Bruderman Asset Management, LLC historic quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 6 quarters from 2015-03-31 to 2016-09-30, Bruderman Asset Management, LLC opened 51 positions, added to 96, reduced 66 and sold out of 40.
- Q3 2016: Stock XLP; Country of operation —; Class SBI CONS STPLS; Shares before 32,168.
- Q3 2016: Stock IWM; Country of operation —; Class RUSSELL 2000 ETF; Shares before 25,715.
- Q3 2016: Stock SPY; Country of operation —; Class TR UNIT; Shares before 8,286.
- Q3 2016: Stock EIDO; Country of operation —; Class MSCI INDONIA ETF; Shares before 48,200.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1633673), 6 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-08); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-09); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-09); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-08); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-19); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2015-03-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q3 2016 | XLP SELECT SECTOR SPDR TR | SBI CONS STPLS | 32,168 | 49,801 | +17,633 | $1,774,000 | $2,650,000 | +$876,000 | 2016-11-08 | |
| Q3 2016 | IWM ISHARES TR | RUSSELL 2000 ETF | 25,715 | 26,888 | +1,173 | $2,957,000 | $3,340,000 | +$383,000 | 2016-11-08 | |
| Q3 2016 | SPY SPDR S&P 500 ETF TR | TR UNIT | 8,286 | 9,770 | +1,484 | $1,736,000 | $2,113,000 | +$377,000 | 2016-11-08 | |
| Q3 2016 | EIDO ISHARES TR | MSCI INDONIA ETF | 48,200 | 58,490 | +10,290 | $1,179,000 | $1,546,000 | +$367,000 | 2016-11-08 | |
| Q3 2016 | IHI ISHARES TR | U.S. MED DVC ETF | 8,785 | 10,599 | +1,814 | $1,191,000 | $1,541,000 | +$350,000 | 2016-11-08 | |
| Q3 2016 | XLI SELECT SECTOR SPDR TR | SBI INT-INDS | 20,463 | 25,106 | +4,643 | $1,146,000 | $1,466,000 | +$320,000 | 2016-11-08 | |
| Q3 2016 | EFA ISHARES TR | MSCI EAFE ETF | 18,128 | 22,484 | +4,356 | $1,012,000 | $1,329,000 | +$317,000 | 2016-11-08 | |
| Q3 2016 | VOX VANGUARD WORLD FDS | TELCOMM ETF | 11,942 | 14,652 | +2,710 | $1,175,000 | $1,383,000 | +$208,000 | 2016-11-08 | |
| Q3 2016 | XLU SELECT SECTOR SPDR TR | SBI INT-UTILS | 26,398 | 31,535 | +5,137 | $1,385,000 | $1,545,000 | +$160,000 | 2016-11-08 | |
| Q3 2016 | FFC FLAHERTY&CRMN PFD SEC INCOM | COM | 22,676 | 27,866 | +5,190 | $491,000 | $580,000 | +$89,000 | 2016-11-08 | |
| Q3 2016 | VNQ VANGUARD INDEX FDS | REIT ETF | 32,620 | 34,264 | +1,644 | $2,892,000 | $2,972,000 | +$80,000 | 2016-11-08 | |
| Q3 2016 | JRS NUVEEN REAL ESTATE INCOME FD | COM | 36,271 | 42,816 | +6,545 | $435,000 | $509,000 | +$74,000 | 2016-11-08 | |
| Q3 2016 | PTY PIMCO CORPORATE & INCOME OPP | COM | 4,914 | 7,586 | +2,672 | $69,000 | $111,000 | +$42,000 | 2016-11-08 | |
| Q3 2016 | JGH NUVEEN GLOBAL HIGH INCOME FD | SHS | 200 | 2,380 | +2,180 | $3,000 | $37,000 | +$34,000 | 2016-11-08 | |
| Q3 2016 | IGSB ISHARES TR | 1-3 YR CR BD ETF | 2,025 | 2,339 | +314 | $215,000 | $247,000 | +$32,000 | 2016-11-08 | |
| Q3 2016 | BND VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 396 | 640 | +244 | $33,000 | $54,000 | +$21,000 | 2016-11-08 | |
| Q3 2016 | HEDJ WISDOMTREE TR | EUROPE HEDGED EQ | 166 | 367 | +201 | $8,000 | $20,000 | +$12,000 | 2016-11-08 | |
| Q3 2016 | VYM VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 585 | 640 | +55 | $42,000 | $46,000 | +$4,000 | 2016-11-08 | |
| Q3 2016 | FXG FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 875 | 960 | +85 | $42,000 | $45,000 | +$3,000 | 2016-11-08 | |
| Q3 2016 | HQL TEKLA LIFE SCIENCES INVS | SH BEN INT | 35 | 37 | +2 | $1,000 | $1,000 | $0 | 2016-11-08 | |
| Q3 2016 | VCSH VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 1,200 | 1,206 | +6 | $97,000 | $97,000 | $0 | 2016-11-08 | |
| Q2 2016 | VNQ VANGUARD INDEX FDS | REIT ETF | 19,272 | 32,620 | +13,348 | $1,615,000 | $2,892,000 | +$1,277,000 | 2016-08-09 | |
| Q2 2016 | XLI SELECT SECTOR SPDR TR | SBI INT-INDS | 385 | 20,463 | +20,078 | $21,000 | $1,146,000 | +$1,125,000 | 2016-08-09 | |
| Q2 2016 | IWM ISHARES TR | RUSSELL 2000 ETF | 23,980 | 25,715 | +1,735 | $2,653,000 | $2,957,000 | +$304,000 | 2016-08-09 | |
| Q2 2016 | XLU SELECT SECTOR SPDR TR | SBI INT-UTILS | 22,417 | 26,398 | +3,981 | $1,112,000 | $1,385,000 | +$273,000 | 2016-08-09 | |
| Q2 2016 | XLP SELECT SECTOR SPDR TR | SBI CONS STPLS | 28,634 | 32,168 | +3,534 | $1,519,000 | $1,774,000 | +$255,000 | 2016-08-09 | |
| Q2 2016 | EIDO ISHARES TR | MSCI INDONIA ETF | 39,585 | 48,200 | +8,615 | $933,000 | $1,179,000 | +$246,000 | 2016-08-09 | |
| Q2 2016 | SDY SPDR SERIES TRUST | S&P DIVID ETF | 31,100 | 31,565 | +465 | $2,486,000 | $2,649,000 | +$163,000 | 2016-08-09 | |
| Q2 2016 | EFA ISHARES TR | MSCI EAFE ETF | 15,821 | 18,128 | +2,307 | $904,000 | $1,012,000 | +$108,000 | 2016-08-09 | |
| Q2 2016 | SPY SPDR S&P 500 ETF TR | TR UNIT | 8,051 | 8,286 | +235 | $1,655,000 | $1,736,000 | +$81,000 | 2016-08-09 | |
| Q2 2016 | RYDEX ETF TRUST CUSIP 78355W841 | GUG S&P500EQWTHC | 11,147 | 11,188 | +41 | $1,609,000 | $1,687,000 | +$78,000 | 2016-08-09 | |
| Q2 2016 | JRS NUVEEN REAL ESTATE INCOME FD | COM | 33,459 | 36,271 | +2,812 | $363,000 | $435,000 | +$72,000 | 2016-08-09 | |
| Q2 2016 | RYDEX ETF TRUST CUSIP 78355W106 | GUG S&P500 EQ WT | 28,343 | 28,532 | +189 | $2,226,000 | $2,293,000 | +$67,000 | 2016-08-09 | |
| Q2 2016 | BND VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 246 | 396 | +150 | $20,000 | $33,000 | +$13,000 | 2016-08-09 | |
| Q2 2016 | HEFA ISHARES TR | HDG MSCI EAFE | 31,534 | 31,639 | +105 | $753,000 | $759,000 | +$6,000 | 2016-08-09 | |
| Q2 2016 | XLY SELECT SECTOR SPDR TR | SBI CONS DISCR | 25,011 | 25,289 | +278 | $1,978,000 | $1,974,000 | -$4,000 | 2016-08-09 | |
| Q2 2016 | PTY PIMCO CORPORATE & INCOME OPP | COM | 4,852 | 4,914 | +62 | $66,000 | $69,000 | +$3,000 | 2016-08-09 | |
| Q2 2016 | AEF ABERDEEN CHILE FD INC | COM | 80 | 82 | +2 | $0 | $1,000 | +$1,000 | 2016-08-09 | |
| Q2 2016 | HEDJ WISDOMTREE TR | EUROPE HEDGED EQ | 163 | 166 | +3 | $8,000 | $8,000 | $0 | 2016-08-09 | |
| Q1 2016 | XLU SELECT SECTOR SPDR TR | SBI INT-UTILS | 2,759 | 22,417 | +19,658 | $119,000 | $1,112,000 | +$993,000 | 2016-05-09 | |
| Q1 2016 | SPY SPDR S&P 500 ETF TR | TR UNIT | 4,307 | 8,051 | +3,744 | $878,000 | $1,655,000 | +$777,000 | 2016-05-09 | |
| Q1 2016 | XLP SELECT SECTOR SPDR TR | SBI CONS STPLS | 20,142 | 28,634 | +8,492 | $1,017,000 | $1,519,000 | +$502,000 | 2016-05-09 | |
| Q1 2016 | EFA ISHARES TR | MSCI EAFE ETF | 8,284 | 15,821 | +7,537 | $486,000 | $904,000 | +$418,000 | 2016-05-09 | |
| Q1 2016 | FFC FLAHERTY&CRMN PFD SEC INCOM | COM | 18,847 | 23,613 | +4,766 | $378,000 | $481,000 | +$103,000 | 2016-05-09 | |
| Q1 2016 | IWM ISHARES TR | RUSSELL 2000 ETF | 22,660 | 23,980 | +1,320 | $2,552,000 | $2,653,000 | +$101,000 | 2016-05-09 | |
| Q1 2016 | XLV SELECT SECTOR SPDR TR | SBI HEALTHCARE | 340 | 843 | +503 | $24,000 | $57,000 | +$33,000 | 2016-05-09 | |
| Q1 2016 | BND VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 85 | 246 | +161 | $7,000 | $20,000 | +$13,000 | 2016-05-09 | |
| Q1 2016 | PTY PIMCO CORPORATE & INCOME OPP | COM | 4,789 | 4,852 | +63 | $64,000 | $66,000 | +$2,000 | 2016-05-09 | |
| Q1 2016 | HEDJ WISDOMTREE TR | EUROPE HEDGED EQ | 162 | 163 | +1 | $9,000 | $8,000 | -$1,000 | 2016-05-09 | |
| Q1 2016 | VGSH VANGUARD SCOTTSDALE FDS | SHTRM GVT BD ETF | 1,507 | 1,509 | +2 | $92,000 | $92,000 | $0 | 2016-05-09 | |
| Q4 2015 | XLY SELECT SECTOR SPDR TR | SBI CONS DISCR | 21,524 | 34,230 | +12,706 | $1,598,000 | $2,675,000 | +$1,077,000 | 2016-02-08 | |
| Q4 2015 | SPY SPDR S&P 500 ETF TR | TR UNIT | 1,387 | 4,307 | +2,920 | $266,000 | $878,000 | +$612,000 | 2016-02-08 | |
| Q4 2015 | XLP SELECT SECTOR SPDR TR | SBI CONS STPLS | 10,785 | 20,142 | +9,357 | $509,000 | $1,017,000 | +$508,000 | 2016-02-08 | |
| Q4 2015 | IGV ISHARES TR | NA TEC-SFTWR ETF | 165 | 4,830 | +4,665 | $16,000 | $501,000 | +$485,000 | 2016-02-08 | |
| Q4 2015 | XLK SELECT SECTOR SPDR TR | TECHNOLOGY | 555 | 11,777 | +11,222 | $22,000 | $504,000 | +$482,000 | 2016-02-08 | |
| Q4 2015 | KRE SPDR SERIES TRUST | S&P REGL BKG | 330 | 10,692 | +10,362 | $14,000 | $448,000 | +$434,000 | 2016-02-08 | |
| Q4 2015 | EFA ISHARES TR | MSCI EAFE ETF | 1,488 | 8,284 | +6,796 | $85,000 | $486,000 | +$401,000 | 2016-02-08 | |
| Q4 2015 | IWM ISHARES TR | RUSSELL 2000 ETF | 19,794 | 22,660 | +2,866 | $2,161,000 | $2,552,000 | +$391,000 | 2016-02-08 | |
| Q4 2015 | FFC FLAHERTY&CRMN PFD SEC INCOM | COM | 17,334 | 18,847 | +1,513 | $325,000 | $378,000 | +$53,000 | 2016-02-08 | |
| Q4 2015 | PTY PIMCO CORPORATE & INCOME OPP | COM | 4,727 | 4,789 | +62 | $63,000 | $64,000 | +$1,000 | 2016-02-08 | |
| Q4 2015 | XLE SELECT SECTOR SPDR TR | SBI INT-ENERGY | 502 | 505 | +3 | $31,000 | $30,000 | -$1,000 | 2016-02-08 | |
| Q4 2015 | HEDJ WISDOMTREE TR | EUROPE HEDGED EQ | 151 | 162 | +11 | $8,000 | $9,000 | +$1,000 | 2016-02-08 | |
| Q4 2015 | XLU SELECT SECTOR SPDR TR | SBI INT-UTILS | 2,746 | 2,759 | +13 | $119,000 | $119,000 | $0 | 2016-02-08 | |
| Q4 2015 | VGSH VANGUARD SCOTTSDALE FDS | SHTRM GVT BD ETF | 1,502 | 1,507 | +5 | $92,000 | $92,000 | $0 | 2016-02-08 | |
| Q3 2015 | FFC FLAHERTY&CRMN PFD SEC INCOM | COM | 4,732 | 17,334 | +12,602 | $88,000 | $325,000 | +$237,000 | 2015-11-19 | |
| Q3 2015 | RYDEX ETF TRUST CUSIP 78355W841 | GUG S&P500EQWTHC | 13,445 | 13,691 | +246 | $2,145,000 | $1,924,000 | -$221,000 | 2015-11-19 | |
| Q3 2015 | IWM ISHARES TR | RUSSELL 2000 ETF | 18,414 | 19,794 | +1,380 | $2,299,000 | $2,161,000 | -$138,000 | 2015-11-19 | |
| Q3 2015 | RYDEX ETF TRUST CUSIP 78355W106 | GUG S&P500 EQ WT | 33,047 | 34,349 | +1,302 | $2,637,000 | $2,527,000 | -$110,000 | 2015-11-19 | |
| Q3 2015 | SPY SPDR S&P 500 ETF TR | TR UNIT | 792 | 1,387 | +595 | $163,000 | $266,000 | +$103,000 | 2015-11-19 | |
| Q3 2015 | VNQ VANGUARD INDEX FDS | REIT ETF | 22,235 | 23,245 | +1,010 | $1,661,000 | $1,756,000 | +$95,000 | 2015-11-19 | |
| Q3 2015 | HEFA ISHARES TR | HDG MSCI EAFE | 36,403 | 37,725 | +1,322 | $994,000 | $927,000 | -$67,000 | 2015-11-19 | |
| Q3 2015 | SDY SPDR SERIES TRUST | S&P DIVID ETF | 36,066 | 37,437 | +1,371 | $2,749,000 | $2,701,000 | -$48,000 | 2015-11-19 | |
| Q3 2015 | XLY SELECT SECTOR SPDR TR | SBI CONS DISCR | 20,415 | 21,524 | +1,109 | $1,561,000 | $1,598,000 | +$37,000 | 2015-11-19 | |
| Q3 2015 | EFA ISHARES TR | MSCI EAFE ETF | 800 | 1,488 | +688 | $51,000 | $85,000 | +$34,000 | 2015-11-19 | |
| Q3 2015 | JRS NUVEEN REAL ESTATE INCOME FD | COM | 36,082 | 38,766 | +2,684 | $368,000 | $390,000 | +$22,000 | 2015-11-19 | |
| Q3 2015 | GRX GABELLI HLTHCARE & WELLNESS | SHS | 1,000 | 3,000 | +2,000 | $11,000 | $29,000 | +$18,000 | 2015-11-19 | |
| Q3 2015 | XLE SELECT SECTOR SPDR TR | SBI INT-ENERGY | 200 | 502 | +302 | $15,000 | $31,000 | +$16,000 | 2015-11-19 | |
| Q3 2015 | PTY PIMCO CORPORATE & INCOME OPP | COM | 4,673 | 4,727 | +54 | $68,000 | $63,000 | -$5,000 | 2015-11-19 | |
| Q3 2015 | XLV SELECT SECTOR SPDR TR | SBI HEALTHCARE | 340 | 341 | +1 | $25,000 | $23,000 | -$2,000 | 2015-11-19 | |
| Q3 2015 | VGSH VANGUARD SCOTTSDALE FDS | SHTRM GVT BD ETF | 1,500 | 1,502 | +2 | $92,000 | $92,000 | $0 | 2015-11-19 | |
| Q2 2015 | IWM ISHARES TR | RUSSELL 2000 ETF | 16,964 | 18,414 | +1,450 | $2,110,000 | $2,299,000 | +$189,000 | 2015-08-13 | |
| Q2 2015 | RYDEX ETF TRUST CUSIP 78355W841 | GUG S&P500EQWTHC | 12,755 | 13,445 | +690 | $1,980,000 | $2,145,000 | +$165,000 | 2015-08-13 | |
| Q2 2015 | RYDEX ETF TRUST CUSIP 78355W106 | GUG S&P500 EQ WT | 30,576 | 33,047 | +2,471 | $2,478,000 | $2,637,000 | +$159,000 | 2015-08-13 | |
| Q2 2015 | XLY SELECT SECTOR SPDR TR | SBI CONS DISCR | 18,659 | 20,415 | +1,756 | $1,406,000 | $1,561,000 | +$155,000 | 2015-08-13 | |
| Q2 2015 | SDY SPDR SERIES TRUST | S&P DIVID ETF | 33,420 | 36,066 | +2,646 | $2,613,000 | $2,749,000 | +$136,000 | 2015-08-13 | |
| Q2 2015 | HEFA ISHARES TR | HDG MSCI EAFE | 33,808 | 36,403 | +2,595 | $943,000 | $994,000 | +$51,000 | 2015-08-13 | |
| Q2 2015 | JRS NUVEEN REAL ESTATE INCOME FD | COM | 34,833 | 36,082 | +1,249 | $415,000 | $368,000 | -$47,000 | 2015-08-13 | |
| Q2 2015 | PGP PIMCO GLOBAL STOCKSPLS INCM | COM | 7,890 | 8,180 | +290 | $176,000 | $138,000 | -$38,000 | 2015-08-13 | |
| Q2 2015 | VNQ VANGUARD INDEX FDS | REIT ETF | 20,090 | 22,235 | +2,145 | $1,694,000 | $1,661,000 | -$33,000 | 2015-08-13 | |
| Q2 2015 | FEZ SPDR INDEX SHS FDS | EURO STOXX 50 | 80 | 924 | +844 | $3,000 | $35,000 | +$32,000 | 2015-08-13 | |
| Q2 2015 | EEM ISHARES TR | MSCI EMG MKT ETF | 1,175 | 1,625 | +450 | $47,000 | $64,000 | +$17,000 | 2015-08-13 | |
| Q2 2015 | XLU SELECT SECTOR SPDR TR | SBI INT-UTILS | 3,021 | 3,033 | +12 | $134,000 | $126,000 | -$8,000 | 2015-08-13 | |
| Q2 2015 | XLP SELECT SECTOR SPDR TR | SBI CONS STPLS | 10,765 | 10,860 | +95 | $525,000 | $517,000 | -$8,000 | 2015-08-13 | |
| Q2 2015 | PTY PIMCO CORPORATE & INCOME OPP | COM | 4,624 | 4,673 | +49 | $73,000 | $68,000 | -$5,000 | 2015-08-13 | |
| Q2 2015 | SPY SPDR S&P 500 ETF TR | TR UNIT | 772 | 792 | +20 | $159,000 | $163,000 | +$4,000 | 2015-08-13 | |
| Q2 2015 | IDU ISHARES TR | U.S. UTILITS ETF | 755 | 800 | +45 | $84,000 | $83,000 | -$1,000 | 2015-08-13 |
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