Bruderman Asset Management, LLC Historic Quarter Change: USA Funds, Added

Bruderman Asset Management, LLC historic quarter change: USA Funds, Added

In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), over 6 quarters from 2015-03-31 to 2016-09-30, Bruderman Asset Management, LLC opened 1 positions, added to 11, reduced 5 and sold out of 4.

Q3 2016: Stock PIMCO INCOME OPPORTUNITY FD; Country of operation —; Class COM; Shares before 16,321.
Q2 2016: Stock PIMCO INCOME OPPORTUNITY FD; Country of operation —; Class COM; Shares before 14,286.
Q2 2016: Stock PIMCO DYNAMIC CR INCOME FD; Country of operation —; Class COM SHS; Shares before 18,971.
Q1 2016: Stock PIMCO DYNAMIC CR INCOME FD; Country of operation —; Class COM SHS; Shares before 17,151.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1633673), 6 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-08); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-09); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-09); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-08); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-19); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2015-03-31.

Quarter	Stock	Country of operation	Class	Shares before	Shares after	Share change	Value before	Value after	Value change	Filed
Q3 2016	PIMCO INCOME OPPORTUNITY FD CUSIP 72202B100		COM	16,321	16,505	+184	$375,000	$382,000	+$7,000	2016-11-08
Q2 2016	PIMCO INCOME OPPORTUNITY FD CUSIP 72202B100		COM	14,286	16,321	+2,035	$296,000	$375,000	+$79,000	2016-08-09
Q2 2016	PIMCO DYNAMIC CR INCOME FD CUSIP 72202D106		COM SHS	18,971	19,024	+53	$331,000	$364,000	+$33,000	2016-08-09
Q1 2016	PIMCO DYNAMIC CR INCOME FD CUSIP 72202D106		COM SHS	17,151	18,971	+1,820	$309,000	$331,000	+$22,000	2016-05-09
Q1 2016	NUVEEN QUALITY PFD INCOME FD CUSIP 67072C105	United States	COM	55,155	55,607	+452	$502,000	$500,000	-$2,000	2016-05-09
Q4 2015	NUVEEN QUALITY PFD INCOME FD CUSIP 67072C105	United States	COM	53,621	55,155	+1,534	$469,000	$502,000	+$33,000	2016-02-08
Q4 2015	PIMCO INCOME OPPORTUNITY FD CUSIP 72202B100		COM	13,922	14,561	+639	$318,000	$308,000	-$10,000	2016-02-08
Q3 2015	NUVEEN QUALITY PFD INCOME FD CUSIP 67072C105	United States	COM	53,478	53,621	+143	$453,000	$469,000	+$16,000	2015-11-19
Q3 2015	PIMCO INCOME OPPORTUNITY FD CUSIP 72202B100		COM	13,469	13,922	+453	$326,000	$318,000	-$8,000	2015-11-19
Q2 2015	NUVEEN QUALITY PFD INCOME FD CUSIP 67072C105	United States	COM	53,123	53,478	+355	$487,000	$453,000	-$34,000	2015-08-13
Q2 2015	PIMCO INCOME OPPORTUNITY FD CUSIP 72202B100		COM	12,195	13,469	+1,274	$312,000	$326,000	+$14,000	2015-08-13

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