199,000 |
|---|
VWO
VANGUARD FTSE EMERGING MARKETS | | ETF | 142,491 | 156,419 | +13,928 | $5,020,000 | $5,886,000 | +$866,000 |
|---|
IWM
ISHARES RUSSELL 2000 ETF | | ETF | 80,466 | 81,262 | +796 | $9,252,000 | $10,094,000 | +$842,000 |
|---|
POWERSHARES QQQ TRUST UNIT SER
CUSIP 73935A104 | | ETF | 14,580 | 20,124 | +5,544 | $1,568,000 | $2,389,000 | +$821,000 |
|---|
EEM
ISHARES TR MSCI EMG MKT ETF | | ETF | 75,599 | 89,110 | +13,511 | $2,598,000 | $3,337,000 | +$739,000 |
|---|
XLP
SELECT SECTOR SPDR TR SBI CONS | | ETF | 4,351 | 16,823 | +12,472 | $240,000 | $895,000 | +$655,000 |
|---|
PROSHARES TR II ULTRA VIX SHOR
CUSIP 74347W254 | | ETF | 42,500 | 59,500 | +17,000 | $401,000 | $991,000 | +$590,000 |
|---|
VB
VANGUARD SMALL CAP ETF | | ETF | 29,590 | 32,538 | +2,948 | $3,423,000 | $3,975,000 | +$552,000 |
|---|
VO
VANGUARD INDEX FDS MID CAP ETF | | ETF | 8,639 | 12,126 | +3,487 | $1,068,000 | $1,570,000 | +$502,000 |
|---|
GUGGENHEIM S&P 500 EQUAL WEIGH
CUSIP 78355W106 | | ETF | 5,201 | 9,948 | +4,747 | $418,000 | $832,000 | +$414,000 |
|---|
EFA
ISHARES TR MSCI EAFE ETF | | ETF | 70,461 | 72,840 | +2,379 | $3,933,000 | $4,307,000 | +$374,000 |
|---|
JPMORGAN CHASE & CO ALERIAN ML
CUSIP 46625H365 | | ETF | 11,732 | 23,273 | +11,541 | $373,000 | $733,000 | +$360,000 |
|---|
IVV
ISHARES TR CORE S&P500 ETF | | ETF | 13,035 | 14,155 | +1,120 | $2,744,000 | $3,080,000 | +$336,000 |
|---|
XLF
SELECT SECTOR SPDR TR SBI INT- | | ETF | 66,896 | 92,373 | +25,477 | $1,529,000 | $1,783,000 | +$254,000 |
|---|
VGK
VANGUARD FTSE EUROPE ETF | | ETF | 57,119 | 59,154 | +2,035 | $2,665,000 | $2,883,000 | +$218,000 |
|---|
ALPS ALERIAN MLP ETF
CUSIP 00162Q866 | | ETF | 38,090 | 54,209 | +16,119 | $485,000 | $688,000 | +$203,000 |
|---|
BGB
BLACKSTONE GSO STRATEGIC | | COM | 29,563 | 40,000 | +10,437 | $425,000 | $597,000 | +$172,000 |
|---|
MDY
SPDR S&P MIDCAP 400 ETF TR UTS | | ETF | 8,469 | 8,764 | +295 | $2,306,000 | $2,474,000 | +$168,000 |
|---|
VTI
VANGUARD INDEX FDS TOTAL STK M | | ETF | 19,758 | 20,399 | +641 | $2,117,000 | $2,271,000 | +$154,000 |
|---|
VUG
VANGUARD INDEX FDS GROWTH ETF | | ETF | 5,545 | 6,521 | +976 | $594,000 | $732,000 | +$138,000 |
|---|
ISHARES TR MRG RL ES CP ETF
CUSIP 464288539 | | ETF | 62,815 | 73,529 | +10,714 | $644,000 | $773,000 | +$129,000 |
|---|
IWF
ISHARES TR RUS 1000 GRW ETF | | ETF | 3,917 | 4,679 | +762 | $393,000 | $487,000 | +$94,000 |
|---|
DVY
ISHARES TR SELECT DIVID ETF | | ETF | 2,876 | 3,890 | +1,014 | $245,000 | $333,000 | +$88,000 |
|---|
VV
VANGUARD LARGE CAP ETF | | ETF | 2,180 | 2,945 | +765 | $209,000 | $292,000 | +$83,000 |
|---|
VEA
VANGUARD FTSE DEVELOPED MARKET | | ETF | 20,001 | 21,009 | +1,008 | $707,000 | $786,000 | +$79,000 |
|---|
IEV
ISHARES TR EUROPE ETF | | ETF | 33,864 | 34,205 | +341 | $1,280,000 | $1,347,000 | +$67,000 |
|---|
VBR
VANGUARD SMALL CAP VALUE ETF | | ETF | 4,176 | 4,534 | +358 | $440,000 | $502,000 | +$62,000 |
|---|
VEU
VANGUARD INTL EQUITY INDEX FD | | ETF | 9,226 | 9,451 | +225 | $395,000 | $429,000 | +$34,000 |
|---|
IWB
ISHARES RUSSELL 1000 ETF | | ETF | 8,695 | 8,705 | +10 | $1,016,000 | $1,049,000 | +$33,000 |
|---|
IWD
ISHARES TR RUS 1000 VAL ETF | | ETF | 10,518 | 10,553 | +35 | $1,086,000 | $1,115,000 | +$29,000 |
|---|
SCHX
SCHWAB STRATEGIC TR US LRG CAP | | ETF | 6,260 | 6,561 | +301 | $312,000 | $339,000 | +$27,000 |
|---|
IYY
ISHARES TR DOW JONES US ETF | | ETF | 4,577 | 4,580 | +3 | $479,000 | $497,000 | +$18,000 |
|---|
VNM
VANECK VECTORS ETF TR VIETNAM | | ETF | 30,760 | 30,845 | +85 | $450,000 | $466,000 | +$16,000 |
|---|
DIA
SPDR DOW JONES INDL AVRG ETF U | | ETF | 2,222 | 2,243 | +21 | $398,000 | $410,000 | +$12,000 |
|---|
IVE
ISHARES TR S&P 500 VAL ETF | | ETF | 3,269 | 3,291 | +22 | $304,000 | $313,000 | +$9,000 |
|---|
XLB
SPDR FUND MATERIALS SELECT SEC | | ETF | 4,920 | 4,956 | +36 | $228,000 | $237,000 | +$9,000 |
|---|
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